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picture1_Report Pdf 95081 | Afme Mifidii Mifir Post Trade Reporting Requirements


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File: Report Pdf 95081 | Afme Mifidii Mifir Post Trade Reporting Requirements
mifid ii mifir post trade reporting requirements understanding bank and investor obligations september 2017 association for financial markets in europe www afme eu disclaimer the afme mifid ii mifir post ...

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     MiFID II / MiFIR post-trade 
     reporting requirements
     Understanding bank and investor obligations
     September 2017
        Association for Financial Markets in Europe
        www.afme.eu
     Disclaimer
     The AFME “MiFID II / MiFIR post-trade reporting requirements: Understanding bank and investor obligations” (the 
     “Report”) is intended for general information only, and is not intended to be and should not be relied upon as being legal, 
     financial, investment, tax, regulatory, business or other professional advice. AFME doesn’t represent or warrant that the 
     Report is accurate, suitable or complete and none of AFME, or its respective employees shall have any liability arising 
     from, or relating to, the use of this Report or its contents.
      Your receipt of this document is subject to paragraphs 3, 4, 5, 9, 10, 11 and 13 of the Terms of Use which are applicable to 
     AFME’s website (available at http://www.afme.eu/en/about-us/terms-conditions/) and, for the purposes of such Terms 
     of Use, this document shall be considered a “Material” (regardless of whether you have received or accessed it via AFME’s 
     website or otherwise).
     This report was produced in conjunction with KPMG.
     September 2017
                                                                   Contents
      Contents
      Executive Summary                                                 4
      Glossary of Terms                                                 5
      1. Background                                                     8
      2. Who needs to report what, when and where?                     12
      3. Regulatory reporting options                                  22
      4. Further challenges                                            28
      5. AFME’s competition law statement                              32
      6. Appendix                                                      34
                                         MiFID II / MiFIR  post-trade reporting requirements
                                                                  Page 1
       MiFID II / MiFIR  post-trade reporting requirements
       Page 2
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