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family practice vol 13 no 6 oxford university press 1996 printed in great britain sampling for qualitative research martin n marshall marshall mn sampling for qualitative research family practice 1996 ...

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                   Family Practice                                                                                                          Vol. 13, No. 6
                   © Oxford University Press 1996                                                                                  Printed in Great Britain
                   Sampling for qualitative research
                   Martin N Marshall
                   Marshall, MN. Sampling for qualitative research. Family Practice 1996; 13: 522-525.
                   The probability sampling techniques used for quantitative studies are rarely appropriate
                   when conducting qualitative research. This article considers and explains the differences
                   between the two approaches and describes three broad categories of naturalistic sampling:
                   convenience, judgement and theoretical models. The principles are illustrated with practical                                                   Downloaded from https://academic.oup.com/fampra/article/13/6/522/496701 by guest on 14 September 2022
                   examples from the author's own research.
                   Keyword. Qualitative sampling.
                   Introduction                                                           a representative sample. The most common approach
                   The benefits of a qualitative approach to health care                  is to use random, or probability samples. In a random
                   research are becoming increasingly recognized by both                  sample the nature of the population is defined and all
                   academics and clinicians, but misunderstandings about                  members have an equal chance of selection. Stratified
                   the philosophical basis and the methodological approach                random sampling and area sampling are variants of
                   remain. The impression is sometimes given that                         random sampling, which allow subgroups to be studied
                   qualitative research differs from the hypothetico-                     in greater detail.
                   deductive model simply in terms of the way that data                     The size of the sample is determined by the optimum
                   is collected. The process of sampling is one of the prin-              number necessary to enable valid inferences to be made
                   cipal areas of confusion, a problem not helped by the                  about the population. The larger the sample size, the
                   inadequate way that it is covered in the literature, where             smaller the chance of a random sampling error, but since
                   there is little agreement on definitions and authors fre-              the sampling error is inversely proportional to the square
                   quently invent new and complex terms which cloud                       root of the sample size, there is usually little to be gained
                   simple fundamental issues. In this article I will describe             from studying very large samples. The optimum sample
                   both quantitative and qualitative methods of sampling                  size depends upon the parameters of the phenomenon
                   and consider the basic differences between the two                     under study, for example the rarity of the event or the
                   approaches in order to explain why the sampling tech-                  expected size of differences in outcome between the in-
                   niques used are not transferable. I will consider issues               tervention and control groups.
                   relating to sample size and selection in qualitative
                   research and illustrate the principles with practical
                   examples.                                                              Comparing the quantitative and qualitative approaches
                                                                                          The choice between quantitative and qualitative research
                                                                                          methods should be determined by the research ques-
                   Quantitative sampling                                                  tion, not by the preference of the researcher. It would
                                                                                          be just as inappropriate to use a clinical trial to examine
                   Choosing a study sample is an important step in any                    behavioural differences in the implementation of clinical
                   research project since it is rarely practical, efficient or            guidelines as it would be to use participant observation
                   ethical to study whole populations. The aim of all quan-               to determine the efficacy of antibiotics for upper respira-
                   titative sampling approaches is to draw a representative               tory tract infections. The aim of the quantitative ap-
                   sample from the population, so that the results of                     proach is to test ore-determined hypotheses and produce
                   studying the sample can then be generalized back to                    generalizable results. Such studies are useful for answer-
                   the population. The selection of an appropriate method                 ing more mechanistic 'what?' questions. Qualitative
                   depends upon the aim of the study. Sometimes less                      studies aim to provide illumination and understanding
                   rigorous methods may be acceptable, such as incidental                 of complex psychosocial issues and are most useful
                   or quota samples, but these methods do not guarantee                   for answering humanistic 'why?' and 'how?' questions.
                                                                                          The principal fundamental differences in both the
                  Received 30 May 1996; Accepted 15 July 1996.                            philosophical foundation of and the methodological
                  Institute of General Practice, University of Exeter, Postgraduate       approach to the two disciplines are summarized in
                  Medical School, Barrack Road, Exeter EX2 5DW, UK.                       Table 1.
                                                                                     522
                                                       Sampling for qualitative research                                       523
             Why is random sampling inappropriate for                      approach to sampling, data collection, analysis and in-
             qualitative studies?                                          terpretation. This contrasts with the stepwise design of
             The process of selecting a random sample is well defined      quantitative studies and makes accurate prediction of
             and rigorous, so why can the same technique not be            sample size difficult when submitting protocols to
            used for naturalistic studies? The answer lies in the aim      funding bodies.
            of the study; studying a random sample provides the           Sample strategies
            best opportunity to generalize the results to the popula-
            tion but is not the most effective way of developing an       There are three broad approaches to selecting a sample
            understanding of complex issues relating to human             for a qualitative study.
            behaviour. There are both theoretical and practical
            reasons for this.                                             Convenience sample                                                Downloaded from https://academic.oup.com/fampra/article/13/6/522/496701 by guest on 14 September 2022
               First, samples for qualitative investigations tend to      This is the least rigorous technique, involving the selec-
            be small, for reasons explained later in this article. Even   tion of the most accessible subjects. It is the least costly
            if a representative sample was desirable, the sampling        to the researcher, in terms of time, effort and money,
            error of such a small sample is likely to be so large that    but may result in poor quality data and lacks intellec-
            biases are inevitable. Secondly, for a true random sam-       tual credibility. There is an element of convenience
            ple to be selected, the characteristics under study of the    sampling in many qualitative studies, but a more
            whole population should be known; this is rarely pos-         thoughtful approach to selection of a sample is usually
            sible in a complex qualitative study. Thirdly, random         justified.
            sampling of a population is likely to produce a represen-
            tative sample only if the research characteristics are nor-   Judgement sample
            mally distributed within the population. There is no          Also known as purposeful sample, this is the most com-
            evidence that the values, beliefs and attitudes that form     mon sampling technique. The researcher actively selects
            the core of qualitative investigation are normally            the most productive sample to answer the research ques-
            distributed, making the probability approach inappro-         tion. This can involve developing a framework of the
            priate. Fourthly, it is well recognized by sociologists1      variables that might influence an individual's contribu-
            that people are not equally good at observing, understan-     tion and will be based on the researcher's practical
            ding and interpreting their own and other people's            knowledge of the research area, the available literature
            behaviour. Qualitative researchers recognize that some        and evidence from the study itself. This is a more in-
            informants are 'richer' than others and that these people     tellectual strategy than the simple demographic
            are more likely to provide insight and understanding          stratification of epidemiological studies, though age,
            for the researcher. Choosing someone at random to             gender and social class might be important variables.
            answer a qualitative question would be analogous to ran-      If the subjects are known to the researcher, they may
            domly asking a passer-by how to repair a broken down          be stratified according to known public attitudes or
            car, rather than asking a garage mechanic—the former          beliefs. It may be advantageous to study a broad range
            might have a good stab, but asking the latter is likely       of subjects (maximum variation sample), outliers
            to be more productive.                                        (deviant sample), subjects who have specific experiences
                                                                                               6
                                                                          (critical case sample ) or subjects with special exper-
            Sample size                                                   tise (key informant sample). Subjects may be able to
            Quantitative researchers often fail to understand the         recommend useful potential candidates for study
            usefulness of studying small samples. This is related         (snowball sample). During interpretation of the data it
            to the misapprehension that generalizability is the           is important to consider subjects who support emerg-
            ultimate goal of all good research and is the principal       ing explanations and, perhaps more importantly, sub-
            reason for some otherwise sound published qualitative         jects who disagree (confirming and disconfirming
            studies containing inappropriate sampling techniques.2        samples).
            An appropriate sample size for a qualitative study is         Theoretical sample
            one that adequately answers the research question. For        The iterative process of qualitative study design means
            simple questions or very detailed studies, this might be      that samples are usually theory driven to a greater or
            in single figures; for complex questions large samples        lesser extent. Theoretical sampling necessitates building
            and a variety of sampling techniques might be                 interpretative theories from the emerging data and
            necessary. In practice, the number of required subjects       selecting a new sample to examine and elaborate on this
           usually becomes obvious as the study progresses, as            theory. It is the principal strategy for the grounded
           new categories, themes or explanations stop emerging                                3
           from the data (data saturation). Clearly this requires         theoretical approach  but will be used in some form
           a flexible research design and an iterative, cyclical          in most qualitative investigations necessitating
                                                                          interpretation.
                    524                                                  Family Practice—an international journal
                                                                                                             4
                     TABLE 1 Comparison of quantitative and qualitative methods                interviews,  an anthropological technique utilizing rich
                                                                                               information sources, which has defined sample selec-
                                                                                                               5
                                         Quantitative            Qualitative                   tion criteria.  A sample of 10 national figures in posi-
                                                                                               tions of leadership and responsibility within the
                    Philosophical        Deductive,              Inductive, holistic           profession were chosen. Since the total population of
                    foundation           reducdonalist                                         possible key informants is small, this was necessarily
                    Aim                  To test pre-set         To explore complex            a convenience sample, though there was an element of
                                         hypothesis              human issues                  a judgement approach, since efforts were made to ensure
                    Study plan           Step-wise,              Iterative, flexible           that participants came from a range of clinical,
                                         predetermined                                         academic, managerial and political backgrounds. The
                    Position of          Aims to be detached Integral part of                  advantage of this approach lies in its simplicity but it
                    researcher           and objective           research process              was difficult to determine at the sampling stage whether                    Downloaded from https://academic.oup.com/fampra/article/13/6/522/496701 by guest on 14 September 2022
                    Assessing quality    Direct tests of         Indirect quality              the informants fulfilled the published selection criteria.
                    of outcomes          validity and reliabi-   assurance methods of             The second stage involved in-depth interviews with
                                         lity using statistics   trustworthiness               practising clinicians throughout the South and West
                    Measures of          Generalizability        Transferability               Region. The aim was to develop an understanding and
                    utility of results                                                         an interpretative framework of the process of interaction
                                                                                               between specialists and GPs. I started with a judgement
                       It is apparent from the above description that there                    sample framework including variables such as time since
                    is considerable overlap even between these three broad                     qualification, gender, geographical location, rurality,
                    categories. The relative balance will depend upon the                      fundholding status and teaching hospital status. As the
                    research question and the chosen style of data analysis                    data was collected and analysed, an interpretative
                    and interpretation. It is important to recognize that                      framework was constructed, so the sampling strategy
                    the essence of the qualitative approach is that it is                      changed from largely judgement to largely theoretical,
                    naturalistic—studying real people in natural settings                      in order to build on the developing theory. New themes
                    rather than in artificial isolation. Sampling therefore                    stopped emerging after about 15 interviews and an ac-
                    has to take account not only of the individual's                           ceptable interpretative framework was constructed after
                    characteristics but also temporal, spatial and situational                 24 interviews—the stage of thematic and theoretical
                    influences, that is, the context of the study. The re-                     saturation.
                    searcher should consider the broader picture: would this                      The third stage of the study brought GPs and
                    individual express a different opinion if they were in-                    specialists together in focus groups to collect the dif-
                    terviewed next week or next month? Would they feel                         ferent level of data produced by personal interaction.
                    differently if they were interviewed at home or at work?                   For pragmatic reasons, this had to be conducted in my
                    Should I study mem when they are under stress or re-                       own locality, and it was important for the study that
                    laxed? There is no correct answer to these questions,                      the participants were able to interact in a productive,
                    just as there is no perfect way to sample, but the in-                     rather than dysfunctional way. I was able to use my
                    fluence that these factors might have on the trustwor-                     local knowledge to satisfy these sampling requirements
                    thiness of the results should be acknowledged.                             using a combination of convenience and purposive
                                                                                               techniques.
                    A practical example of sampling strategy                                      The three qualitative stages of the study will form
                    In practice, qualitative sampling usually requires a flex-                 the basis of a Likert survey to test out emergent themes
                    ible, pragmatic approach. This may be illustrated by                       and which will be distributed to a stratified random
                    my own study of the professional relationship between                      sample of the whole population of clinicians work-
                    GPs and specialists (in progress).                                         ing in the Region. This will represent a different, not
                       The way that the two branches of the medical                            necessarily a stronger, perspective of the professional
                    profession work together is a key component of the                         relationship.
                    primary-secondary care interface, which, in terms of
                    sociological interaction, is largely unresearched. The                     Conclusion
                    study aims to describe the current relationship, com-
                    pare this with the historical literature, and elucidate the                Sampling for qualitative research is an area of con-
                    principal factors causing a change in the interaction be-                  siderable confusion for researchers experienced in the
                    tween the two main branches of the medical profession.                     hypothetico-deductive model. This largely relates to
                    Four methods of data collection have been used, each                       misunderstanding about the aims of the qualitative
                    of which view the interaction from differing perspectives                  approach, where improved understanding of complex
                    and each of which have required different sampling                         human issues is more important than generalizability
                    strategies.                                                                of results. This basic issue explains why probabilis-
                       The first stage involved the use of key informant                       tic sampling is neither productive nor efficient for
                                                      Sampling for qualitative research                                   525
            qualitative studies and why alternative strategies are      References
            used. Three broad categories of naturalistic sampling       1
            techniques have been described—convenience, judge-           Jackson JA. Professions and professionalisation. Cambridge:
                                                                             Cambridge University Press, 1970.
            ment and theoretical sampling—though in practice there      2
            is often considerable overlap between these approaches.      Pound P, Bury M, Gompertz P, Ebrahim S. Stroke patients'
                                                                             views on their admission to hospital. Br MedJ 1995; 311:
                                                                             1&-22.
                                                                        3
            Acknowledgements                                             Glaser BG, Strauss AL. The discovery of grounded theory:
                                                                             Strategies for qualitative research. London: Weidenfield and
            I would like to thank Ms Nicky Britten for her com-              Nicholson, 1968.
                                                                        4
            ments on this paper. The study of the professional rela-     Marshall MN. The key informant technique. Fam Pract 1996;
            tionship between specialists and GPs is funded by a              13: 92-97.
                                                                        5
            Research and Training Fellowship from the Research           Burgess RG (ed.). Field research: a sourcebook and manual.
                                                                             London: Routledge, 1989.                                    Downloaded from https://academic.oup.com/fampra/article/13/6/522/496701 by guest on 14 September 2022
            and Development Directorate of the South and West           6
                                                                         Bradley C. Turning anecdotes into data—the critical incident
            Regional Health Authority.                                       technique. Fam Pract 1992; 9: 98-103.
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...Family practice vol no oxford university press printed in great britain sampling for qualitative research martin n marshall mn the probability techniques used quantitative studies are rarely appropriate when conducting this article considers and explains differences between two approaches describes three broad categories of naturalistic convenience judgement theoretical models principles illustrated with practical downloaded from https academic oup com fampra by guest on september examples author s own keyword introduction a representative sample most common approach benefits to health care is use random or samples becoming increasingly recognized both nature population defined all academics clinicians but misunderstandings about members have an equal chance selection stratified philosophical basis methodological area variants remain impression sometimes given that which allow subgroups be studied differs hypothetico greater detail deductive model simply terms way data size determined ...

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