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Sheet 1: US Standard One-Stop-Shop
| Status | Standard Version | Title (with Link to Project Page) |
Purpose | Board Adopted Date | Effective Date of Standard | Inactive Date |
|
Related Documents | Public Notes |
(Date Issued) |
RSAWs (Enforceable Standards Only) |
Lessons Learned | Compliance Guidance |
| Inactive | BAL-001-1 | Real Power Balancing Control Performance | To maintain Interconnection steady-state frequency within defined limits by balancing real power demand and supply in real-time. | 12/19/2012 | 4/1/2014 | 6/30/2016 | 10/16/2013 | RSAW | |||||
| Mandatory Subject to Enforcement | BAL-001-2 | Real Power Balancing Control Performance | To control Interconnection frequency within defined limits. | 08/15/2013 | 7/1/2016 | Implementation Plan | Replaced BAL-001-1 | 4/16/2015 | RSAW | ||||
| Inactive | BAL-001-TRE-1 | Primary Frequency Response in the ERCOT Region | To maintain Interconnection steady-state frequency within defined limits. | 08/15/2013 | 4/1/2014 | 6/30/2020 | Implementation Plan | Please see the implementation plan for specific compliance dates and timeframes. | 1/16/2014 | ||||
| Mandatory Subject to Enforcement | BAL-001-TRE-2 | Primary Frequency Response in the ERCOT Region | To maintain Interconnection steady-state frequency within defined limits. | 2/6/2020 | 7/1/2020 | Implementation Plan | |||||||
| Inactive | BAL-002-1 | Disturbance Control Performance | The purpose of the Disturbance Control Standard (DCS) is to ensure the Balancing Authority is able to utilize its Contingency Reserve to balance resources and demand and return Interconnection frequency within defined limits following a Reportable Disturbance. Because generator failures are far more common than significant losses of load and because Contingency Reserve activation does not typically apply to the loss of load, the application of DCS is limited to the loss of supply and does not apply to the loss of load. | 08/05/2010 | 4/1/2012 | 12/31/2017 | Implementation Plan | 01/10/2011 | RSAW | ||||
| Inactive | BAL-002-1a | Disturbance Control Performance | The purpose of the Disturbance Control Standard (DCS) is to ensure the Balancing Authority is able to utilize its Contingency Reserve to balance resources and demand and return Interconnection frequency within defined limits following a Reportable Disturbance. Because generator failures are far more common than significant losses of load and because Contingency Reserve activation does not typically apply to the loss of load, the application of DCS is limited to the loss of supply and does not apply to the loss of load. | 11/07/2012 | 2/17/2017 | Implementation Plan | BAL-002-1a was never approved or amended by FERC; notice of withdrawal filed 2/2/2017 following FERC approval of BAL-002-2. | RSAW | |||||
| Inactive | BAL-002-2 | Disturbance Control Standard – Contingency Reserve for Recovery from a Balancing Contingency Event | To ensure the Balancing Authority or Reserve Sharing Group balances resources and demand and returns the Balancing Authority's or Reserve Sharing Group's Area Control Error to defined values (subject to applicable limits) following a Reportable Balancing Contingency Event. | 11/5/2015 | 12/31/2017 | Implementation Plan | 1/19/2017 | RSAW | |||||
| Inactive | BAL-002-2(i) | Disturbance Control Standard – Contingency Reserve for Recovery from a Balancing Contingency Event | To ensure the Balancing Authority or Reserve Sharing Group balances resources and demand and returns the Balancing Authority's or Reserve Sharing Group's Area Control Error to defined values (subject to applicable limits) following a Reportable Balancing Contingency Event. | 8/10/2017 | 1/1/2018 | 3/31/2019 | Implementation Plan | Replaces BAL-002-2. Changes to the VRFs for Requirements 1 and 2. | 10/2/2017 | RSAW | |||
| Mandatory Subject to Enforcement | BAL-002-3 | Disturbance Control Standard – Contingency Reserve for Recovery from a Balancing Contingency Event | To ensure the Balancing Authority or Reserve Sharing Group balances resources and demand and returns the Balancing Authority's or Reserve Sharing Group's Area Control Error to defined values (subject to applicable limits) following a Reportable Balancing Contingency Event. | 8/16/2018 | 4/1/2019 | Implementation Plan | CR Form 1 | Replaces BAL-002-2(i) | 9/25/2018 | RSAW | |||
| Inactive | BAL-002-WECC-2 | Contingency Reserve | To specify the quantity and types of Contingency Reserve required to ensure reliability under normal and abnormal conditions. | 11/07/2012 | 10/1/2014 | 1/23/2017 | Implementation Plan | 11/21/2013 | N/A | ||||
| Inactive | BAL-002-WECC-2a | Contingency Reserve | To specify the quantity and types of Contingency Reserve required to ensure reliability under normal and abnormal conditions. | 11/2/2016 | 1/24/2017 | 6/27/2021 | Implementation Plan | ||||||
| Mandatory Subject to Enforcement | BAL-002-WECC-3 | Contingency Reserve | To specify the quantity and types of Contingency Reserve required to ensure reliability under normal and abnormal conditions. | 8/15/2019 | 6/28/2021 | Implementation Plan | 4/15/2021 | ||||||
| Inactive | BAL-003-1.1 | Frequency Response and Frequency Bias Setting | To require sufficient Frequency Response from the Balancing Authority (BA) to maintain Interconnection Frequency within predefined bounds by arresting frequency deviations and supporting frequency until the frequency is restored to its scheduled value. To provide consistent methods for measuring Frequency Response and determining the Frequency Bias Setting. | 2/7/2013 | 11/13/2015 | 11/30/2020 | Implementation Plan | Procedure for ERO Support of Frequency Response and Frequency Bias Setting Standard | 11/13/2015 | RSAW | |||
| Mandatory Subject to Enforcement | BAL-003-2 | Frequency Response and Frequency Bias Setting | To require sufficient Frequency Response from the Balancing Authority (BA) to maintain Interconnection Frequency within predefined bounds by arresting frequency deviations and supporting frequency until the frequency is restored to its scheduled value. To provide consistent methods for measuring Frequency Response and determining the Frequency Bias Setting. |
11/5/2019 | 12/1/2020 | Implementation Plan | 7/15/2020 | RSAWs | |||||
| Inactive | BAL-004-0 | Time Error Correction | The purpose of this standard is to ensure that Time Error Corrections are conducted in a manner that does not adversely affect the reliability of the Interconnection. | 2/8/2005 | 6/18/2007 | 4/1/2017 | Implementation Plan | The retirement of BAL-004-0 is contingent upon the retirement of NAESB WEQ-006 Manual Time Error Correction Business Practice Standard. | 3/16/2007 | RSAW | |||
| Inactive | BAL-004-WECC-02 | Automatic Time Error Correction | To maintain Interconnection frequency and to ensure that Time Error Corrections and Primary Inadvertent Interchange (PII) payback are effectively conducted in a manner that does not adversely affect the reliability of the Interconnection. | 12/19/2012 | 4/1/2014 | 9/30/2018 | Replaced by BAL-004-WECC-3 | 10/16/2013 | N/A | ||||
| Mandatory Subject to Enforcement | BAL-004-WECC-3 | Automatic Time Error Correction | To maintain Interconnection frequency and to ensure that Time Error Corrections and Primary Inadvertent Interchange (PII) payback are effectively conducted in a manner that does not adversely affect the reliability of the Interconnection. | 2/8/2018 | 10/1/2018 | Implementation Plan | 5/30/2018 | ||||||
| Inactive | BAL-005-0.2b | Automatic Generation Control | This standard establishes requirements for Balancing Authority Automatic Generation Control (AGC) necessary to calculate Area Control Error (ACE) and to routinely deploy the Regulating Reserve. The standard also ensures that all facilities and load electrically synchronized to the Interconnection are included within the metered boundary of a Balancing Area so that balancing of resources and demand can be achieved. | 3/8/2012 | 9/13/2012 | 12/31/2018 | Implementation Plan | 9/13/2012 | RSAW | ||||
| Mandatory Subject to Enforcement | BAL-005-1 | Balancing Authority Control | This standard establishes requirements for acquiring data necessary to calculate Reporting Area Control Error (Reporting ACE). The standard also specifies a minimum periodicity, accuracy, and availability requirement for acquisition of the data and for providing the information to the System Operator. | 2/11/2016 | 1/1/2019 | Implementation Plan | 9/20/2017 | RSAW | |||||
| Inactive | BAL-006-2 | Inadvertent Interchange | This standard defines a process for monitoring Balancing Authorities to ensure that, over the long term, Balancing Authority Areas do not excessively depend on other Balancing Authority Areas in the Interconnection for meeting their demand or Interchange obligations. | 11/5/2009 | 4/1/2011 | 12/31/2018 | Implementation Plan | Requirement 3 becomes inactive 12/31/2018. Other requirements become inactive 1/1/2019. | 1/06/2011 | RSAW | |||
| Mandatory Subject to Enforcement | BAL-502-RF-03 | Planning Resource Adequacy Analysis, Assessment and Documentation | To establish common criteria, based on “one day in ten year” loss of Load expectation principles, for the analysis, assessment and documentation of Resource Adequacy for Load in the ReliabilityFirst Corporation (RF) region |
8/10/2017 | 1/1/2018 | ||||||||
| Inactive | BAL-502-RFC-02 | Planning Resource Adequacy Analysis, Assessment and Documentation | To establish common criteria, based on “one day in ten year” loss of Load expectation principles, for the analysis, assessment and documentation of Resource Adequacy for Load in the ReliabilityFirst Corporation (RFC) region. | 8/5/2009 | 5/23/2011 | 12/31/2017 | Implementation Plan | 3/17/2011 | N/A | ||||
| Inactive | CIP-002-3 | Cyber Security — Critical Cyber Asset Identification | NERC Standards CIP-002-3 through CIP-009-3 provide a cyber security framework for the identification and protection of Critical Cyber Assets to support reliable operation of the Bulk Electric System. These standards recognize the differing roles of each entity in the operation of the Bulk Electric System, the criticality and vulnerability of the assets needed to manage Bulk Electric System reliability, and the risks to which they are exposed. Business and operational demands for managing and maintaining a reliable Bulk Electric System increasingly rely on Cyber Assets supporting critical reliability functions and processes to communicate with each other, across functions and organizations, for services and data. This results in increased risks to these Cyber Assets. Standard CIP-002-3 requires the identification and documentation of the Critical Cyber Assets associated with the Critical Assets that support the reliable operation of the Bulk Electric System. These Critical Assets are to be identified through the application of a risk-based assessment. |
12/16/2009 | 10/1/2010 | 6/30/2016 | Implementation Plan | 3/31/2010 | RSAW | ||||
| Inactive | CIP-002-3b | Cyber Security — Critical Cyber Asset Identification | NERC Standards CIP-002-3 through CIP-009-3 provide a cyber security framework for the identification and protection of Critical Cyber Assets to support reliable operation of the Bulk Electric System. These standards recognize the differing roles of each entity in the operation of the Bulk Electric System, the criticality and vulnerability of the assets needed to manage Bulk Electric System reliability, and the risks to which they are exposed. Business and operational demands for managing and maintaining a reliable Bulk Electric System increasingly rely on Cyber Assets supporting critical reliability functions and processes to communicate with each other, across functions and organizations, for services and data. This results in increased risks to these Cyber Assets. Standard CIP-002-3 requires the identification and documentation of the Critical Cyber Assets associated with the Critical Assets that support the reliable operation of the Bulk Electric System. These Critical Assets are to be identified through the application of a risk-based assessment. |
2/7/2013 | 6/30/2016 | Implementation Plan | RSAW | ||||||
| Inactive | CIP-002-5.1 | Cyber Security — BES Cyber System Categorization | To identify and categorize BES Cyber Systems and their associated BES Cyber Assets for the application of cyber security requirements commensurate with the adverse impact that loss, compromise, or misuse of those BES Cyber Systems could have on the reliable operation of the BES. Identification and categorization of BES Cyber Systems support appropriate protection against compromises that could lead to misoperation or instability in the BES. | 9/27/2013 | 7/1/2016 | 12/26/2016 | Implementation Plan | Errata approved by the SC on 9/27/2013. See also CIP V5 Effective Dates here under Key Resources: http://www.nerc.com/pa/CI/Pages/Transition-Program.aspx |
11/22/2013 | RSAW | CIP Version 5 Transition Program | 5/20/2016: Compliance Guidance Updates | |
| Mandatory Subject to Enforcement | CIP-002-5.1a | Cyber Security - BES Cyber System Categorization | To identify and categorize BES Cyber Systems and their associated BES Cyber Assets for the application of cyber security requirements commensurate with the adverse impact that loss, compromise, or misuse of those BES Cyber Systems could have on the reliable operation of the BES. Identification and categorization of BES Cyber Systems support appropriate protection against compromises that could lead to misoperation or instability in the BES. | 11/2/2016 | 12/27/2016 | Implementation Plan | Interpretation | Interpretation of CIP-002-5.1 for Energy Sector Security Consortium (EnergySec) | RSAW | 2/9/2018 | |||
| Inactive | CIP-002-6 | Cyber Security - BES Cyber System Categorization | To identify and categorize BES Cyber Systems and their associated BES Cyber Assets for the application of cyber security requirements commensurate with the adverse impact that loss, compromise, or misuse of those BES Cyber Systems could have on the reliable operation of the BES. Identification and categorization of BES Cyber Systems support appropriate protection against compromises that could lead to misoperation or instability in the BES. |
5/14/2020 | 2/4/2021 | Implementation Plan | Withdrawn as of 2/4/2021 | ||||||
| Inactive | CIP-003-3 | Cyber Security — Security Management Controls | Standard CIP-003-3 requires that Responsible Entities have minimum security management controls in place to protect Critical Cyber Assets. Standard CIP-003-3 should be read as part of a group of standards numbered Standards CIP-002-3 through CIP-009-3. | 12/16/2009 | 10/1/2010 | 6/30/2016 | Implementation Plan | 3/31/2010 | RSAW | ||||
| Inactive | CIP-003-3a | Cyber Security — Security Management Controls | Standard CIP-003-3 requires that Responsible Entities have minimum security management controls in place to protect Critical Cyber Assets. Standard CIP-003-3 should be read as part of a group of standards numbered Standards CIP-002-3 through CIP-009-3. | 11/7/2013 | 6/30/2016 | Implementation Plan | RSAW | ||||||
| Inactive | CIP-003-5 | Cyber Security — Security Management Controls | To specify consistent and sustainable security management controls that establish responsibility and accountability to protect BES Cyber Systems against compromise that could lead to misoperation or instability in the BES. | 11/26/2012 | 6/30/2016 | Implementation Plan | 11/22/2013 | CIP Version 5 Transition Program | |||||
| Inactive | CIP-003-6 | Cyber Security — Security Management Controls | To specify consistent and sustainable security management controls that establish responsibility and accountability to protect BES Cyber Systems against compromise that could lead to misoperation or instability in the Bulk Electric System (BES). | 2/12/2015 | 7/1/2016 | 12/31/2019 | Implementation Plan | With the approval of CIP-003-7 and its associated Implementation Plan, entities will not be required to implement CIP-003-6, Requirement R2, Attachment 1, Sections 2 and 3. Instead, entities will implement CIP-003-7, Requirement R2, Attachment 1 Sections 2 and 3 on January 1, 2020. See Implementation Plan for CIP-003-7. | CIP Version 5 Transition Program | 5/20/2016: Compliance Guidance Updates | |||
| Inactive | CIP-003-7 | Cyber Security — Security Management Controls | To specify consistent and sustainable security management controls that establish responsibility and accountability to protect BES Cyber Systems against compromise that could lead to misoperation or instability in the Bulk Electric System (BES). | 2/9/2017 | 1/1/2020 | 3/31/2020 | Implementation Plan | 4/19/2018 | |||||
| Mandatory Subject to Enforcement | CIP-003-8 | Cyber Security — Security Management Controls | To specify consistent and sustainable security management controls that establish responsibility and accountability to protect BES Cyber Systems against compromise that could lead to misoperation or instability in the Bulk Electric System (BES). | 5/9/2019 | 4/1/2020 | Implementation Plan | 7/31/2019 | ||||||
| Inactive | CIP-004-3a | Cyber Security — Personnel & Training | Standard CIP-004-3 requires that personnel having authorized cyber or authorized unescorted physical access to Critical Cyber Assets, including contractors and service vendors, have an appropriate level of personnel risk assessment, training, and security awareness. Standard CIP-004-3 should be read as part of a group of standards numbered Standards CIP-002-3 through CIP-009-3. | 5/24/2012 | 12/12/2012 | 6/30/2016 | Implementation Plan | 12/12/2012 | RSAW | ||||
| Inactive | CIP-004-5.1 | Cyber Security — Personnel & Training | To minimize the risk against compromise that could lead to misoperation or instability in the BES from individuals accessing BES Cyber Systems by requiring an appropriate level of personnel risk assessment, training, and security awareness in support of protecting BES Cyber Systems. | 9/27/2013 | 6/30/2016 | Implementation Plan | Errata approved by the SC on 9/27/2013 | 11/22/2013 | CIP Version 5 Transition Program | ||||
| Mandatory Subject to Enforcement | CIP-004-6 | Cyber Security — Personnel & Training | To minimize the risk against compromise that could lead to misoperation or instability in the Bulk Electric System (BES) from individuals accessing BES Cyber Systems by requiring an appropriate level of personnel risk assessment, training, and security awareness in support of protecting BES Cyber Systems. | 2/12/2015 | 7/1/2016 | Implementation Plan | Located under Key Resources: CIP V5 Effective Dates | RSAW | CIP Version 5 Transition Program | 5/20/2016: Compliance Guidance Updates | |||
| Filed and Pending Regulatory Approval | CIP-004-7 | Cyber Security — Personnel & Training | To minimize the risk against compromise that could lead to misoperation or instability in the Bulk Electric System (BES) from individuals accessing BES Cyber Systems by requiring an appropriate level of personnel risk assessment, training, security awareness, and access management in support of protecting BES Cyber Systems. |
8/12/2021 | Implementation Plan | ||||||||
| Inactive | CIP-005-3a | Cyber Security — Electronic Security Perimeter(s) | Standard CIP-005-3 requires the identification and protection of the Electronic Security Perimeter(s) inside which all Critical Cyber Assets reside, as well as all access points on the perimeter. Standard CIP-005-3 should be read as part of a group of standards numbered Standards CIP-002-3 through CIP-009-3. | 2/16/2010 | 2/2/2011 | 6/30/2016 | Implementation Plan | 2/02/2011 | RSAW | ||||
| Inactive | CIP-005-5 | Cyber Security — Electronic Security Perimeter(s) | To manage electronic access to BES Cyber Systems by specifying a controlled Electronic Security Perimeter in support of protecting BES Cyber Systems against compromise that could lead to misoperation or instability in the BES. | 11/26/2012 | 7/1/2016 | 9/30/2020 | Implementation Plan | Located under Key Resources: CIP V5 Effective Dates | 11/22/2013 | RSAW | CIP Version 5 Transition Program | 5/20/2016: Compliance Guidance Updates | |
| Mandatory Subject to Enforcement | CIP-005-6 | Cyber Security - Electronic Perimeter(s) | To manage electronic access to BES Cyber Systems by specifying a controlled Electronic Security Perimeter in support of protecting BES Cyber Systems against compromise that could lead to misoperation or instability in the BES. |
8/10/2017 | 10/1/2020 | 9/30/2022 | Implementation Plan | Effective dates delayed due to COVID-19 per FERC Order (https://www.nerc.com/FilingsOrders/us/FERCOrdersRules/order granting motion to defer the implementation dates.pdf). | 10/28/2018 | RSAW | 3/25/2021: Compliance Guidance Updates | ||
| Subject to Future Enforcement | CIP-005-7 | Cyber Security — Electronic Security Perimeter(s) | To manage electronic access to BES Cyber Systems by specifying a controlled Electronic Security Perimeter in support of protecting BES Cyber Systems against compromise that could lead to misoperation or instability in the BES. | 11/5/2020 | 10/1/2022 | Implementation Plan | 3/18/2021 | 3/25/2021: Compliance Guidance Updates | |||||
| Inactive | CIP-006-3c | Cyber Security — Physical Security of Critical Cyber Assets | Standard CIP-006-3 is intended to ensure the implementation of a physical security program for the protection of Critical Cyber Assets. Standard CIP-006-3 should be read as part of a group of standards numbered Standards CIP-002-3 through CIP-009-3. | 2/16/2010 | 5/19/2011 | 6/30/2016 | Implementation Plan | 5/19/2011 | RSAW | ||||
| Inactive | CIP-006-5 | Cyber Security — Physical Security of BES Cyber Systems | To manage physical access to BES Cyber Systems by specifying a physical security plan in support of protecting BES Cyber Systems against compromise that could lead to misoperation or instability in the BES. | 11/26/2012 | 6/30/2016 | Implementation Plan | 11/22/2013 | CIP Version 5 Transition Program | |||||
| Mandatory Subject to Enforcement | CIP-006-6 | Cyber Security — Physical Security of BES Cyber Systems | To manage physical access to Bulk Electric System (BES) Cyber Systems by specifying a physical security plan in support of protecting BES Cyber Systems against compromise that could lead to misoperation or instability in the BES. | 11/13/2014 | 7/1/2016 | Implementation Plan | Located under Key Resources: CIP V5 Effective Dates | RSAW | CIP Version 5 Transition Program | 5/20/2016: Compliance Guidance Updates | |||
| Inactive | CIP-007-3a | Cyber Security — Systems Security Management | Standard CIP-007-3 requires Responsible Entities to define methods, processes, and procedures for securing those systems determined to be Critical Cyber Assets, as well as the other (non-critical) Cyber Assets within the Electronic Security Perimeter(s). Standard CIP-007-3 should be read as part of a group of standards numbered Standards CIP-002-3 through CIP-009-3. | 12/16/2009 | 10/1/2010 | 6/30/2016 | Implementation Plan | The version number was updated from CIP-007-3 to CIP-007-3a to incorporate the approved interpretation that should have previously been appended. | 3/31/2010 | RSAW | |||
| Inactive | CIP-007-3b | Cyber Security — Systems Security Management | Standard CIP-007-3 requires Responsible Entities to define methods, processes, and procedures for securing those systems determined to be Critical Cyber Assets, as well as the other (non-critical) Cyber Assets within the Electronic Security Perimeter(s). Standard CIP-007-3 should be read as part of a group of standards numbered Standards CIP-002-3 through CIP-009-3. | 11/7/2013 | 6/30/2016 | Implementation Plan | RSAW | ||||||
| Inactive | CIP-007-5 | Cyber Security — System Security Management | To manage system security by specifying select technical, operational, and procedural requirements in support of protecting BES Cyber Systems against compromise that could lead to misoperation or instability in the BES. | 11/26/2012 | 6/30/2016 | Implementation Plan | 11/22/2013 | CIP Version 5 Transition Program | |||||
| Mandatory Subject to Enforcement | CIP-007-6 | Cyber Security — System Security Management | To manage system security by specifying select technical, operational, and procedural requirements in support of protecting BES Cyber Systems against compromise that could lead to misoperation or instability in the Bulk Electric System (BES). | 2/12/2015 | 7/1/2016 | Implementation Plan | Located under Key Resources: CIP V5 Effective Dates | RSAW | CIP Version 5 Transition Program | 5/20/2016: Compliance Guidance Updates | |||
| Inactive | CIP-008-3 | Cyber Security — Incident Reporting and Response Planning | Standard CIP-008-3 ensures the identification, classification, response, and reporting of Cyber Security Incidents related to Critical Cyber Assets. Standard CIP-008-23 should be read as part of a group of standards numbered Standards CIP-002-3 through CIP-009-3. | 12/16/2009 | 10/1/2010 | 6/30/2016 | Implementation Plan | 3/31/2010 | RSAW | ||||
| Inactive | CIP-008-5 | Cyber Security — Incident Reporting and Response Planning | To mitigate the risk to the reliable operation of the BES as the result of a Cyber Security Incident by specifying incident response requirements. | 11/26/2012 | 7/1/2016 | 12/31/2020 | Implementation Plan | Located under Key Resources: CIP V5 Effective Dates | 11/22/2013 | RSAW | CIP Version 5 Transition Program | 5/20/2016: Compliance Guidance Updates | |
| Mandatory Subject to Enforcement | CIP-008-6 | Cyber Security — Incident Reporting and Response Planning | To mitigate the risk to the reliable operation of the BES as the result of a Cyber Security Incident by specifying incident response requirements. | 2/7/2019 | 1/1/2021 | Implementation Plan | 6/20/2019 | RSAW | 11/12/2020: Compliance Guidance Updates | ||||
| Inactive | CIP-009-3 | Cyber Security — Recovery Plans for Critical Cyber Assets | Standard CIP-009-3 ensures that recovery plan(s) are put in place for Critical Cyber Assets and that these plans follow established business continuity and disaster recovery techniques and practices. Standard CIP-009-3 should be read as part of a group of standards numbered Standards CIP-002-3 through CIP-009-3. | 12/16/2009 | 10/1/2010 | 6/30/2016 | Implementation Plan | 3/31/2010 | RSAW | ||||
| Inactive | CIP-009-5 | Cyber Security — Recovery Plans for BES Cyber Systems | To recover reliability functions performed by BES Cyber Systems by specifying recovery plan requirements in support of the continued stability, operability, and reliability of the BES. | 11/26/2012 | 6/30/2016 | Implementation Plan | 11/22/2013 | CIP Version 5 Transition Program | |||||
| Mandatory Subject to Enforcement | CIP-009-6 | Cyber Security — Recovery Plans for BES Cyber Systems | To recover reliability functions performed by BES Cyber Systems by specifying recovery plan requirements in support of the continued stability, operability, and reliability of the BES. | 11/13/2014 | 7/1/2016 | Implementation Plan | Located under Key Resources: CIP V5 Effective Dates | RSAW | CIP Version 5 Transition Program | 5/20/2016: Compliance Guidance Updates | |||
| Inactive | CIP-010-1 | Cyber Security — Configuration Change Management and Vulnerability Assessments | To prevent and detect unauthorized changes to BES Cyber Systems by specifying configuration change management and vulnerability assessment requirements in support of protecting BES Cyber Systems from compromise that could lead to misoperation or instability in the BES. | 11/26/2012 | 6/30/2016 | Implementation Plan | 11/22/2013 | CIP Version 5 Transition Program | |||||
| Inactive | CIP-010-2 | Cyber Security — Configuration Change Management and Vulnerability Assessments | To prevent and detect unauthorized changes to BES Cyber Systems by specifying configuration change management and vulnerability assessment requirements in support of protecting BES Cyber Systems from compromise that could lead to misoperation or instability in the Bulk Electric System (BES). | 2/12/2015 | 7/1/2016 | 9/30/2020 | Implementation Plan | Located under Key Resources: CIP V5 Effective Dates | RSAW | CIP Version 5 Transition Program | 5/20/2016: Compliance Guidance Updates | ||
| Mandatory Subject to Enforcement | CIP-010-3 | Cyber Security - Configuration Change Management and Vulnerability | To prevent and detect unauthorized changes to BES Cyber Systems by specifying configuration change management and vulnerability assessment requirements in support of protecting BES Cyber Systems from compromise that could lead to misoperation or instability in the Bulk Electric System (BES). |
8/10/2017 | 10/1/2020 | 9/30/2022 | Implementation Plan | Effective dates delayed due to COVID-19 per FERC Order (https://www.nerc.com/FilingsOrders/us/FERCOrdersRules/order granting motion to defer the implementation dates.pdf). | 10/28/2018 | RSAW | 2/8/2018 | ||
| Subject to Future Enforcement | CIP-010-4 | Cyber Security — Configuration Change Management and Vulnerability Assessments | To prevent and detect unauthorized changes to BES Cyber Systems by specifying configuration change management and vulnerability assessment requirements in support of protecting BES Cyber Systems from compromise that could lead to misoperation or instability in the Bulk Electric System (BES). | 11/5/2020 | 10/1/2022 | Implementation Plan | 3/18/2021 | 3/25/2021: Compliance Guidance Updates | |||||
| Inactive | CIP-011-1 | Cyber Security — Information Protection | To prevent unauthorized access to BES Cyber System Information by specifying information protection requirements in support of protecting BES Cyber Systems against compromise that could lead to misoperation or instability in the BES. | 11/26/2012 | 6/30/2016 | Implementation Plan | 11/22/2013 | CIP Version 5 Transition Program | |||||
| Mandatory Subject to Enforcement | CIP-011-2 | Cyber Security — Information Protection | To prevent unauthorized access to BES Cyber System Information by specifying information protection requirements in support of protecting BES Cyber Systems against compromise that could lead to misoperation or instability in the Bulk Electric System (BES). | 2/12/2015 | 7/1/2016 | Implementation Plan | Located under Key Resources: CIP V5 Effective Dates | RSAW | CIP Version 5 Transition Program | 5/20/2016: Compliance Guidance Updates | |||
| Filed and Pending Regulatory Approval | CIP-011-3 | Cyber Security — Information Protection | To prevent unauthorized access to BES Cyber System Information (BCSI) by specifying information protection requirements in support of protecting BES Cyber Systems against compromise that could lead to misoperation or instability in the Bulk Electric System (BES). | 8/12/2021 | Implementation Plan | ||||||||
| Subject to Future Enforcement | CIP-012-1 | Cyber Security – Communications between Control Centers | To protect the confidentiality and integrity of Real-time Assessment and Real-time monitoring data transmitted between Control Centers. | 8/16/2018 | 7/1/2022 | Implementation Plan | 11/12/2020 | ||||||
| Mandatory Subject to Enforcement | CIP-013-1 | Cyber Security - Supply chain Risk Management | To mitigate cyber security risks to the reliable operation of the Bulk Electric System (BES) by implementing security controls for supply chain risk management of BES Cyber Systems. |
8/10/2017 | 10/1/2020 | 9/30/2022 | Implementation Plan | Effective dates delayed due to COVID-19 per FERC Order (https://www.nerc.com/FilingsOrders/us/FERCOrdersRules/order granting motion to defer the implementation dates.pdf). | 10/28/2018 | RSAW | 6/7/2017 | ||
| Subject to Future Enforcement | CIP-013-2 | Cyber Security - Supply Chain Risks | To mitigate cyber security risks to the reliable operation of the Bulk Electric System (BES) by implementing security controls for supply chain risk management of BES Cyber Systems. | 11/5/2020 | 10/1/2022 | Implementation Plan | 3/18/2021 | 3/25/2021: Compliance Guidance Updates | |||||
| Inactive | CIP-014-1 | Physical Security | To identify and protect Transmission stations and Transmission substations, and their associated primary control centers, that if rendered inoperable or damaged as a result of a physical attack could result in widespread instability, uncontrolled separation, or Cascading within an Interconnection. | 5/13/2014 | 10/1/2015 | 10/1/2015 | Implementation Plan | 11/20/2014 | 10/28/16: Compliance Guidance Updates | ||||
| Mandatory Subject to Enforcement | CIP-014-2 | Physical Security | To identify and protect Transmission stations and Transmission substations, and their associated primary control centers, that if rendered inoperable or damaged as a result of a physical attack could result in instability, uncontrolled separation, or Cascading within an Interconnection. | 5/7/2015 | 10/2/2015 | Implementation Plan | 7/14/2015 | RSAW | |||||
| Inactive | COM-001-1.1 | Telecommunications | Each Reliability Coordinator, Transmission Operator and Balancing Authority needs adequate and reliable telecommunications facilities internally and with others for the exchange of Interconnection and operating information necessary to maintain reliability. | 10/29/2008 | 5/13/2009 | 9/30/2015 | Implementation Plan | Requirement R4 becomes inactive 6/30/2016 | 5/13/2009 | ||||
| Inactive | COM-001-2.1 | Communications | To establish Interpersonal Communication capabilities necessary to maintain reliability. | 11/7/2012 | 11/13/2015 | 9/30/2017 | Implementation Plan | 11/13/2015 | RSAW | ||||
| Mandatory Subject to Enforcement | COM-001-3 | Communications | To establish Interpersonal Communication capabilities necessary to maintain reliability. |
8/11/2016 | 10/1/2017 | Implementation Plan | RSAW | ||||||
| Inactive | COM-002-2 | Communication and Coordination | To ensure Balancing Authorities, Transmission Operators, and Generator Operators have adequate communications and that these communications capabilities are staffed and available for addressing a real-time emergency condition. To ensure communications by operating personnel are effective. | 11/1/2006 | 6/18/2007 | 6/30/2016 | Implementation Plan | 3/16/2007 | RSAW | ||||
| Inactive | COM-002-2a | Communication and Coordination | To ensure Balancing Authorities, Transmission Operators, and Generator Operators have adequate communications and that these communications capabilities are staffed and available for addressing a real-time emergency condition. To ensure communications by operating personnel are effective. | 2/9/2012 | 6/30/2016 | Implementation Plan | RSAW | ||||||
| Inactive | COM-002-3 | Communication and Coordination | To ensure Emergency communications between operating personnel are effective. | 11/7/2012 | 6/30/2016 | Implementation Plan | |||||||
| Mandatory Subject to Enforcement | COM-002-4 | Operating Personnel Communications Protocols | To improve communications for the issuance of Operating Instructions with predefined communications protocols to reduce the possibility of miscommunication that could lead to action or inaction harmful to the reliability of the Bulk Electric System (BES). | 5/7/2014 | 7/1/2016 | Implementation Plan | 4/16/2015 | RSAW | |||||
| Inactive | EOP-001-2.1b | Emergency Operations Planning | Each Transmission Operator and Balancing Authority needs to develop, maintain, and implement a set of plans to mitigate operating emergencies. These plans need to be coordinated with other Transmission Operators and Balancing Authorities, and the Reliability Coordinator. | 3/8/2012 | 7/1/2013 | 3/31/2017 | Implementation Plan | EOP-011-1 consolidates the requirements in three existing Reliability Standards: EOP-001-2.1b, EOP-002-3.1 and EOP-003-2 into a single Reliability Standard. | 9/13/2012 | RSAW | |||
| Inactive | EOP-002-3.1 | Capacity and Energy Emergencies | To ensure Reliability Coordinators and Balancing Authorities are prepared for capacity and energy emergencies. | 3/8/2012 | 9/13/2012 | 3/31/2017 | Implementation Plan | EOP-011-1 consolidates the requirements in three existing Reliability Standards: EOP-001-2.1b, EOP-002-3.1 and EOP-003-2 into a single Reliability Standard. | 9/13/2012 | RSAW | |||
| Inactive | EOP-003-2 | Load Shedding Plans | A Balancing Authority and Transmission Operator operating with insufficient generation or transmission capacity must have the capability and authority to shed load rather than risk an uncontrolled failure of the Interconnection. | 11/4/2010 | 10/1/2013 | 3/31/2017 | Implementation Plan | EOP-011-1 consolidates the requirements in three existing Reliability Standards: EOP-001-2.1b, EOP-002-3.1 and EOP-003-2 into a single Reliability Standard. | 5/07/2012 | RSAW | |||
| Inactive | EOP-004-2 | Event Reporting | To improve the reliability of the Bulk Electric System by requiring the reporting of events by Responsible Entities. | 11/7/2012 | 1/1/2014 | 3/31/2017 | Implementation Plan | 6/20/2013 | RSAW | ||||
| Inactive | EOP-004-3 | Event Reporting | To improve the reliability of the Bulk Electric System by requiring the reporting of events by Responsible Entities. | 11/13/2014 | 4/1/2017 | 3/31/2019 | Implementation Plan | Entities with newly classified “Remedial Action Scheme” (RAS) resulting from the application of the revised definition must be fully compliant with all Reliability Standards applicable RAS twenty-four (24) months from the Effective Date of the revised definition of RAS. This additional time applies only to existing schemes that must transition to RAS due to the revised definition. | 11/19/2015 | RSAW | |||
| Mandatory Subject to Enforcement | EOP-004-4 | Event Reporting | To improve the reliability of the Bulk Electric System by requiring the reporting of events by Responsible Entities. | 2/9/2017 | 4/1/2019 | Implementation Plan | 1/18/2018 | RSAW | |||||
| Inactive | EOP-005-2 | System Restoration from Blackstart Resources | Ensure plans, Facilities, and personnel are prepared to enable System restoration from Blackstart Resources to assure reliability is maintained during restoration and priority is placed on restoring the Interconnection. | 8/5/2009 | 7/1/2013 | 3/31/2019 | Implementation Plan | 3/17/2011 | RSAW | ||||
| Mandatory Subject to Enforcement | EOP-005-3 | System Restoration from Blackstart Resources | Ensure plans, Facilities, and personnel are prepared to enable System restoration from Blackstart Resources to ensure reliability is maintained during restoration and priority is placed on restoring the Interconnection. | 2/9/2017 | 4/1/2019 | Implementation Plan | 1/18/2018 | RSAW | |||||
| Inactive | EOP-006-2 | System Restoration Coordination | Ensure plans are established and personnel are prepared to enable effective coordination of the System restoration process to ensure reliability is maintained during restoration and priority is placed on restoring the Interconnection. | 8/5/2009 | 7/1/2013 | 3/31/2019 | Implementation Plan | 3/17/2011 | RSAW | ||||
| Mandatory Subject to Enforcement | EOP-006-3 | System Restoration Coordination | Ensure plans are established and personnel are prepared to enable effective coordination of the System restoration process to ensure reliability is maintained during restoration and priority is placed on restoring the Interconnection. | 2/9/2017 | 4/1/2019 | Implementation Plan | 1/18/2018 | RSAW | |||||
| Inactive | EOP-008-1 | Loss of Control Center Functionality | Ensure continued reliable operations of the Bulk Electric System (BES) in the event that a control center becomes inoperable. | 8/5/2010 | 7/1/2013 | 3/31/2019 | Implementation Plan | 4/21/2011 | RSAW | ||||
| Mandatory Subject to Enforcement | EOP-008-2 | Loss of Control Center Functionality | Ensure continued reliable operations of the Bulk Electric System (BES) in the event that a control center becomes inoperable. | 2/9/2017 | 4/1/2019 | Implementation Plan | 1/18/2018 | RSAW | |||||
| Mandatory Subject to Enforcement | EOP-010-1 | Geomagnetic Disturbance Operations | To mitigate the effects of geomagnetic disturbance (GMD) events by implementing Operating Plans, Processes, and Procedures. | 11/7/2013 | 4/1/2015 | Implementation Plan | A FERC order was issued on June 19, 2014, approving EOP-010-1. Requirement 2 of Reliability Standard EOP-010-1 will not become effective until the first day following retirement of Reliability Standard IRO-005-3.1a. | 6/19/2014 | RSAW | ||||
| Mandatory Subject to Enforcement | EOP-011-1 | Emergency Operations | To address the effects of operating Emergencies by ensuring each Transmission Operator and Balancing Authority has developed Operating Plan(s) to mitigate operating Emergencies, and that those plans are coordinated within a Reliability Coordinator Area. | 11/13/2014 | 4/1/2017 | 3/31/2023 | Implementation Plan | EOP-011-1 consolidates the requirements in three existing Reliability Standards: EOP-001-2.1b, EOP-002-3.1 and EOP-003-2 into a single Reliability Standard. | 11/19/2015 | RSAW | |||
| Manadatory Subject to Future Enforcement | EOP-011-2 | Emergency Preparedness and Operations | To address the effects of operating emergencies by ensuring each Transmission Operator, Balancing Authority, and Generator Owner has developed plan(s) to mitigate operating Emergencies and that those plans are implemented and coordinated within the Reliability Coordinator Area as specified within the requirements. | 6/11/2021 | 4/1/2023 | Implementation Plan | 8/24/2021 | ||||||
| Inactive | FAC-001-2 | Facility Interconnection Requirements | To avoid adverse impacts on the reliability of the Bulk Electric System, Transmission Owners and applicable Generator Owners must document and make Facility interconnection requirements available so that entities seeking to interconnect will have the necessary information. | 8/14/2014 | 1/1/2016 | 12/31/2018 | Implementation Plan | 11/6/2014 | RSAW | ||||
| Mandatory Subject to Enforcement | FAC-001-3 | Facility Interconnection Requirements | To avoid adverse impacts on the reliability of the Bulk Electric System, Transmission Owners and applicable Generator Owners must document and make Facility interconnection requirements available so that entities seeking to interconnect will have the necessary information. | 2/11/2016 | 1/1/2019 | Implementation Plan | FERC approved an errata to NERC’s petition on 2/19/2021 | 2/19/2021 | RSAW | ||||
| Inactive | FAC-002-2 | Facility Interconnection Studies | To study the impact of interconnecting new or materially modified Facilities on the Bulk Electric System. | 8/14/2014 | 1/1/2016 | 3/31/2021 | Implementation Plan | 11/6/2014 | RSAW | ||||
| Mandatory Subject to Enforcement | FAC-002-3 | Facility Interconnection Studies | To study the impact of interconnecting new or materially modified Facilities on the Bulk Electric System. | 2/6/2020 | 4/1/2021 | Implementation Plan | 10/30/2020 | RSAW | |||||
| Inactive | FAC-003-3 | Transmission Vegetation Management | To maintain a reliable electric transmission system by using a defense-in-depth strategy to manage vegetation located on transmission rights of way (ROW) and minimize encroachments from vegetation located adjacent to the ROW, thus preventing the risk of those vegetation-related outages that could lead to Cascading. | 5/9/2012 | 7/1/2014 | 9/30/2016 | Implementation Plan | A FERC order was issued on September 19, 2013, approving FAC-003-3. This standard becomes enforceable on July 1, 2014 for Transmission Owners. For Generator Owners, R3 becomes enforceable on January 1, 2015 and all other requirements (R1, R2, R4, R5, R6, and R7) will become enforceable on January 1, 2016. | 9/19/2013 | RSAW | 10/28/16: Compliance Guidance Updates | ||
| Mandatory Subject to Enforcement | FAC-003-4 | Transmission Vegetation Management | To maintain a reliable electric transmission system by using a defense-in-depth strategy to manage vegetation located on transmission rights of way (ROW) and minimize encroachments from vegetation located adjacent to the ROW, thus preventing the risk of those vegetation-related outages that could lead to Cascading. | 2/11/2016 | 10/1/2016 | Implementation Plan | RSAW | ||||||
| Filed and Pending Regulatory Approval | FAC-003-5 | Transmission Vegetation Management | To maintain a reliable electric transmission system by using a defense‐ in‐depth strategy to manage vegetation located on transmission rights of way (ROW) and minimize encroachments from vegetation located adjacent to the ROW, thus preventing the risk of those vegetation‐ related outages that could lead to Cascading. | 5/13/2021 | Implementation Plan | 6/28/2021 | |||||||
| Inactive | FAC-008-3 | Facility Ratings | To ensure that Facility Ratings used in the reliable planning and operation of the Bulk Electric System (BES) are determined based on technically sound principles. A Facility Rating is essential for the determination of System Operating Limits. | 5/24/2011 | 1/1/2013 | 9/30/2021 | Implementation Plan | 11/17/2011 | RSAW | 10/10/2017 | |||
| Inactive | FAC-008-4 | Facility Ratings | To ensure that Facility Ratings used in the reliable planning and operation of the Bulk Electric System (BES) are determined based on technically sound principles. A Facility Rating is essential for the determination of System Operating Limits. | 5/9/2019 | 2/4/2021 | Implementation Plan | FERC remanded proposed Reliability Standard FAC-008-4 to NERC for further consideration. Withdrawn February 4, 2021 | ||||||
| Mandatory Subject to Enforcement | FAC-008-5 | Facility Ratings | To ensure that Facility Ratings used in the reliable planning and operation of the Bulk Electric System (BES) are determined based on technically sound principles. A Facility Rating is essential for the determination of System Operating Limits. | 2/4/2021 | 10/1/2021 | Implementation Plan | 4/7/2021 | RSAW | |||||
| Inactive | FAC-010-2.1 | System Operating Limits Methodology for the Planning Horizon | To ensure that System Operating Limits (SOLs) used in the reliable planning of the Bulk Electric System (BES) are determined based on an established methodology or methodologies. | 11/5/2009 | 4/19/2010 | 3/31/2017 | 4/19/2010 | RSAW | |||||
| Mandatory Subject to Enforcement | FAC-010-3 | System Operating Limits Methodology for the Planning Horizon | To ensure that System Operating Limits (SOLs) used in the reliable planning of the Bulk Electric System (BES) are determined based on an established methodology or methodologies. | 11/13/2014 | 4/1/2017 | Implementation Plan | Entities with newly classified “Remedial Action Scheme” (RAS) resulting from the application of the revised definition must be fully compliant with all Reliability Standards applicable RAS twenty-four (24) months from the Effective Date of the revised definition of RAS. This additional time applies only to existing schemes that must transition to RAS due to the revised definition. | 11/19/2015 | RSAW | ||||
| Inactive | FAC-011-2 | System Operating Limits Methodology for the Operations Horizon | To ensure that System Operating Limits (SOLs) used in the reliable operation of the Bulk Electric System (BES) are determined based on an established methodology or methodologies. | 6/24/2008 | 4/29/2009 | 3/31/2017 | Implementation Plan | 3/20/2009 | RSAW | ||||
| Mandatory Subject to Enforcement | FAC-011-3 | System Operating Limits Methodology for the Operations Horizon | To ensure that System Operating Limits (SOLs) used in the reliable operation of the Bulk Electric System (BES) are determined based on an established methodology or methodologies. | 11/13/2014 | 4/1/2017 | Implementation Plan | Entities with newly classified “Remedial Action Scheme” (RAS) resulting from the application of the revised definition must be fully compliant with all Reliability Standards applicable RAS twenty-four (24) months from the Effective Date of the revised definition of RAS. This additional time applies only to existing schemes that must transition to RAS due to the revised definition. | 11/19/2015 | RSAW | ||||
| Filed and Pending Regulatory Approval | FAC-011-4 | System Operating Limits Methodology for the Operations Horizon | To ensure that System Operating Limits (SOLs) used in the reliable operation of the Bulk Electric System (BES) are determined based on an established methodology or methodologies. | 5/13/2021 | Implementation Plan | 6/28/2021 | |||||||
| Inactive | FAC-013-2 | Assessment of Transfer Capability for the Near-Term Transmission Planning Horizon | To ensure that Planning Coordinators have a methodology for, and perform an annual assessment to identify potential future Transmission System weaknesses and limiting Facilities that could impact the Bulk Electric System’s (BES) ability to reliably transfer energy in the Near-Term Transmission Planning Horizon. | 1/24/2011 | 4/1/2013 | 12/14/2020 | Implementation Plan | 11/17/2011 | RSAW | ||||
| Mandatory Subject to Enforcement | FAC-014-2 | Establish and Communicate System Operating Limits | To ensure that System Operating Limits (SOLs) used in the reliable planning and operation of the Bulk Electric System (BES) are determined based on an established methodology or methodologies. | 6/24/2008 | 4/29/2009 | Implementation Plan | 3/20/2009 | RSAW | |||||
| Filed and Pending Regulatory Approval | FAC-014-3 | Establish and Communicate System Operating Limits | To ensure that System Operating Limits (SOLs) used in the reliable operation of the Bulk Electric System (BES) are determined based on an established methodology or methodologies and that Planning Assessment performance criteria is coordinated with these methodologies. | 5/13/2021 | Implementation Plan | 6/28/2021 | |||||||
| Inactive | FAC-501-WECC-1 | Transmission Maintenance | To ensure the Transmission Owner of a transmission path identified in the table titled “Major WECC Transfer Paths in the Bulk Electric System” including associated facilities has a Transmission Maintenance and Inspection Plan (TMIP); and performs and documents maintenance and inspection activities in accordance with the TMIP. | 10/29/2008 | 7/1/2011 | 6/30/2018 | 4/21/2011 | ||||||
| Mandatory Subject to Enforcement | FAC-501-WECC-2 | Transmission Maintenance | To ensure the Transmission Owner of a transmission path identified in Attachment B, Major WECC Transfer Paths in the Bulk Electric System, including associated facilities has a Transmission Maintenance and Inspection Plan (TMIP); and performs and documents maintenance and inspection activities in accordance with the TMIP. | 2/8/2018 | 7/1/2018 | Implementation Plan | 5/30/2018 | ||||||
| Inactive | INT-004-3.1 | Dynamic Transfers | To ensure Dynamic Schedules and Pseudo-Ties are communicated and accounted for appropriately in congestion management procedures. | 8/20/2014 | 11/26/2014 | 12/14/2020 | Implementation Plan | Replaced INT-004-3. Requirement R3 will become effective on the first calendar day two calendar quarters after the NAESB Electric Industry Registry is able to accept Pseudo-Tie registrations. All existing and future Pseudo-Ties are to be registered in the NAESB Electric Industry Registry. The retirement date for INT-004-3 and the enforcement date for INT-004-3.1 have been coordinated to ensure seamless transition from the original to the errata Reliability Standard on the date of Commission approval for the errata Reliability Standard. | 11/26/2014 | RSAW | |||
| Inactive | INT-006-4 | Evaluation of Interchange Transactions | To ensure that responsible entities conduct a reliability assessment of each Arranged Interchange before it is implemented. | 2/6/2014 | 10/1/2014 | 3/31/2021 | Implementation Plan | Replaced INT-006-3 | 6/30/2014 | RSAW | |||
| Mandatory Subject to Enforcement | INT-006-5 | Evaluation of Interchange Transactions | To ensure that responsible entities conduct a reliability assessment of each Arranged Interchange before it is implemented. | 5/9/2019 | 4/1/2021 | Implementation Plan | 9/17/2020 | RSAW | |||||
| Inactive | INT-009-2.1 | Implementation of Interchange | To ensure that Balancing Authorities implement the Interchange as agreed upon in the Interchange confirmation process. | 8/20/2014 | 11/26/2014 | 3/31/2021 | Implementation Plan | Replaced INT-009-2. The retirement date for INT-009-2 and the enforcement date for INT-009-2.1 have been coordinated to ensure seamless transition from the original to the errata Reliability Standard on the date of Commission approval for the errata Reliability Standard. | 11/26/2014 | RSAW | |||
| Mandatory Subject to Enforcement | INT-009-3 | Implementation of Interchange | To ensure that Balancing Authorities implement the Interchange as agreed upon in the Interchange confirmation process. | 5/9/2019 | 4/1/2021 | Implementation Plan | 9/17/2020 | RSAW | |||||
| Inactive | INT-010-2.1 | Interchange Initiation and Modification for Reliability | To provide guidance for required actions on Confirmed Interchange or Implemented Interchange to address reliability. | 8/20/2014 | 11/26/2014 | 12/14/2020 | Implementation Plan | Replaced INT-010-2. The retirement date for INT-010-2 and the enforcement date for INT-010-2.1 have been coordinated to ensure seamless transition from the original to the errata Reliability Standard on the date of Commission approval for the errata Reliability Standard. | 11/26/2014 | RSAW | |||
| Inactive | INT-011-1.1 | Intra-Balancing Authority Transaction Identification | To ensure that transfers within a Balancing Authority Area using Point to Point Transmission Service are communicated and accounted for in congestion management procedures. | 8/20/2014 | 11/26/2014 | 10/15/2015 | Implementation Plan | Replaced INT-011-1. The retirement date for INT-011-1 and the enforcement date for INT-011-1.1 have been coordinated to ensure seamless transition from the original to the errata Reliability Standard on the date of Commission approval for the errata Reliability Standard. | 11/26/2014 | RSAW | |||
| Inactive | IRO-001-1.1 | Reliability Coordination — Responsibilities and Authorities | Reliability Coordinators must have the authority, plans, and agreements in place to immediately direct reliability entities within their Reliability Coordinator Areas to re-dispatch generation, reconfigure transmission, or reduce load to mitigate critical conditions to return the system to a reliable state. If a Reliability Coordinator delegates tasks to others, the Reliability Coordinator retains its responsibilities for complying with NERC and regional standards. Standards of conduct are necessary to ensure the Reliability Coordinator does not act in a manner that favors one market participant over another. | 10/29/2008 | 5/13/2009 | 3/31/2017 | Implementation Plan | 5/13/2009 | RSAW | ||||
| Inactive | IRO-001-3 | Reliability Coordination – Responsibilities and Authorities | To establish the authority of Reliability Coordinators to direct other entities to prevent an Emergency or Adverse Reliability Impacts to the Bulk Electric System. | 8/16/2012 | 1/26/2016 | Implementation Plan | FERC approved withdrawal of standard | ||||||
| Mandatory Subject to Enforcement | IRO-001-4 | Reliability Coordination – Responsibilities | To establish the responsibility of Reliability Coordinators to act or direct other entities to act. | 11/13/2014 | 4/1/2017 | Implementation Plan | 11/19/2015 | RSAW | |||||
| Inactive | IRO-002-2 | Reliability Coordination — Facilities | Reliability Coordinators need information, tools and other capabilities to perform their responsibilities. | 10/17/2008 | 10/1/2011 | 3/31/2017 | 3/17/2011 | RSAW | |||||
| Inactive | IRO-002-3 | Reliability Coordination – Analysis Tools | To ensure that Reliability Coordinators provide their System Operators with authority with respect to analysis tool outages and to have procedures to mitigate effects of analysis tool outages. | 8/4/2011 | 1/26/2016 | Implementation Plan | FERC approved withdrawal of standard | ||||||
| Inactive | IRO-002-4 | Reliability Coordination – Monitoring and Analysis | Provide System Operators with the capabilities necessary to monitor and analyze data needed to perform their reliability functions. | 11/13/2014 | 4/1/2017 | 9/30/2017 | Implementation Plan | 11/19/2015 | RSAW | ||||
| Inactive | IRO-002-5 | Reliability Coordination – Monitoring and Analysis | To provide System Operators with the capabilities necessary to monitor and analyze data needed to perform their reliability functions. | 2/9/2017 | 10/1/2017 | 12/31/2019 | Implementation Plan | RSAW | 1/8/2021: Compliance Guidance Update | ||||
| Inactive | IRO-002-6 | Reliability Coordination - Monitoring and Analysis | To provide System Operators with the capabilities necessary to monitor and analyze data needed to perform their reliability functions. Regional Variance Purpose: To develop a methodology that creates models for performing Operational Planning Analyses and Real-time Assessments. |
5/9/2019 | 1/1/2020 | 3/31/2021 | Implementation Plan | RSAW | |||||
| Mandatory Subject to Enforcement | IRO-002-7 | Reliability Coordination - Monitoring and Analysis | To provide System Operators with the capabilities necessary to monitor and analyze data needed to perform their reliability functions. | 5/9/2019 | 4/1/2021 | Implementation Plan | 9/17/2020 | RSAW | |||||
| Inactive | IRO-003-2 | Reliability Coordination — Wide-Area View | The Reliability Coordinator must have a wide-area view of its own Reliability Coordinator Area and that of neighboring Reliability Coordinators. | 11/1/2006 | 6/18/2007 | 3/31/2017 | Implementation Plan | 3/16/2007 | RSAW | ||||
| Inactive | IRO-004-2 | Reliability Coordination — Operations Planning | Each Reliability Coordinator must conduct next-day reliability analyses for its Reliability Coordinator Area to ensure the Bulk Electric System can be operated reliably in anticipated normal and Contingency conditions. System studies must be conducted to highlight potential interface and other operating limits, including overloaded transmission lines and transformers, voltage and stability limits, etc. Plans must be developed to alleviate System Operating Limit (SOL) and Interconnection Reliability Operating Limit (IROL) violations. | 10/17/2008 | 10/1/2011 | 3/31/2017 | 3/17/2011 | RSAW | |||||
| Inactive | IRO-005-3.1a | Reliability Coordination — Current Day Operations | The Reliability Coordinator must be continuously aware of conditions within its Reliability Coordinator Area and include this information in its reliability assessments. The Reliability Coordinator must monitor Bulk Electric System parameters that may have significant impacts upon the Reliability Coordinator Area and neighboring Reliability Coordinator Areas. | 11/13/2014 | 9/13/2012 | 3/31/2017 | Implementation Plan | 9/13/2012 | RSAW | ||||
| Inactive | IRO-005-4 | Reliability Coordination — Current Day Operations | To ensure that entities are notified when an expected or actual event with Adverse Reliability Impacts is identified. | 8/4/2011 | 1/26/2016 | Implementation Plan | FERC approved withdrawal of standard | ||||||
| Mandatory Subject to Enforcement | IRO-006-5 | Reliability Coordination — Transmission Loading Relief (TLR) | To ensure coordinated action between Interconnections when implementing Interconnection-wide transmission loading relief procedures to prevent or manage potential or actual SOL and IROL exceedances to maintain reliability of the bulk electric system. | 11/4/2010 | 7/1/2011 | Implementation Plan | 4/21/2011 | RSAW | |||||
| Inactive | IRO-006-EAST-1 | Transmission Loading Relief Procedure for the Eastern Interconnection | To provide an Interconnection-wide transmission loading relief procedure (TLR) for the Eastern Interconnection that can be used to prevent and/or mitigate potential or actual System Operating Limit (SOL) and Interconnection Reliability Operating Limit (IROL) exceedances to maintain reliability of the Bulk Electric System (BES). | 11/4/2010 | 7/1/2011 | 3/31/2016 | Implementation Plan | 4/21/2011 | |||||
| Mandatory Subject to Enforcement | IRO-006-EAST-2 | Transmission Loading Relief Procedure for the Eastern Interconnection | To coordinate action between Reliability Coordinators within the Eastern Interconnection when implementing transmission loading relief procedures (TLR) for the Eastern Interconnection to prevent or manage potential or actual System Operating Limit (SOL) and Interconnection Reliability Operating Limit (IROL) exceedances to maintain reliability of the Bulk Electric System (BES). | 8/13/2015 | 4/1/2016 | Implementation Plan | 12/4/2015 | RSAW | |||||
| Inactive | IRO-006-TRE-1 | IROL and SOL Mitigation in the ERCOT Region | To provide and execute transmission loading relief procedures that can be used to mitigate SOL or IROL exceedances for the purpose of maintaining reliable operation of the bulk electric system in the ERCOT Region. | 11/3/2011 | 7/1/2012 | 1/29/2019 | Implementation Plan | 5/31/2012 | N/A | ||||
| Inactive | IRO-006-WECC-2 | Qualified Transfer Path Unscheduled Flow (USF) Relief | Mitigation of transmission overloads due to unscheduled flow on Qualified Transfer Paths. | 2/7/2013 | 7/1/2014 | 9/30/2019 | 5/13/2014 | N/A | |||||
| Mandatory Subject to Enforcement | IRO-006-WECC-3 | Qualified Path Unscheduled Flow (USF) Relief | To mitigate flows on Qualified Paths to reliable levels during Real-time operations. | 2/7/2019 | 10/1/2019 | Implementation Plan | |||||||
| Inactive | IRO-008-1 | Reliability Coordinator Operational Analyses and Real-time Assessments | To prevent instability, uncontrolled separation, or cascading outages that adversely impact the reliability of the interconnection by ensuring that the Bulk Electric System is assessed during the operations horizon. | 10/17/2008 | 10/1/2011 | 3/31/2017 | Implementation Plan | 3/17/2011 | RSAW | ||||
| Mandatory Subject to Enforcement | IRO-008-2 | Reliability Coordinator Operational Analyses and Real-time Assessments | Perform analyses and assessments to prevent instability, uncontrolled separation, or Cascading. | 11/13/2014 | 4/1/2017 | Implementation Plan | 11/19/2015 | RSAW | |||||
| Filed and Pending Regulatory Approval | IRO-008-3 | Reliability Coordinator Operational Analyses and Real-time Assessments | Perform analyses and assessments to prevent instability, uncontrolled separation, or Cascading. | 5/13/2021 | Implementation Plan | 6/28/2021 | |||||||
| Mandatory Subject to Enforcement | IRO-009-2 | Reliability Coordinator Actions to Operate Within IROLs | To prevent instability, uncontrolled separation, or cascading outages that adversely impact the reliability of the interconnection by ensuring prompt action to prevent or mitigate instances of exceeding Interconnection Reliability Operating Limits (IROLs). | 8/13/2015 | 1/1/2016 | Implementation Plan | 12/4/2015 | RSAW | |||||
| Inactive | IRO-010-1a | Reliability Coordinator Data Specification and Collection | To prevent instability, uncontrolled separation, or cascading outages that adversely impact the reliability of the interconnection by ensuring the Reliability Coordinator has the data it needs to monitor and assess the operation of its Reliability Coordinator Area. | 8/5/2009 | 10/1/2011 | 3/31/2017 | 3/17/2011 | RSAW | |||||
| Inactive | IRO-010-2 | Reliability Coordinator Data Specification and Collection | To prevent instability, uncontrolled separation, or Cascading outages that adversely impact reliability, by ensuring the Reliability Coordinator has the data it needs to monitor and assess the operation of its Reliability Coordinator Area. | 11/13/2014 | 1/1/2017 | 3/31/2021 | Implementation Plan | 11/19/2015 | RSAW | ||||
| Mandatory Subject to Enforcement | IRO-010-3 | Reliability Coordinator Data Specification and Collection | To prevent instability, uncontrolled separation, or Cascading outages that adversely impact reliability, by ensuring the Reliability Coordinator has the data it needs to monitor and assess the operation of its Reliability Coordinator Area. | 2/6/2020 | 4/1/2021 | 3/31/2023 | Implementation Plan | 10/30/2020 | RSAW | ||||
| Manadatory Subject to Future Enforcement | IRO-010-4 | Reliability Coordinator Data Specification and Collection | To prevent instability, uncontrolled separation, or Cascading outages that adversely impact reliability, by ensuring the Reliability Coordinator has the data it needs to monitor and assess the operation of its Reliability Coordinator Area. | 6/11/2021 | 4/1/2023 | Implementation Plan | 8/24/2021 | ||||||
| Inactive | IRO-014-1 | Procedures, Processes, or Plans to Support Coordination Between Reliability Coordinators | To ensure that each Reliability Coordinator’s operations are coordinated such that they will not have an Adverse Reliability Impact on other Reliability Coordinator Areas and to preserve the reliability benefits of interconnected operations. | 2/7/2006 | 6/18/2007 | 3/31/2017 | Implementation Plan | 3/16/2007 | RSAW | ||||
| Inactive | IRO-014-2 | Coordination Among Reliability Coordinators | To ensure that each Reliability Coordinator’s operations are coordinated such that they will not have an Adverse Reliability Impact on other Reliability Coordinator Areas and to preserve the reliability benefits of interconnected operations. | 8/4/2011 | 1/26/2016 | FERC approved withdrawal of standard | |||||||
| Mandatory Subject to Enforcement | IRO-014-3 | Coordination Among Reliability Coordinators | To ensure that each Reliability Coordinator’s operations are coordinated such that they will not adversely impact other Reliability Coordinator Areas and to preserve the reliability benefits of interconnected operations. | 11/13/2014 | 4/1/2017 | Implementation Plan | 11/19/2015 | RSAW | |||||
| Inactive | IRO-015-1 | Notifications and Information Exchange Between Reliability Coordinators | To ensure that each Reliability Coordinator’s operations are coordinated such that they will not have an Adverse Reliability Impact on other Reliability Coordinator Areas and to preserve the reliability benefits of interconnected operations. | 2/7/2006 | 6/18/2007 | 3/31/2017 | Implementation Plan | 3/16/2007 | RSAW | ||||
| Inactive | IRO-016-1 | Coordination of Real-time Activities Between Reliability Coordinators | To ensure that each Reliability Coordinator’s operations are coordinated such that they will not have an Adverse Reliability Impact on other Reliability Coordinator Areas and to preserve the reliability benefits of interconnected operations. | 2/7/2006 | 6/18/2007 | 3/31/2017 | Implementation Plan | 3/16/2007 | RSAW | ||||
| Mandatory Subject to Enforcement | IRO-017-1 | Outage Coordination | To ensure that outages are properly coordinated in the Operations Planning time horizon and Near-Term Transmission Planning Horizon. | 11/13/2014 | 4/1/2017 | Implementation Plan | 11/19/2015 | RSAW | |||||
| Inactive | IRO-018-1 | Reliability Coordinator Real-time Reliability Monitoring and Analysis Capabilities | Establish requirements for Real-time monitoring and analysis capabilities to support reliable System operations. | 5/5/2016 | 3/31/2018 | Implementation Plan | IRO-018-1(i) became enforceable 4/1/2018, therefore IRO-018-1 will never be enforceable. | 9/22/2016 | |||||
| Mandatory Subject to Enforcement | IRO-018-1(i) | Reliability Coordinator Real-time Reliability Monitoring and Analysis Capabilities | Establish requirements for Real-time monitoring and analysis capabilities to support reliable System operations. | 11/2/2016 | 4/1/2018 | Implementation Plan | VRF designations for Requirement R1 of IRO-018-1 and Requirements R1 and R2 of TOP-010-1 changed to high. | RSAW | |||||
| Mandatory Subject to Enforcement | MOD-001-1a | Available Transmission System Capability | To ensure that calculations are performed by Transmission Service Providers to maintain awareness of available transmission system capability and future flows on their own systems as well as those of their neighbors | 11/5/2009 | 4/1/2011 | Implementation Plan | On September 16, 2010, FERC issued an order (in Docket No. RD10-5-000) approving an interpretation of MOD-001-1, creating MOD-001-1a. The effective date of April 1, 2011 did not change. | 9/16/2010 | RSAW | ||||
| Inactive | MOD-001-2 | Available Transmission System Capability | To ensure that determinations of available transmission system capability are determined in a manner that supports the reliable operation of the Bulk-Power System (BPS) and that the methodology and data underlying those determinations are disclosed to those registered entities that need such information for reliability purposes. | 2/6/2014 | 5/9/2019 | Implementation Plan | Petition for approval was withdrawn as part of Project 2018-03 SER Retirements. | ||||||
| Mandatory Subject to Enforcement | MOD-004-1 | Capacity Benefit Margin | To promote the consistent and reliable calculation, verification, preservation, and use of Capacity Benefit Margin (CBM) to support analysis and system operations. | 11/13/2008 | 4/1/2011 | Implementation Plan | 11/24/2009 | RSAW | |||||
| Mandatory Subject to Enforcement | MOD-008-1 | Transmission Reliability Margin Calculation Methodology | To promote the consistent and reliable calculation, verification, preservation, and use of Transmission Reliability Margin (TRM) to support analysis and system operations. | 8/26/2008 | 4/1/2011 | Implementation Plan | 11/24/2009 | RSAW | |||||
| Inactive | MOD-010-0 | Steady-State Data for Modeling and Simulation of the Interconnected Transmission System | To establish consistent data requirements, reporting procedures, and system models to be used in the analysis of the reliability of the Interconnected Transmission Systems. | 2/8/2005 | 6/18/2007 | 6/30/2016 | Implementation Plan | MOD-010-0 retires midnight of the day immediately prior to the Effective Date of MOD-032-1, Requirement R2, in the particular Jurisdiction in which the new standard is becoming effective. | 3/16/2007 | RSAW | |||
| Inactive | MOD-011-0 | Maintenance and Distribution of Steady-State Data Requirements and Reporting Procedures | To establish consistent data requirements, reporting procedures, and system models to be used in the analysis of the reliability of the interconnected transmission systems. | 2/8/2005 | 6/30/2016 | Implementation Plan | MOD-011-0 retires midnight of the day immediately prior to the Effective Date of MOD-032-1, Requirement R2, in the particular Jurisdiction in which the new standard is becoming effective. | ||||||
| Inactive | MOD-012-0 | Dynamics Data for Modeling and Simulation of the Interconnected Transmission System. | To establish consistent data requirements, reporting procedures, and system models to be used in the analysis of the reliability of the interconnected transmission systems. | 2/8/2005 | 6/18/2007 | 6/30/2016 | Implementation Plan | MOD-012-0 retires midnight of the day immediately prior to the Effective Date of MOD-032-1, Requirement R2, in the particular Jurisdiction in which the new standard is becoming effective. | 3/16/2007 | RSAW | |||
| Inactive | MOD-013-1 | Maintenance and Distribution of Dynamics Data Requirements and Reporting Procedures | To establish consistent data requirements, reporting procedures, and system models to be used in the analysis of the reliability of the interconnected transmission systems. | 5/2/2006 | 6/30/2016 | Implementation Plan | MOD-013-1 retires midnight of the day immediately prior to the Effective Date of MOD-032-1, Requirement R2, in the particular Jurisdiction in which the new standard is becoming effective. | ||||||
| Inactive | MOD-014-0 | Development of Steady-State System Models | To establish consistent data requirements, reporting procedures, and system models to be used in the analysis of the reliability of the interconnected transmission systems. | 2/8/2005 | 6/30/2016 | Implementation Plan | MOD-014-0 retires midnight of the day immediately prior to the Effective Date of MOD-032-1, Requirement R2, in the particular Jurisdiction in which the new standard is becoming effective. | ||||||
| Inactive | MOD-015-0 | Development of Dynamics System Models | To establish consistent data requirements, reporting procedures, and system models to be used in the analysis of the reliability of the interconnected transmission systems. | 2/8/2005 | 6/30/2016 | Implementation Plan | This Standard was not approved by FERC in Order 693. See Standards Under Development page or Reliability Standards Development Plan for more information. | ||||||
| Inactive | MOD-015-0.1 | Development of Dynamics System Models | To establish consistent data requirements, reporting procedures, and system models to be used in the analysis of the reliability of the interconnected transmission systems. | 10/29/2008 | 6/30/2016 | Implementation Plan | This standard was not approved by FERC in Order 693. MOD-015-0.1 retires midnight of the day immediately prior to the Effective Date of MOD-032-1, Requirement R2, in the particular Jurisdiction in which the new standard is becoming effective. | ||||||
| Inactive | MOD-016-1.1 | Documentation of Data Reporting Requirements for Actual and Forecast Demands, Net Energy for Load, and Controllable Demand-Side Management | Ensure that accurate, actual Demand data is available to support assessments and validation of past events and databases. Forecast Demand data is needed to perform future system assessments to identify the need for system reinforcements for continued reliability. In addition, to assist in proper real-time operating, Load information related to controllable Demand-Side Management (DSM) programs is needed. | 10/29/2008 | 5/13/2009 | 6/30/2016 | Implementation Plan | 5/13/2009 | RSAW | ||||
| Inactive | MOD-017-0.1 | Aggregated Actual and Forecast Demands and Net Energy for Load | To ensure that assessments and validation of past events and databases can be performed, reporting of actual Demand data is needed. Forecast demand data is needed to perform future system assessment to identify the need for system reinforcement for continued reliability. In addition to assist in proper real-time operating, load information related to controllable Demand-Side Management programs is needed. | 10/29/2008 | 5/13/2009 | 6/30/2016 | Implementation Plan | 5/13/2009 | RSAW | ||||
| Inactive | MOD-018-0 | Treatment of Nonmember Demand Data and How Uncertainties are Addressed in the Forecasts of Demand and Net Energy for Load | To ensure that Assessments and validation of past events and databases can be performed, reporting of actual demand data is needed. Forecast demand data is needed to perform future system assessments to identify the need for system reinforcement for continued reliability. In addition, to assist in proper real-time operating, load information related to controllable Demand-Side Management programs is needed. | 2/8/2005 | 6/18/2007 | 6/30/2016 | Implementation Plan | 3/16/2007 | RSAW | ||||
| Inactive | MOD-019-0.1 | Reporting of Interruptible Demands and Direct Control Load Management | To ensure that assessments and validation of past events and databases can be performed, reporting of actual demand data is needed. Forecast demand data is needed to perform future system assessments to identify the need for system reinforcement for continued reliability. In addition, to assist in proper real-time operating, load information related to controllable Demand-Side Management programs is needed. | 10/29/2008 | 5/13/2009 | 6/30/2016 | Implementation Plan | 5/13/2009 | RSAW | ||||
| Inactive | MOD-020-0 | Providing Interruptible Demands and Direct Control Load Management Data to System Operators and Reliability Coordinators | To ensure that assessments and validation of past events and databases can be performed, reporting of actual demand data is needed. Forecast demand data is needed to perform future system assessments to identify the need for system reinforcement for continued reliability. In addition to assist in proper real-time operating, load information related to controllable Demand-Side Management programs is needed. | 2/8/2005 | 6/18/2007 | 12/14/2020 | Implementation Plan | 3/16/2007 | RSAW | ||||
| Inactive | MOD-021-1 | Documentation of the Accounting Methodology for the Effects of Demand-Side Management in Demand and Energy Forecasts. | To ensure that assessments and validation of past events and databases can be performed, reporting of actual Demand data is needed. Forecast demand data is needed to perform future system assessments to identify the need for system reinforcement for continued reliability. In addition, to assist in proper real-time operating, load information related to Demand-Side Management (DSM) programs is needed. | 8/5/2010 | 4/1/2011 | 6/30/2016 | Implementation Plan | 1/10/2011 | RSAW | ||||
| Inactive | MOD-024-1 | Verification of Generator Gross and Net Real Power Capability | To ensure accurate information on generator gross and net Real Power capability is available for steady-state models used to assess Bulk Electric System reliability. | 2/7/2006 | 6/30/2016 | Implementation Plan | This Standard was not approved by FERC in Order 693. See Standards Under Development page or Reliability Standards Development Plan for more information. | ||||||
| Inactive | MOD-025-1 | Verification of Generator Gross and Net Reactive Power Capability | To ensure accurate information on generator gross and net Reactive Power capability is available for steady-state models used to assess Bulk Electric System reliability. | 2/7/2006 | 6/30/2016 | Implementation Plan | This Standard was not approved by FERC in Order 693. See Standards Under Development page or Reliability Standards Development Plan for more information. | ||||||
| Mandatory Subject to Enforcement | MOD-025-2 | Verification and Data Reporting of Generator Real and Reactive Power Capability and Synchronous Condenser Reactive Power Capability | To ensure that accurate information on generator gross and net Real and Reactive Power capability and synchronous condenser Reactive Power capability is available for planning models used to assess Bulk Electric System (BES) reliability. | 2/7/2013 | 7/1/2016 | Implementation Plan | Please see the Implementation Plan for specific compliance dates and timeframes. | 3/20/2014 | RSAW | 11/12/2020: Compliance Guidance Updates | |||
| Mandatory Subject to Enforcement | MOD-026-1 | Verification of Models and Data for Generator Excitation Control System or Plant Volt/Var Control Functions | To verify that the generator excitation control system or plant volt/var control function model (including the power system stabilizer model and the impedance compensator model) and the model parameters used in dynamic simulations accurately represent the generator excitation control system or plant volt/var control function behavior when assessing Bulk Electric System (BES) reliability. | 2/7/2013 | 7/1/2014 | Implementation Plan | Please see the Implementation Plan for specific compliance dates and timeframes. | 3/20/2014 | RSAW | ||||
| Mandatory Subject to Enforcement | MOD-027-1 | Verification of Models and Data for Turbine/Governor and Load Control or Active Power/Frequency Control Functions | To verify that the turbine/governor and load control or active power/frequency control model and the model parameters, used in dynamic simulations that assess Bulk Electric System (BES) reliability, accurately represent generator unit real power response to system frequency variations. | 2/7/2013 | 7/1/2014 | Implementation Plan | 3/20/2014 | RSAW | |||||
| Mandatory Subject to Enforcement | MOD-028-2 | Area Interchange Methodology | To increase consistency and reliability in the development and documentation of Transfer Capability calculations for short-term use performed by entities using the Area Interchange Methodology to support analysis and system operations. | 2/9/2012 | 10/1/2013 | Implementation Plan | 7/18/2013 | RSAW | |||||
| Inactive | MOD-029-1a | Rated System Path Methodology | To increase consistency and reliability in the development and documentation of transfer capability calculations for short-term use performed by entities using the Rated System Path Methodology to support analysis and system operations. | 11/5/2009 | 4/1/2011 | 3/31/2017 | Implementation Plan | 9/16/2010 | RSAW | ||||
| Mandatory Subject to Enforcement | MOD-029-2a | Rated System Path Methodology | To increase consistency and reliability in the development and documentation of transfer capability calculations for short-term use performed by entities using the Rated System Path Methodology to support analysis and system operations. | 11/13/2014 | 4/1/2017 | Implementation Plan | Entities with newly classified “Remedial Action Scheme” (RAS) resulting from the application of the revised definition must be fully compliant with all Reliability Standards applicable RAS twenty-four (24) months from the Effective Date of the revised definition of RAS. This additional time applies only to existing schemes that must transition to RAS due to the revised definition. | 11/19/2015 | RSAW | ||||
| Inactive | MOD-030-2 | Flowgate Methodology | To increase consistency and reliability in the development and documentation of transfer capability calculations for short-term use performed by entities using the Flowgate Methodology to support analysis and system operations. | 2/10/2009 | 4/1/2011 | 3/31/2017 | Implementation Plan | 11/24/2009 | RSAW | ||||
| Mandatory Subject to Enforcement | MOD-030-3 | Flowgate Methodology | To increase consistency and reliability in the development and documentation of transfer capability calculations for short-term use performed by entities using the Flowgate Methodology to support analysis and system operations. | 11/13/2014 | 4/1/2017 | Implementation Plan | Entities with newly classified “Remedial Action Scheme” (RAS) resulting from the application of the revised definition must be fully compliant with all Reliability Standards applicable RAS twenty-four (24) months from the Effective Date of the revised definition of RAS. This additional time applies only to existing schemes that must transition to RAS due to the revised definition. | 11/19/2015 | RSAW | ||||
| Inactive | MOD-031-1 | Demand and Energy Data | To provide authority for applicable entities to collect Demand, energy and related data to support reliability studies and assessments and to enumerate the responsibilities and obligations of requestors and respondents of that data. | 5/7/2014 | 7/1/2016 | 9/30/2016 | Implementation Plan | 2/19/2015 | RSAW | ||||
| Inactive | MOD-031-2 | Demand and Energy Data | To provide authority for applicable entities to collect Demand, energy and related data to support reliability studies and assessments and to enumerate the responsibilities and obligations of requestors and respondents of that data. | 11/5/2015 | 10/1/2016 | 3/31/2021 | Implementation Plan | 2/18/2016 | RSAW | ||||
| Mandatory Subject to Enforcement | MOD-031-3 | Demand and Energy Data | To provide authority for applicable entities to collect Demand, energy and related data to support reliability studies and assessments and to enumerate the responsibilities and obligations of requestors and respondents of that data. | 2/6/2020 | 4/1/2021 | Implementation Plan | 10/30/2020 | RSAW | |||||
| Mandatory Subject to Enforcement | MOD-032-1 | Data for Power System Modeling and Analysis | To establish consistent modeling data requirements and reporting procedures for development of planning horizon cases necessary to support analysis of the reliability of the interconnected transmission system. | 2/6/2014 | 7/1/2015 | Implementation Plan | Please see the implementation plan for specific compliance dates and timeframes. | 5/1/2014 | RSAW | ||||
| Inactive | MOD-033-1 | Steady-State and Dynamic System Model Validation | To establish consistent validation requirements to facilitate the collection of accurate data and building of planning models to analyze the reliability of the interconnected transmission system. | 2/6/2014 | 7/1/2017 | 3/31/2021 | Implementation Plan | 5/1/2014 | RSAW | 8/7/2017 | |||
| Mandatory Subject to Enforcement | MOD-033-2 | Steady-State and Dynamic System Model Validation | To establish consistent validation requirements to facilitate the collection of accurate data and building of planning models to analyze the reliability of the interconnected transmission system. | 2/6/2020 | 4/1/2021 | Implementation Plan | 10/30/2020 | RSAW | |||||
| Inactive | NUC-001-3 | Nuclear Plant Interface Coordination | This standard requires coordination between Nuclear Plant Generator Operators and Transmission Entities for the purpose of ensuring nuclear plant safe operation and shutdown. | 8/14/2014 | 1/1/2016 | 3/31/2021 | Implementation Plan | 11/4/2014 | RSAW | ||||
| Mandatory Subject to Enforcement | NUC-001-4 | Nuclear Plant Interface Coordination | This standard requires coordination between Nuclear Plant Generator Operators and Transmission Entities for the purpose of ensuring nuclear plant safe operation and shutdown. | 2/6/2020 | 4/1/2021 | Implementation Plan | 10/30/2020 | RSAW | |||||
| Inactive | PER-001-0.2 | Operating Personnel Responsibility and Authority | Transmission Operator and Balancing Authority operating personnel must have the responsibility and authority to implement real-time actions to ensure the stable and reliable operation of the Bulk Electric System. | 3/8/2012 | 9/13/2012 | 3/31/2017 | Implementation Plan | 9/13/2012 | RSAW | ||||
| Inactive | PER-003-1 | Operating Personnel Credentials | To ensure that System Operators performing the reliability-related tasks of the Reliability Coordinator, Balancing Authority and Transmission Operator are certified through the NERC System Operator Certification Program when filling a Real-time operating position responsible for control of the Bulk Electric System. | 2/17/2011 | 10/1/2012 | 6/30/2019 | Implementation Plan | 9/15/2011 | RSAW | ||||
| Mandatory Subject to Enforcement | PER-003-2 | Operating Personnel Credentials | To ensure that System Operators performing the reliability-related tasks of the Reliability Coordinator, Balancing Authority and Transmission Operator are certified through the NERC System Operator Certification Program when filling a Real-time operating position responsible for control of the Bulk Electric System. | 5/10/2018 | 7/1/2019 | Implementation Plan | 11/21/2018 | RSAW | |||||
| Inactive | PER-004-2 | Reliability Coordination — Staffing | Reliability Coordinators must have sufficient, competent staff to perform the Reliability Coordinator functions. | 2/10/2009 | 4/1/2011 | 6/30/2019 | Implementation Plan | Please note: The effective date in the standard refers to the retirements in PER-004-1. | 11/18/2010 | RSAW | |||
| Inactive | PER-005-1 | System Personnel Training | To ensure that System Operators performing real-time, reliability-related tasks on the North American Bulk Electric System (BES) are competent to perform those reliability-related tasks. The competency of System Operators is critical to the reliability of the North American Bulk Electric System. | 2/10/2009 | 4/1/2013 | 6/30/2016 | Implementation Plan | 11/18/2010 | RSAW | ||||
| Mandatory Subject to Enforcement | PER-005-2 | Operations Personnel Training | To ensure that personnel performing or supporting Real-time operations on the Bulk Electric System are trained using a systematic approach. |
2/6/2014 | 7/1/2016 | Implementation Plan | 6/19/2014 | RSAW | |||||
| Mandatory Subject to Enforcement | PER-006-1 | Specific Training for Personnel | To ensure that personnel are trained on specific topics essential to reliability to perform or support Real-time operations of the Bulk Electric System. | 8/11/2016 | 4/1/2021 | Implementation Plan | Effective dates delayed to April 1, 2021 due to COVID-19 per FERC Order (https://www.nerc.com/FilingsOrders/us/FERCOrdersRules/order granting motion to defer the implementation dates.pdf). | 6/7/2018 | RSAW | ||||
| Inactive | PRC-001-1.1(ii) | System Protection Coordination | To ensure system protection is coordinated among operating entities. | 2/12/2015 | 5/29/2015 | 3/31/2021 | Implementation Plan | Requirements 2, 5 and 6 are inactive as of 3/31/2017 due to TOP/IRO standards. Replaced by TOP/IRO standards, PER-006-1 and | 5/29/2015 | RSAW | |||
| Inactive | PRC-001-2 | System Protection Coordination | To ensure system protection is coordinated among operating entities. | 5/29/2012 | 1/26/2016 | FERC approved withdrawal of standard | |||||||
| Inactive | PRC-002-1 | Define Regional Disturbance Monitoring and Reporting Requirements | Ensure that Regional Reliability Organizations establish requirements for installation of Disturbance Monitoring Equipment (DME) and reporting of Disturbance data to facilitate analyses of events and verify system models. | 8/2/2006 | 6/30/2016 | Implementation Plan | This Standard was not approved by FERC in Order 693. See Standards Under Development page or Reliability Standards Development Plan for more information. | ||||||
| Mandatory Subject to Enforcement | PRC-002-2 | Disturbance Monitoring and Reporting Requirements | To have adequate data available to facilitate analysis of Bulk Electric System (BES) Disturbances. |
11/13/2014 | 7/1/2016 | Implementation Plan | Due to Covid-19, Entities will be required to establish 50% compliance with Requirements R2-R4 and R6-R11 by January 1, 2021. See Implementation Plan for additional effective date information. | 9/17/2015 | RSAW | 11/12/2020 | |||
| Filed and Pending Regulatory Approval | PRC-002-3 | Disturbance Monitoring and Reporting Requirements | To have adequate data available to facilitate analysis of Bulk Electric System (BES) Disturbances. | 5/13/2021 | Implementation Plan | 6/28/2021 | |||||||
| Inactive | PRC-002-NPCC-01 | Disturbance Monitoring | Ensure that adequate disturbance data is available to facilitate Bulk Electric System event analyses. All references to equipment and facilities herein unless otherwise noted will be to Bulk Electric System (BES) elements. | 11/4/2010 | 10/20/2013 | 7/1/2016 | Implementation Plan | This standard has a phased implementation. Please see the Implementation Plan for further compliance date information. This standard was approved by FERC on 10/20/2011. | 10/20/2011 | N/A | |||
| Inactive | PRC-003-1 | Regional Procedure for Analysis of Misoperations of Transmission and Generation Protection Systems | To ensure all transmission and generation Protection System Misoperations affecting the reliability of the Bulk Electric System (BES) are analyzed and mitigated. | 2/7/2006 | 6/30/2016 | Implementation Plan | This Standard was not approved by FERC in Order 693. See Standards Under Development page or Reliability Standards Development Plan for more information. | ||||||
| Inactive | PRC-004-2 | Analysis and Mitigation of Transmission and Generation Protection System Misoperations | Ensure all transmission and generation Protection System Misoperations affecting the reliability of the Bulk Electric System (BES) are analyzed and mitigated. | 8/5/2010 | 9/25/2011 | Implementation Plan | 1/10/2011 | ||||||
| Inactive | PRC-004-2.1(i)a | Analysis and Mitigation of Transmission and Generation Protection System Misoperations | Ensure all transmission and generation Protection System Misoperations affecting the reliability of the Bulk Electric System (BES) are analyzed and mitigated. | 11/13/2014 | 5/29/2015 | 6/30/2016 | Implementation Plan | 5/29/2015 | RSAW | ||||
| Inactive | PRC-004-2.1a | Analysis and Mitigation of Transmission and Generation Protection System Misoperations | Ensure all transmission and generation Protection System Misoperations affecting the reliability of the Bulk Electric System (BES) are analyzed and mitigated. | 2/9/2012 | 11/25/2013 | 5/28/2015 | Implementation Plan | 9/19/2013 | |||||
| Inactive | PRC-004-2a | Analysis and Mitigation of Transmission and Generation Protection System Misoperations | Ensure all transmission and generation Protection System Misoperations affecting the reliability of the Bulk Electric System (BES) are analyzed and mitigated. | 2/17/2011 | 4/1/2012 | 11/24/2013 | Implementation Plan | 9/26/2011 | |||||
| Inactive | PRC-004-3 | Protection System Misoperation Identification and Correction | Identify and correct the causes of Misoperations of Protection Systems for Bulk Electric System (BES) Elements. | 8/14/2014 | 6/30/2016 | Implementation Plan | The Implementation Plan for PRC-004-4 provides that PRC-004-4 becomes enforcable on the effective date for PRC-004-3. Because of this, PRC-004-3 will never become enforceable. | 5/13/2015 | |||||
| Inactive | PRC-004-4 | Project 2014-01 Standards Applicability for Dispersed Generation Resources | Identify and correct the causes of Misoperations of Protection Shystems for Bulk Electric System (BES) Elements. | 11/13/2014 | 6/30/2016 | Implementation Plan | PRC-004-4 was superseded by PRC-004-4(i) and will never be enforceable. | 5/29/2015 | |||||
| Inactive | PRC-004-4(i) | Protection System Misoperation Identification and Correction | Identify and correct the causes of Misoperations of Protection Systems for Bulk Electric System (BES) Elements. | 6/22/2015 | 7/1/2016 | 4/1/2017 | Implementation Plan | RSAW | |||||
| Inactive | PRC-004-5(i) | Protection System Misoperation Identification and Correction | Identify and correct the causes of Misoperations of Protection Systems for Bulk Electric System (BES) Elements. | 6/22/2015 | 4/2/2017 | 3/31/2021 | Implementation Plan | RSAW | |||||
| Mandatory Subject to Enforcement | PRC-004-6 | Protection System Misoperation Identification and Correction | Identify and correct the causes of Misoperations of Protection Systems for Bulk Electric System (BES) Elements. | 5/9/2019 | 4/1/2021 | Implementation Plan | 9/17/2020 | RSAW | |||||
| Inactive | PRC-004-WECC-1 | Protection System and Remedial Action Scheme Misoperation | Regional Reliability Standard to ensure all transmission and generation Protection System and Remedial Action Scheme (RAS) Misoperations on Transmission Paths and RAS defined in section 4 are analyzed and/or mitigated. | 10/29/2008 | 10/1/2011 | 3/31/2017 | 4/21/2011 | N/A | |||||
| Inactive | PRC-004-WECC-2 | Protection System and Remedial Action Scheme Misoperation | Regional Reliability Standard to ensure all transmission and generation Protection System and Remedial Action Scheme (RAS) Misoperations on Transmission Paths and RAS defined in section 4 are analyzed and/or mitigated. | 11/13/2014 | 4/1/2017 | 1/1/2021 | Implementation Plan | NERC filed a joint petition March 9, 2018 for approval of retirement of PRC-004-WECC-2. Entities with newly classified “Remedial Action Scheme” (RAS) resulting from the application of the revised definition must be fully compliant with all Reliability Standards applicable RAS twenty-four (24) months from the Effective Date of the revised definition of RAS. This additional time applies only to existing schemes that must transition to RAS due to the revised definition. |
11/19/2015 | N/A | |||
| Mandatory Subject to Enforcement | PRC-005-1.1b | Transmission and Generation Protection System Maintenance and Testing | To ensure all transmission and generation Protection Systems affecting the reliability of the Bulk Electric System (BES) are maintained and tested. | 5/9/2012 | 11/25/2013 | 3/31/2027 | Implementation Plan | Replaced with PRC-005-1.1b | 9/19/2013 | RSAW | |||
| Inactive | PRC-005-2 | Protection System Maintenance | To document and implement programs for the maintenance of all Protection Systems affecting the reliability of the Bulk Electric System (BES) so that these Protection Systems are kept in working order. | 11/7/2012 | 4/1/2015 | 5/28/2015 | Implementation Plan | The enforcement date for PRC-005-2 has been corrected from the date first posted. The enforcement date for PRC-005-2 will be April 1, 2015, which is the first date entities must be compliant with part of the standard. The implementation plan for PRC-005-2 includes specific compliance dates and timeframes for each of the Requirements. The regulatory approval date in the U.S. is February 24, 2014. Entities should use this date as a starting point for calculating the compliance dates for each of the Requirements as detailed in the implementation plan. | 12/19/2013 | ||||
| Inactive | PRC-005-2(i) | Protection System Maintenance | To document and implement programs for the maintenance of all Protection Systems affecting the reliability of the Bulk Electric System (BES) so that these Protection Systems are kept in working order. | 11/13/2014 | 5/29/2015 | 12/31/2016 | Implementation Plan | To be retired 12/31/2016 by PRC-005-6 Implementation Plan. | 5/29/2015 | RSAW | |||
| Inactive | PRC-005-2(ii) | Protection System Maintenance | To document and implement programs for the maintenance of all Protection Systems affecting the reliability of the Bulk Electric System (BES) so that these Protection Systems are kept in working order. | 11/13/2014 | 12/31/2015 | Implementation Plan | Retired by PRC-005-6; PRC-005-2(ii) was never enforceable | 11/19/2015 | |||||
| Inactive | PRC-005-3 | Protection System and Automatic Reclosing Maintenance | To document and implement programs for the maintenance of all Protection Systems and Automatic Reclosing affecting the reliability of the Bulk Electric System (BES) so that they are kept in working order. | 11/7/2013 | 12/31/2015 | Implementation Plan | Retired by PRC-005-6; PRC-005-3 was never enforceable. | ||||||
| Inactive | PRC-005-3(i) | Protection System and Automatic Reclosing Maintenance | To document and implement programs for the maintenance of all Protection Systems and Automatic Reclosing affecting the reliability of the Bulk Electric System (BES) so that they are kept in working order. | 11/13/2014 | 12/31/2015 | Implementation Plan | Retired by PRC-005-6; PRC-005-3(i) was never enforceable. | ||||||
| Inactive | PRC-005-3(ii) | Protection System and Automatic Reclosing Maintenance | To document and implement programs for the maintenance of all Protection Systems and Automatic Reclosing affecting the reliability of the Bulk Electric System (BES) so that they are kept in working order. | 11/13/2014 | 4/1/2017 | 12/31/2015 | Implementation Plan | Retired by PRC-005-6; PRC-005-3(ii) was never enforceable. | 11/19/2015 | ||||
| Inactive | PRC-005-4 | Protection System, Automatic Reclosing, and Sudden Pressure Relaying | To document and implement programs for the maintenance of all Protection Systems, Automatic Reclosing, and Sudden Pressure Relaying affecting the reliability of the Bulk Electric System (BES) so that they are kept in working order. | 11/13/2014 | 12/31/2015 | Implementation Plan | Retired by PRC-005-6; PRC-005-4 was never enforceable. | ||||||
| Inactive | PRC-005-5 | Protection System, Automatic Reclosing, and Sudden Pressure Relaying | To document and implement programs for the maintenance of all Protection Systems, Automatic Reclosing, and Sudden Pressure Relaying affecting the reliability of the Bulk Electric System (BES) so that they are kept in working order. | 5/7/2015 | 12/31/2015 | Implementation Plan | Approved by Board of Trustees; replaced and retired by PRC-005-6; PRC-005-5 was never enforceable. | 12/18/2015 | |||||
| Mandatory Subject to Enforcement | PRC-005-6 | Protection System, Automatic Reclosing, and Sudden Pressure Relaying Maintenance | To document and implement programs for the maintenance of all Protection Systems, Automatic Reclosing, and Sudden Pressure Relaying affecting the reliability of the Bulk Electric System (BES) so that they are kept in working order. | 11/5/2015 | 1/1/2016 | Implementation Plan | Supplemental Reference and FAQ | Please see the implementation plan for guidance on phased-in enforcement dates. | 12/18/2015 | RSAW | 5/21/2018 | ||
| Inactive | PRC-006-2 | Automatic Underfrequency Load Shedding | To establish design and documentation requirements for automatic underfrequency load shedding (UFLS) programs to arrest declining frequency, assist recovery of frequency following underfrequency events and provide last resort system preservation measures. | 11/13/2014 | 10/1/2015 | 9/30/2017 | Implementation Plan | 3/04/2015 | RSAW | ||||
| Inactive | PRC-006-3 | Automatic Underfrequency Load Shedding | To establish design and documentation requirements for automatic underfrequency load shedding (UFLS) programs to arrest declining frequency, assist recovery of frequency following underfrequency events and provide last resort system preservation measures. | 8/10/2017 | 10/1/2017 | 3/31/2021 | Reliability Standard PRC-006-3 revises the regional Variance for the Québec Interconnection as necessary to account for the physical characteristics and operational practices of that Interconnection. No changes have been made to any of the continent-wide Requirements of Reliability Standard PRC-006-21 nor the regional Variance for the Western Electricity Coordinating Council Interconnection. | RSAW | |||||
| Inactive | PRC-006-4 | Automatic Underfrequency Load Shedding | To establish design and documentation requirements for automatic underfrequency load shedding (UFLS) programs to arrest declining frequency, assist recovery of frequency following underfrequency events and provide last resort system preservation measures. | 2/6/2020 | 3/31/2021 | Implementation Plan | 10/30/2020 | ||||||
| Mandatory Subject to Enforcement | PRC-006-5 | Automatic Underfrequency Load Shedding | To establish design and documentation requirements for automatic underfrequency load shedding (UFLS) programs to arrest declining frequency, assist recovery of frequency following underfrequency events and provide last resort system preservation measures. | 8/20/2020 | 4/1/2021 | Implementation Plan | 12/23/2020 | RSAW | |||||
| Inactive | PRC-006-NPCC-1 | Automatic Underfrequency Load Shedding | To provide a regional reliability standard that ensures the development of an effective automatic underfrequency load shedding (UFLS) program in order to preserve the security and integrity of the bulk power system during declining system frequency events in coordination with the NERC UFLS reliability standard characteristics. | 2/9/2012 | 7/1/2015 | 3/31/2020 | Implementation Plan | 2/21/2013 | N/A | ||||
| Mandatory Subject to Enforcement | PRC-006-NPCC-2 | Automatic Underfrequency Load Shedding | The NPCC Automatic Underfrequency Load Shedding (UFLS) regional Reliability Standard establishes more stringent and specific NPCC UFLS program requirements than the NERC continent-wide PRC-006 standard. The program is designed such that declining frequency is arrested and recovered in accordance with established NPCC performance requirements stipulated in this document. | 11/5/2019 | 4/1/2020 | Implementation Plan | 12/23/2019 | ||||||
| Inactive | PRC-006-SERC-01 | Automatic Underfrequency Load Shedding Requirements | To establish consistent and coordinated requirements for the design, implementation, and analysis of automatic underfrequency load shedding (UFLS) programs among all SERC applicable entities. | 11/3/2011 | 4/1/2014 | 12/31/2017 | Implementation Plan | See the implementation plan for guidance on phased-in enforcement dates | 4/29/2013 | N/A | |||
| Mandatory Subject to Enforcement | PRC-006-SERC-02 | Automatic Underfrequency Load Shedding Requirements | To establish consistent and coordinated requirements for the design, implementation, and analysis of automatic underfrequency load shedding (UFLS) programs among all SERC applicable entities. |
8/10/2017 | 1/1/2018 | ||||||||
| Pending Regulatory Filing | PRC-006-SERC-03 | Automatic Underfrequency Load Shedding Requirement | To establish consistent and coordinated requirements for the design, implementation, and analysis of automatic underfrequency load shedding (UFLS) programs among all SERC applicable entities. | 6/24/2021 | Implementation Plan | ||||||||
| Mandatory Subject to Enforcement | PRC-008-0 | Implementation and Documentation of Underfrequency Load Shedding Equipment Maintenance Program | Provide last resort system preservation measures by implementing an Under Frequency Load Shedding (UFLS) program. | 2/8/2005 | 6/18/2007 | 3/31/2027 | Implementation Plan | 3/16/2007 | RSAW | ||||
| Inactive | PRC-010-0 | Technical Assessment of the Design and Effectiveness of Undervoltage Load Shedding Program. | Provide System preservation measures in an attempt to prevent system voltage collapse or voltage instability by implementing an Undervoltage Load Shedding (UVLS) program. | 2/8/2005 | 6/18/2007 | 3/31/2017 | Implementation Plan | 3/16/2007 | RSAW | ||||
| Inactive | PRC‐010‐1 | Undervoltage Load Shedding | To establish an integrated and coordinated approach to the design, evaluation, and reliable operation of Undervoltage Load Shedding Programs (UVLS Programs). | 11/13/2014 | 4/1/2017 | 4/1/2017 | Implementation Plan | 11/19/2015 | |||||
| Mandatory Subject to Enforcement | PRC-010-2 | Undervoltage Load Shedding | To establish an integrated and coordinated approach to the design, evaluation, and reliable operation of Undervoltage Load Shedding Programs (UVLS Programs). | 5/7/2015 | 4/2/2017 | Implementation Plan | 11/19/2015 | RSAW | |||||
| Mandatory Subject to Enforcement | PRC-011-0 | Undervoltage Load Shedding System Maintenance and Testing | Provide system preservation measures in an attempt to prevent system voltage collapse or voltage instability by implementing an Undervoltage Load Shedding (UVLS) program. | 2/8/2005 | 6/18/2007 | 3/31/2027 | Implementation Plan | 3/16/2007 | RSAW | ||||
| Inactive | PRC-012-0 | Special Protection System Review Procedure | To ensure that all Special Protection Systems (SPS) are properly designed, meet performance requirements, and are coordinated with other protection systems. To ensure that maintenance and testing programs are developed and misoperations are analyzed and corrected. | 2/8/2005 | 3/31/2017 | Implementation Plan | This Standard was not approved by FERC in Order 693. See Standards Under Development page or Reliability Standards Development Plan for more information. | ||||||
| Inactive | PRC-012-1 | Remedial Action Scheme Review Procedure | To ensure that all Remedial Action Schemes (RAS) are properly designed, meet performance requirements, and are coordinated with other protection systems. To ensure that maintenance and testing programs are developed and misoperations are analyzed and corrected. | 11/13/2014 | 12/31/2020 | Implementation Plan | Because Reliability Standards PRC-012-0, PRC-013-0, and PRC-014-0 were never approved or remanded, Reliability Standards PRC-012-1, PRC-013-1, and PRC-014-1 were only developed for ‘completeness’ and are not enforceable. | ||||||
| Mandatory Subject to Enforcement | PRC-012-2 | Remedial Action Schemes | To ensure that Remedial Action Schemes (RAS) do not introduce unintentional or unacceptable reliability risks to the Bulk Electric System (BES). | 5/5/2016 | 1/1/2021 | Implementation Plan | 9/20/2017 | RSAWs | |||||
| Inactive | PRC-013-0 | Special Protection System Database | To ensure that all Special Protection Systems (SPSs) are properly designed, meet performance requirements, and are coordinated with other protection systems. | 2/8/2005 | 3/31/2017 | Implementation Plan | This Standard was not approved by FERC in Order 693. See Standards Under Development page or Reliability Standards Development Plan for more information. | ||||||
| Inactive | PRC-013-1 | Remedial Action Scheme Database | To ensure that all Remedial Action Schemes (RAS) are properly designed, meet performance requirements, and are coordinated with other protection systems. | 11/13/2014 | 12/31/2020 | Implementation Plan | Because Reliability Standards PRC-012-0, PRC-013-0, and PRC-014-0 were never approved or remanded, Reliability Standards PRC-012-1, PRC-013-1, and PRC-014-1 were only developed for ‘completeness’ and are not enforceable. | ||||||
| Inactive | PRC-014-0 | Special Protection System Assessment | To ensure that all Special Protection Systems (SPS) are properly designed, meet performance requirements, and are coordinated with other protection systems. To ensure that maintenance and testing programs are developed and misoperations are analyzed and corrected. | 2/8/2005 | 3/31/2017 | Implementation Plan | This Standard was not approved by FERC in Order 693. See Standards Under Development page or Reliability Standards Development Plan for more information. | ||||||
| Inactive | PRC-014-1 | Remedial Action Scheme Assessment | To ensure that all Remedial Action Schemes (RAS) are properly designed, meet performance requirements, and are coordinated with other protection systems. To ensure that maintenance and testing programs are developed and misoperations are analyzed and corrected. | 11/13/2014 | 12/31/2020 | Implementation Plan | Because Reliability Standards PRC-012-0, PRC-013-0, and PRC-014-0 were never approved or remanded, Reliability Standards PRC-012-1, PRC-013-1, and PRC-014-1 were only developed for ‘completeness’ and are not enforceable. | ||||||
| Inactive | PRC-015-0 | Special Protection System Data and Documentation | To ensure that all Special Protection Systems (SPS) are properly designed, meet performance requirements, and are coordinated with other protection systems. To ensure that maintenance and testing programs are developed and misoperations are analyzed and corrected. | 2/8/2005 | 6/18/2007 | 3/31/2017 | Implementation Plan | 3/16/2007 | RSAW | ||||
| Inactive | PRC-015-1 | Remedial Action Scheme Data and Documentation | To ensure that all Remedial Action Schemes (RAS) are properly designed, meet performance requirements, and are coordinated with other protection systems. To ensure that maintenance and testing programs are developed and misoperations are analyzed and corrected. | 11/13/2014 | 4/1/2017 | 12/31/2020 | Implementation Plan | Entities with newly classified “Remedial Action Scheme” (RAS) resulting from the application of the revised definition must be fully compliant with all Reliability Standards applicable RAS twenty-four (24) months from the Effective Date of the revised definition of RAS. This additional time applies only to existing schemes that must transition to RAS due to the revised definition. | 11/19/2015 | RSAW | |||
| Inactive | PRC-016-0.1 | Special Protection System Misoperations | To ensure that all Special Protection Systems (SPS) are properly designed, meet performance requirements, and are coordinated with other protection systems. To ensure that maintenance and testing programs are developed and misoperations are analyzed and corrected. | 10/29/2008 | 5/13/2009 | 3/31/2017 | Implementation Plan | 5/13/2009 | RSAW | ||||
| Inactive | PRC-016-1 | Remedial Action Scheme Misoperations | To ensure that all Remedial Action Schemes (RAS) are properly designed, meet performance requirements, and are coordinated with other protection systems. To ensure that maintenance and testing programs are developed and misoperations are analyzed and corrected. | 11/13/2014 | 4/1/2017 | 12/31/2020 | Implementation Plan | Entities with newly classified “Remedial Action Scheme” (RAS) resulting from the application of the revised definition must be fully compliant with all Reliability Standards applicable RAS twenty-four (24) months from the Effective Date of the revised definition of RAS. This additional time applies only to existing schemes that must transition to RAS due to the revised definition. | 11/19/2015 | RSAW | |||
| Inactive | PRC-017-0 | Special Protection System Maintenance and Testing | To ensure that all Special Protection Systems (SPS) are properly designed, meet performance requirements, and are coordinated with other protection systems. To ensure that maintenance and testing programs are developed and misoperations are analyzed and corrected. | 2/8/2005 | 6/18/2007 | 3/31/2017 | Implementation Plan | 3/16/2007 | RSAW | ||||
| Mandatory Subject to Enforcement | PRC-017-1 | Remedial Action Scheme Maintenance and Testing | To ensure that all Remedial Action Schemes (RAS) are properly designed, meet performance requirements, and are coordinated with other protection systems. To ensure that maintenance and testing programs are developed and misoperations are analyzed and corrected. | 11/13/2014 | 4/1/2017 | 3/31/2027 | Implementation Plan | Entities with newly classified “Remedial Action Scheme” (RAS) resulting from the application of the revised definition must be fully compliant with all Reliability Standards applicable RAS twenty-four (24) months from the Effective Date of the revised definition of RAS. This additional time applies only to existing schemes that must transition to RAS due to the revised definition. | 11/19/2015 | RSAW | |||
| Mandatory Subject to Enforcement | PRC-018-1 | Disturbance Monitoring Equipment Installation and Data Reporting | Ensure that Disturbance Monitoring Equipment (DME) is installed and that Disturbance data is reported in accordance with regional requirements to facilitate analyses of events. | 8/2/2006 | 6/18/2007 | 6/30/2022 | Implementation Plan | 3/16/2007 | RSAW | ||||
| Inactive | PRC-019-1 | Coordination of Generating Unit or Plant Capabilities, Voltage Regulating Controls, and Protection | To verify coordination of generating unit Facility or synchronous condenser voltage regulating controls, limit functions, equipment capabilities and Protection System settings. | 2/7/2013 | 7/1/2016 | 6/30/2016 | Implementation Plan | Please see the Implementation Plan for specific compliance dates and timeframes. The standard become inactive 6/30/16. | 3/20/2014 | ||||
| Mandatory Subject to Enforcement | PRC-019-2 | Coordination of Generating Unit or Plant Capabilities, Voltage Regulating Controls, and Protection | To verify coordination of generating unit Facility or synchronous condenser voltage regulating controls, limit functions, equipment capabilities and Protection System settings. | 2/12/2015 | 7/1/2016 | Implementation Plan | Please see the Implementation Plan for Version 1 for specific compliance dates and timeframes. | 5/29/2015 | RSAW | 12/15/2020 | |||
| Inactive | PRC-020-1 | Under-Voltage Load Shedding Program Database | Ensure that a regional database is maintained for Under-Voltage Load Shedding (UVLS) programs implemented by entities within the Region to mitigate the risk of voltage collapse or voltage instability in the Bulk Electric System (BES). Ensure the UVLS database is available for Regional studies and for dynamic studies and simulations of the BES. | 2/7/2006 | 3/31/2017 | This Standard was not approved by FERC in Order 693. See Standards Under Development page or Reliability Standards Development Plan for more information. | |||||||
| Inactive | PRC-021-1 | Under-Voltage Load Shedding Program Data | Ensure data is provided to support the Regional database maintained for Under-Voltage Load Shedding (UVLS) programs that were implemented to mitigate the risk of voltage collapse or voltage instability in the Bulk Electric System (BES). | 2/7/2006 | 6/18/2007 | 3/31/2017 | 3/16/2007 | RSAW | |||||
| Inactive | PRC-022-1 | Under-Voltage Load Shedding Program Performance | Ensure that Under Voltage Load Shedding (UVLS) programs perform as intended to mitigate the risk of voltage collapse or voltage instability in the Bulk Electric System (BES). | 2/7/2006 | 6/18/2007 | 3/31/2017 | 3/16/2007 | RSAW | |||||
| Inactive | PRC-023-3 | Transmission Relay Loadability | Protective relay settings shall not limit transmission loadability; not interfere with system operators’ ability to take remedial action to protect system reliability and; be set to reliably detect all fault conditions and protect the electrical network from these faults. | 11/7/2013 | 10/1/2014 | 3/31/2017 | Implementation Plan | 07/17/2014 | RSAW | ||||
| Mandatory Subject to Enforcement | PRC-023-4 | Transmission Relay Loadability | Protective relay settings shall not limit transmission loadability; not interfere with system operators’ ability to take remedial action to protect system reliability and; be set to reliably detect all fault conditions and protect the electrical network from these faults. | 11/13/2014 | 4/1/2017 | Implementation Plan | Entities with newly classified “Remedial Action Scheme” (RAS) resulting from the application of the revised definition must be fully compliant with all Reliability Standards applicable RAS twenty-four (24) months from the Effective Date of the revised definition of RAS. This additional time applies only to existing schemes that must transition to RAS due to the revised definition. | 11/19/2015 | RSAW | 5/21/2018 | |||
| Filed and Pending Regulatory Approval | PRC-023-5 | Transmission Relay Loadability | Protective relay settings shall not limit transmission loadability; not interfere with system operators’ ability to take remedial action to protect system reliability and; be set to reliably detect all fault conditions and protect the electrical network from these faults. | 5/13/2021 | Implementation Plan | 6/28/2021 | |||||||
| Inactive | PRC-024-1 | Generator Frequency and Voltage Protective Relay Settings | Ensure Generator Owners set their generator protective relays such that generating units remain connected during defined frequency and voltage excursions. | 5/9/2013 | 7/1/2016 | 6/30/2016 | Implementation Plan | Please see the Implementation Plan for specific compliance dates and timeframes. The standard become inactive 6/30/16. | 3/20/2014 | ||||
| Mandatory Subject to Enforcement | PRC-024-2 | Generator Frequency and Voltage Protective Relay Settings | Ensure Generator Owners set their generator protective relays such that generating units remain connected during defined frequency and voltage excursions. | 2/12/2015 | 7/1/2016 | 9/30/2022 | Implementation Plan | Please see the Implementation Plan for Version 1 for specific compliance dates and timeframes. | 5/29/2015 | RSAW | 1/3/2019 | ||
| Subject to Future Enforcement | PRC-024-3 | Frequency and Voltage Protection Settings for Generating Resources | To set protection such that generating resource(s) remain connected during defined frequency and voltage excursions in support of the Bulk Electric System (BES). | 2/6/2020 | 10/1/2022 | Implementation Plan | |||||||
| Inactive | PRC-025-1 | Generator Relay Loadability | To set load-responsive protective relays associated with generation Facilities at a level to prevent unnecessary tripping of generators during a system disturbance for conditions that do not pose a risk of damage to the associated equipment. | 8/15/2013 | 10/1/2014 | 6/30/2018 | Implementation Plan | See Implementation Plan. For applicable relays where the entity has determined replacement or removal is not necessary, the entity shall be compliant by 10/1/2019. For applicable relays where the entity has determined replacement or removal is necessary, the entity shall be compliant by 10/1/2021. | 7/17/2014 | RSAW | |||
| Mandatory Subject to Enforcement | PRC-025-2 | Generator Relay Loadability | To set load-responsive protective relays associated with generation Facilities at a level to prevent unnecessary tripping of generators during a system disturbance for conditions that do not pose a risk of damage to the associated equipment. | 2/8/2018 | 7/1/2018 | Implementation Plan | Due to Covid-19, entities will be required to establish compliance with Requirement R1 Attachment 1: Relay Settings, Table 1 Options 5b, 14b, 15b, and 16b by January 1, 2021, where the entity has determined that replacement or removal of the applicable relay is not needed. Refer to the Implementation Plan for Phased-in Compliance details. | 5/2/2018 | RSAW | ||||
| Mandatory Subject to Enforcement | PRC-026-1 | Relay Performance During Stable Power Swings | To ensure that load-responsive protective relays are expected to not trip in response to stable power swings during non-Fault conditions. | 12/17/2014 | 1/1/2018 | Implementation Plan | Requirement R1 is effective 1/1/2018. Requirements R2, R3 and R4 are effective 1/1/2020. | 3/17/2016 | RSAW | ||||
| Filed and Pending Regulatory Approval | PRC-026-2 | Relay Performance During Stable Power Swings | To ensure that load-responsive protective relays are expected to not trip in response to stable power swings during non-Fault conditions. | 5/13/2021 | Implementation Plan | 6/28/2021 | |||||||
| Mandatory Subject to Enforcement | PRC-027-1 | Coordination of Protection Systems for Performance During Faults | To maintain the coordination of Protection Systems installed to detect and isolate Faults on Bulk Electric System (BES) Elements, such that those Protection Systems operate in the intended sequence during Faults. | 11/5/2015 | 4/1/2021 | Implementation Plan | Effective dates delayed to April 1, 2021 due to COVID-19 per FERC Order (https://www.nerc.com/FilingsOrders/us/FERCOrdersRules/order granting motion to defer the implementation dates.pdf). | 6/7/2018 | RSAW | ||||
| Inactive | TOP-001-1a | Reliability Responsibilities and Authorities | To ensure reliability entities have clear decision-making authority and capabilities to take appropriate actions or direct the actions of others to return the transmission system to normal conditions during an emergency. | 5/12/2010 | 11/21/2011 | 3/31/2017 | Implementation Plan | 9/15/2011 | RSAW | ||||
| Inactive | TOP-001-2 | Transmission Operations | To prevent instability, uncontrolled separation, or cascading outages that adversely impact the reliability of the Interconnection by ensuring prompt action to prevent or mitigate such occurrences. | 5/9/2012 | 1/26/2016 | Implementation Plan | FERC approved withdrawal of standard | ||||||
| Inactive | TOP-001-3 | Transmission Operations | To prevent instability, uncontrolled separation, or Cascading outages that adversely impact the reliability of the Interconnection by ensuring prompt action to prevent or mitigate such occurrences. | 2/12/2015 | 4/1/2017 | 6/30/2018 | Implementation Plan | 11/19/2015 | RSAW | 5/21/2018 | |||
| Inactive | TOP-001-4 | Transmission Operations | To prevent instability, uncontrolled separation, or Cascading outages that adversely impact the reliability of the Interconnection by ensuring prompt action to prevent or mitigate such occurrences. | 2/9/2017 | 7/1/2018 | 3/31/2021 | Implementation Plan | 4/17/2017 | RSAW | 1/8/2021 | |||
| Mandatory Subject to Enforcement | TOP-001-5 | Transmission Operations | To prevent instability, uncontrolled separation, or Cascading outages that adversely impact the reliability of the Interconnection by ensuring prompt action to prevent or mitigate such occurrences. | 5/9/2019 | 4/1/2021 | Implementation Plan | 9/17/2020 | RSAW | |||||
| Filed and Pending Regulatory Approval | TOP-001-6 | Transmission Operations | To prevent instability, uncontrolled separation, or Cascading outages that adversely impact the reliability of the Interconnection by ensuring prompt action to prevent or mitigate such occurrences. | 5/13/2021 | Implementation Plan | 6/28/2021 | |||||||
| Inactive | TOP-002-2.1b | Normal Operations Planning | Current operations plans and procedures are essential to being prepared for reliable operations, including response for unplanned events. | 4/11/2012 | 9/13/2012 | 3/31/2017 | 9/13/2012 | RSAW | |||||
| Inactive | TOP-002-3 | Operations Planning | To ensure that Transmission Operators have plans for operating within specified limits | 5/9/2012 | 1/26/2016 | Implementation Plan | FERC approved withdrawal of standard | ||||||
| Mandatory Subject to Enforcement | TOP-002-4 | Operations Planning | To ensure that Transmission Operators and Balancing Authorities have plans for operating within specified limits. | 11/13/2014 | 4/1/2017 | Implementation Plan | 11/19/2015 | RSAW | |||||
| Inactive | TOP-003-1 | Planned Outage Coordination | Scheduled generator and transmission outages that may affect the reliability of interconnected operations must be planned and coordinated among Balancing Authorities, Transmission Operators, and Reliability Coordinators. | 10/17/2008 | 10/1/2011 | 3/31/2017 | Implementation Plan | 3/17/2011 | RSAW | ||||
| Inactive | TOP-003-2 | Operational Reliability Data | To ensure that the Transmission Operator and Balancing Authority have the data needed to fulfill their operational planning and Real-time monitoring responsibilities. | 5/9/2012 | 1/26/2016 | Implementation Plan | FERC approved withdrawal of standard | ||||||
| Inactive | TOP-003-3 | Operational Reliability Data | To ensure that the Transmission Operator and Balancing Authority have data needed to fulfill their operational and planning responsibilities. | 11/13/2014 | 1/1/2017 | 3/31/2021 | Implementation Plan | For the Requirement R3 and R4 VSLs only, the intent of the SDT is to start with the Severe VSL first and then to work your way to the left until you find the situation that fits. In this manner, the VSL will not be discriminatory by size of entity. If a small entity has just one affected reliability entity to inform, the intent is that that situation would be a Severe violation. | 11/19/2015 | RSAW | |||
| Mandatory Subject to Enforcement | TOP-003-4 | Operational Reliability Data | To ensure that the Transmission Operator and Balancing Authority have data needed to fulfill their operational and planning responsibilities. | 2/6/2020 | 4/1/2021 | 3/31/2023 | Implementation Plan | 10/30/2020 | RSAW | ||||
| Manadatory Subject to Future Enforcement | TOP-003-5 | Operational Reliability Data | To ensure that the Transmission Operator and Balancing Authority have data needed to fulfill their operational and planning responsibilities. | 6/11/2021 | 4/1/2023 | Implementation Plan | 8/24/2021 | ||||||
| Inactive | TOP-004-2 | Transmission Operations | To ensure that the transmission system is operated so that instability, uncontrolled separation, or cascading outages will not occur as a result of the most severe single Contingency and specified multiple Contingencies. | 11/1/2006 | 1/22/2009 | 3/31/2017 | 1/22/2009 | RSAW | |||||
| Inactive | TOP-005-2a | Operational Reliability Information | To ensure reliability entities have the operating data needed to monitor system conditions within their areas. | 10/17/2008 | 10/1/2011 | 3/31/2017 | Implementation Plan | 3/17/2011 | RSAW | ||||
| Inactive | TOP-006-2 | Monitoring System Conditions | To ensure critical reliability parameters are monitored in real-time. | 10/17/2008 | 10/1/2011 | 3/31/2017 | Implementation Plan | 3/17/2011 | RSAW | ||||
| Inactive | TOP-006-3 | Monitoring System Conditions | To ensure critical reliability parameters are monitored in real-time. | 11/7/2012 | 3/18/2015 | Implementation Plan | |||||||
| Inactive | TOP-007-0 | Reporting System Operating Limit (SOL) and Interconnection Reliability Operating Limit (IROL) Violations | This standard ensures SOL and IROL violations are being reported to the Reliability Coordinator so that the Reliability Coordinator may evaluate actions being taken and direct additional corrective actions as needed. | 2/8/2005 | 6/18/2007 | 3/31/2017 | Implementation Plan | 3/16/2007 | RSAW | ||||
| Inactive | TOP-007-WECC-1a | System Operating Limits | When actual flows on Major WECC Transfer Paths exceed System Operating Limits (SOL), their associated schedules and actual flows are not exceeded for longer than a specified time. | 2/6/2014 | 6/18/2014 | 3/10/2017 | 6/18/2014 | N/A | |||||
| Inactive | TOP-008-1 | Response to Transmission Limit Violations | To ensure Transmission Operators take actions to mitigate SOL and IROL violations. | 11/1/2006 | 6/18/2007 | 3/31/2017 | Implementation Plan | 6/16/2007 | RSAW | ||||
| Inactive | TOP-010-1 | Real-time Reliability Monitoring and Analysis Capabilities | Establish requirements for Real-time monitoring and analysis capabilities to support reliable System operations. | 5/5/2016 | 3/31/2018 | Implementation Plan | TOP-010-1(i) became enforceable 4/1/2018, therefore TOP-010-1 will never be enforceable. | 9/22/2016 | RSAW | ||||
| Mandatory Subject to Enforcement | TOP-010-1(i) | Real-time Reliability Monitoring and Analysis Capabilities | Establish requirements for Real-time monitoring and analysis capabilities to support reliable System operations. | 11/2/2016 | 4/1/2018 | Implementation Plan | VRF designations for Requirement R1 of IRO-018-1 and Requirements R1 and R2 of TOP-010-1 changed to high. | RSAW | 3/12/2020 | ||||
| Mandatory Subject to Enforcement | TPL-001-4 | Transmission System Planning Performance Requirements | Establish Transmission system planning performance requirements within the planning horizon to develop a Bulk Electric System (BES) that will operate reliably over a broad spectrum of System conditions and following a wide range of probable Contingencies. | 2/7/2013 | 1/1/2015 | 6/30/2023 | Implementation Plan | TPL-001-4 was adopted by the Board of Trustees as TPL-001-3, but a discrepancy in numbering was identified and corrected prior to filing with the regulatory agencies. | 10/17/2013 | RSAW | 3/24/2017 | ||
| Inactive | TPL-001-5 | Transmission System Planning Performance Requirements | Establish Transmission system planning performance requirements within the planning horizon to develop a Bulk Electric System (BES) that will operate reliably over a broad spectrum of System conditions and following a wide range of probable Contingencies. | 11/7/2018 | 7/1/2023 | 6/10/2020 | Implementation Plan | Replaced by TPL-001-5.1 (Errata approved by SC on April 22, 2020) | 1/23/2020 | ||||
| Subject to Future Enforcement | TPL-001-5.1 | Transmission System Planning Performance Requirements | Establish Transmission system planning performance requirements within the planning horizon to develop a Bulk Electric System (BES) that will operate reliably over a broad spectrum of System conditions and following a wide range of probable Contingencies. | 11/7/2018 | 7/1/2023 | Implementation Plan | Phased-in Compliance Dates for Requirement R2, Part 2.7 for the revised Category P5 Planning Event: July 1, 2025 Entities shall not be required to comply with Requirement R2, Part 2.7 for the Table 1 Category P5 planning event for the non-redundant components of a Protection System identified in footnote 13 items a, b, c, and d until 24 months after the effective date of Reliability Standard TPL-001-5. July 1, 2029 For CAPs developed to address failures to meet Table 1 performance requirements for the P5 planning event for the non-redundant components of a Protection System identified in footnote 13 items a, b, c, and d, entities shall not be required to comply until 72 months after the effective date of Reliability Standard TPL-001-5 with the bolded part of Requirement R2, Part 2.7 that states: “Revisions to the Corrective Action Plan(s) are allowed in subsequent Planning Assessments but the planned System shall continue to meet the performance requirements in Table 1.” |
6/10/2020 | |||||
| Inactive | TPL-007-1 | Transmission System Planned Performance for Geomagnetic Disturbance Events | Establish requirements for Transmission system planned performance during geomagnetic disturbance (GMD) events. | 12/17/2014 | 7/1/2017 | 6/30/2019 | Implementation Plan | See Implementation Plan for phased-in compliance dates. | 9/22/2016 | RSAW | 10/28/16: Compliance Guidance Updates | ||
| Inactive | TPL-007-2 | Transmission System Planned Performance for Geomagnetic Disturbance Events | Establish requirements for Transmission system planned performance during geomagnetic disturbance (GMD) events. | 11/9/2017 | 7/1/2019 | 6/30/2019 | Implementation Plan | TPL-007-3 will supersede TPL-007-2 in the U.S. All phased-in compliance dates are carried forward unchanged. See Implementation Plan for phased-in compliance dates. | 11/25/2018 | ||||
| Inactive | TPL-007-3 | Transmission System Planned Performance for Geomagnetic Disturbance Events | Establish requirements for Transmission system planned performance during geomagnetic disturbance (GMD) events. | 2/7/2019 | 7/1/2019 | 9/30/2020 | Implementation Plan | TPL-007-3 adds a Variance for Canadian entities. Under the terms of the TPL-007-3 Implementation Plan, TPL-007-3 will supersede TPL-007-2 in the U.S. All phased-in compliance dates are carried forward unchanged. See Implementation Plan for phased-in compliance dates. | RSAW | ||||
| Mandatory Subject to Enforcement | TPL-007-4 | Transmission System Planned Performance for Geomagnetic Disturbance Events | Establish requirements for Transmission system planned performance during geomagnetic disturbance (GMD) events. | 2/6/2020 | 10/1/2020 | Implementation Plan | 3/19/2020 | RSAWs | 11/12/2020: Compliance Guidance Updates | ||||
| Inactive | VAR-001-4.1 | Voltage and Reactive Control | To ensure that voltage levels, reactive flows, and reactive resources are monitored, controlled, and maintained within limits in Real-time to protect equipment and the reliable operation of the Interconnection. | 2/6/2014 | 11/13/2015 | 9/25/2017 | Implementation Plan | 11/13/2015 | RSAW | ||||
| Inactive | VAR-001-4.2 | Voltage and Reactive Control | To ensure that voltage levels, reactive flows, and reactive resources are monitored, controlled, and maintained within limits in Real-time to protect equipment and the reliable operation of the Interconnection. |
8/10/2017 | 9/26/2017 | 12/31/2018 | Implementation Plan | RSAW | |||||
| Mandatory Subject to Enforcement | VAR-001-5 | Voltage and Reactive Control | To ensure that voltage levels, reactive flows, and reactive resources are monitored, controlled, and maintained within limits in Real-time to protect equipment and the reliable operation of the Interconnection. | 8/16/2018 | 1/1/2019 | Implementation Plan | 10/15/2018 | RSAW | |||||
| Inactive | VAR-001-6 | Voltage and Reactive Control | To ensure that voltage levels, reactive flows, and reactive resources are monitored, controlled, and maintained within limits in Real-time to protect equipment and the reliable operation of the Interconnection. | 5/9/2019 | 5/14/2020 | Implementation Plan | Withdrawn as of 5/14/2020 | ||||||
| Inactive | VAR-002-4 | Generator Operation for Maintaining Network Voltage Schedules | To ensure generators provide reactive support and voltage control, within generating Facility capabilities, in order to protect equipment and maintain reliable operation of the Interconnection. | 11/13/2014 | 5/29/2015 | 9/25/2017 | Implementation Plan | 5/29/2015 | RSAW | ||||
| Mandatory Subject to Enforcement | VAR-002-4.1 | Generator Operation for Maintaining Network Voltage Schedules | To ensure generators provide reactive support and voltage control, within generating Facility capabilities, in order to protect equipment and maintain reliable operation of the Interconnection. |
8/10/2017 | 9/26/2017 | Implementation Plan | RSAW | ||||||
| Inactive | VAR-002-WECC-2 | Automatic Voltage Regulators (AVR) | To ensure that Automatic Voltage Regulators on synchronous generators and condensers shall be kept in service and controlling voltage. | 11/13/2014 | 4/1/2015 | 9/5/2018 | Implementation Plan | NERC filed a joint petition March 7, 2018 for approval of retirement of VAR-002-WECC-2. | 3/03/2015 | N/A | |||
| Inactive | VAR-501-WECC-2 | Power System Stabilizer (PSS) | To ensure that Power System Stabilizers (PSS) on synchronous generators shall be kept in service. | 11/13/2014 | 4/1/2015 | 6/30/2017 | Implementation Plan | 3/03/2015 | N/A | ||||
| Inactive | VAR-501-WECC-3 | Power System Stabilizer (PSS) | Establish Transmission system planning performance requirements within the planning horizon to develop a Bulk Electric System (BES) that will operate reliably over a broad spectrum of System conditions and following a wide range of probable Contingencies. | 2/9/2017 | 7/1/2017 | 9/25/2017 | Implementation Plan | Requirement R3 has an effective date of July 1, 2017 for units placed in first-time service after regulatory approval. R3 has an effective date of July 1, 2022 for units placed in service prior to final regulatory approval. | |||||
| Mandatory Subject to Enforcement | VAR-501-WECC-3.1 | Power System Stabilizer (PSS) | To ensure the Western Interconnection is operated in a coordinated manner under normal and abnormal conditions by establishing the performance criteria for WECC power system stabilizers. | 8/10/2017 | 9/26/2017 | Requirement R3 has an effective date of July 1, 2017 for units placed in first-time service after regulatory approval. R3 has an effective date of July 1, 2022 for units placed in service prior to final regulatory approval. |
| This is a living document that is updated based on standard(s) status changes and current RSAWs once they are posted to the Compliance and Enforcement web page. |
|||
| Version | Date | Owner | Change Tracking |
| 1.0 | 10/01/2015 | Standards Information Email sarcomm@nerc.net with questions |
New |
| 1.1 | 10/9/2015 | Standards Information |
PRC-023-2 corrected Enforcement date to 7/1/2012 |
| 1.2 | 10/13/2015 | Standards Information (bkn) | PRC-006-1 removed duplicate |
| PRC-006-1 updated status to inactive effective 9/30/2015 | |||
| PRC-006-2 updated status to mandatory subject to enforcement effective 10/1/2015 | |||
| CIP-014-1 updated status to inactive effective 10/1/2015 | |||
| CIP-014-2 updated status to mandatory subject to enforcement effective 10/2/2015 | |||
| BAL-001-TRE-1 added | |||
| COM-001-2 updated status to mandatory subject to enforcement effective 10/1/2015 | |||
| PRC-006-NPCC-1 updated status to mandatory subject to enforcement effective 7/01/2015 | |||
| PRC-006-SERC-01 updated status to mandatory subject to enforcement effective 4/01/2014 | |||
| 1.3 | 10/22/2015 | Standards Information (mb) | NUC-001-2.1 Added inactive date 12/31/2015 PRC-005-3 Corrected the inactive date to 12/31/2015 |
| 1.4 | 11/16/2015 | Standards Information (mb) | PRC-005-5 Updated to Filed and Pending PRC-027-1 Added BAL-002-2 Added MOD-031-2 Added PRC-005-6 Added |
| 1.5 | 12/1/2015 | Standards Information (mb) | Added Enforcement Dates: PRC-010-1, PRC-010-2, EOP-011-1, PRC-004-5, BAL-003-1.1, COM-001-2.1, VAR-001-4.1 Added Inactive Dates: EOP-001-2.1b, EOP-002-3.1, EOP-003-2, PRC-004-4, PRC-010-0, PRC-020-1, PRC-021-1, PRC-022-1, PRC-010-1, BAL-003-1, COM-001-2, VAR-001-4 |
| 1.6. | 12/7/2015 | Standards Information (mb) | Added Enforcement Dates: TOP-001-3, TOP-002-4, TOP-003-3, IRO-001-4, IRO-002-4, IRO-008-2, IRO-010-2, IRO-014-3, IRO-017-1 Added Inactive Dates: IRO-001-1.1, IRO-002-2, IRO-003-2, IRO-004-2, IRO-005-3.1a, IRO-008-1, IRO-010-1a, IRO-14-1, IRO-015-1 IRO-016-1, PER-001-0.2, TOP-001-1a, TOP-002-2.1b, TOP-003-1, TOP-004-2, TOP-005-2a, TOP-006-2, TOP-007-0, TOP-008-1 Updated: PRC-004-3(i), PRC-004-4(i), PRC-004-5, PRC-004-5(i) |
| 1.7 | 12/8/2015 | Standards Information (mb) | Updated Enforcement and Inactive dates for: IRO-006-EAST-2, IRO-006-EAST-1, IRO-009-1, IRO-009-2 |
| 2 | 12/11/2015 | Standards Information (mb) | Updated spreadsheet to include additional columns: Implementation Plans, RSAWs, Notes, FERC Order Date. Changed spreadsheet name from US | Standards | Purpose | Status to: US Standard One-Stop-Shop |
| 2.1 | 12/18/2015 | Standards Information (mb) | Added inactive dates for the following standards: PRC-005-2(i), PRC-005-1b, PRC-005-2(ii), PRC-005-3, PRC-005-3(i), PRC-005-3(ii), PRC-005-4, PRC-005-5 Added enforcement date for PRC-005-6 |
| 2.2 | 12/29/2015 | Standards Information (mb) | PRC-005-2(i) Changed the inactive date to 12/31/2016 Changed the status of the following standards to inactive: PRC-004-3, PRC-004-3(i), PRC-004-4 and PRC-004-5. |
| 2.3 | 12/31/2015 | Standards Information (NS) | Corrected PRC-002-2 status to "Subject to Future Enforcement" |
| 2.4 | 1/1/2016 | Standards Information (mb) | Changed the status to inactive for: TPL-001-0.1, TPL-002-0b, TPL-003-0b, TPL-004-0a, PRC-005-2(ii), PRC-005-3, PRC-005-3(i), PRC-005-3(ii), PRC-005-4, PRC-005-5, IRO-009-1, NUC-001-2.1, FAC-002-1, FAC-001-1 Changed the status to Mandatory Subject to Enforcement: FAC-001-2, FAC-002-2, IRO-009-2, NUC-001-3, PRC-005-6 |
| 2.5 | 1/6/2016 | Standards Information (NS) | Updated PRC-005-2(i) Implementation Plan (Errata May 2015) |
| 2.6 | 1/19/2016 | Standards Information (mb) | Updated MOD-026-1 to remove inactive date Changed status of PRC-004-5(i) to Subject to Future Enforcement |
| 2.7 | 1/20/2016 | Standards Information (NS) | Updated implementation plans for PRC-004-4(i) and PRC-004-5(i) |
| 2.8 | 1/21/2016 | Standards Information (NS) | Added project age for PRC-00404(i) and PRC-004-5(i). Updated RSAWS for EOP-005-2 and IRO-009-2. |
| 2.9 | 1/27/2016 | Standards Information (mb) | Added Lessons Learned column and link to CIP Version 5 Transition Program for V5 and V6 CIP standards Updated status and enforcement dates for: CIP-003-6, CIP-004-6, CIP-006-6, CIP-007-6, CIP-009-6, CIP-010-2, CIP-011-2 Added Inactive dates for: CIP-003-5, CIP-004-5.1, CIP-006-5, CIP-007-5, CIP-009-5, CIP-010-1, CIP-011-1 |
| 2.1 | 2/3/2016 | Standards Information (NS) | Updated status BAL-002-2 - "Filed and pending regulatory approva" |
| 2.11 | 2/4/2016 | Standards Information (NS) | Updated status PRC-023-2 to "Inactive" |
| 2.12 | 2/5/2016 | Standards Information (NS) | Updated status, FERC Order link, enforcement date and public notes for: EOP-004-3, PRC-023-4, FAC-010-3, FAC-011-3, MOD-030-3, MOD-029-2a, PRC-015-1, PRC-004-WECC-2, PRC-016-1. Added inactive dates for |
| 2.13 | 2/8/2016 | Standards Information (NS) | Added implementation plan for TPL-001-4, TPL-002-0(i)b, TPL-003-0(i)b, TPL-004-0(i)b. Added FERC Order date/link and enforcement date for TPL-001-0.1(i), TPL-02(i)b, TPL-003-0(i)b, TPL-004-0(i)a, PRC-017-1. Updated inactive dates for PRC-017-0 and PRC-017-1. |
| 2.14 | 2/16/2016 | Standards Information (mb) | Inactive standards: TPL-001-0.1(i), TPL-002-0(i)b, TPL-003-0(i)b, TPL-004-0(i)a, |
| 2.15 | 2/17/2016 | Standards Information (mb) | Added BAL-005-1 |
| 2.16 | 2/18/2019 | Standards Information (NS) | Added FAC-001-3 and FAC-003-4 |
| 2.17 | 2/26/2016 | Standards Information (mb) | Updated MOD-031-2 enforcement date and MOD-031-1 inactive date Updated CIP V5 enforcement and inactive dates |
| 2.18 | 3/2/2016 | Standards Information (mb) | CIP-002-3, CIP-003-3, CIP-004-3a, CIP-005-3a, CIP-006-3c, CIP-007-3a, CIP-008-3, CIP-009-3 updated inactive date based on 2/25/16 FERC Order. |
| 2.18 | 3/2/2016 | Standards Information (mb) | Update inactive dates for PRC-008-0 and PRC-011-0. Added PRC-005 inactive standards for added clarity. |
| 2.19 | 3/14/2016 | Standards Information (mb) | Added a link to Glossary of Terms on Resource tab |
| 2.2 | 3/15/2016 | Standards Information (mb) | Changed status of FAC-003-4 to Filed and Pending Reg Approval |
| 2.21 | 3/15/2016 | Standards Information (mb) | Added a Related Documents column for supporting material associated with the standard |
| 2.22 | 3/29/2016 | Standards Information (mb) | Updated status of PRC-026-1 |
| 2.23 | 3/30/2016 | Standards Information (mb) | Added withdrawn status to: TOP-001-2, TOP-002-3, TOP-003-2, IRO-001-3, IRO-002-3, IRO-005-4, IRO-014-2, PRC-001-2 |
| 2.24 | 4/1/2016 | Standards Information (mb) | Changed status of IRO-006-EAST-1 and IRO-006-EAST-2 Updated/Add RSAW links for: COM-002-4, PER-005-2, PRC-002-2, IRO-006-EAST-2, PRC-004-4(i), PRC-019-2, NUC-001-3 |
| 2.25 | 4/11/2016 | Standards Information (mb) | PRC-012-1, PRC-013-1 and PRC-014-1: changed status to Filed and Pending Regulatory Approval and added a public note. |
| 2.26 | 4/14/2016 | Standards Information (mb) | Corrected inactive date of PRC-004-4(i) to 4/1/2017 |
| 2.27 | 4/22/2016 | Standards Information (mb) | Changed status of BAL-005-1 and FAC-001-3 |
| 2.28 | 4/27/2016 | Standards Information (mb) | Changed status of FAC-003-4. Added dates for FAC-003-3 and FAC-003-4 |
| 2.29 | 5/10/2016 | Standards Information (mb) | Added IRO-018-1, TOP-010-1, PRC-012-2 |
| 2.3 | 5/17/2016 | Standards Information (mb) | Added RSAWS: BAL-001-2, MOD-031-1, PRC-024-2 Added Revised RSAW: PRC-005-6 |
| 2.31 | 5/26/2016 | Standards Information (mb) | Updated status of IRO-018-1 and TOP-010-1 |
| 2.32 | 6/3/2016 | Standards Information (mb) | Added link to CIP V5 Effective Dates for associated standards |
| 3 | 6/9/2016 | Standards Information (mb) | Added new column: Compliance Guidance Added link to CIP V5 standards referencing 5/20/2016 updates |
| 3.1 | 6/24/2016 | Standards Information (mb) | Replaced BAL-001-TRE-1 |
| 3.2 | 7/1/2016 | Standards Information (mb) | Subject to enforcement: BAL-001-2, COM-002-4, CIP-002-5.1, CIP-003-6, CIP-004-6, CIP-005-5, CIP-006-6, CIP-007-6, CIP-008-5, CIP-009-6, CIP-010-2, CIP-011-2, MOD-025-2, MOD-031-1, PER-005-2, PRC-002-2, PRC-004-4(i), PRC-019-2, PRC-024-2 |
| 3.2 | 7/1/2016 | Standards Information (mb) | Inactive: BAL-001-1, CIP-002-3, CIP-002-3b, CIP-003-3, CIP-003-3a, CIP-003-5, CIP-004-3a, CIP-004-5.1, CIP-005-3a, CIP-006-3C, CIP-006-5, CIP-007-3a, CIP-007-3b, CIP-007-5, CIP-008-3, CIP-009-3, CIP-009-5, CIP-010-1, CIP-011-1, COM-001-1.1 R4, COM-002-2, COM-002-2A, COM-002-3, MOD-010-0, MOD-011-0, MOD-012-0, MOD-013-1, MOD-014-0, MOD-015-0, MOD-015-0.1, MOD-016-1.1, MOD-017-0.1, MOD-018-0, MOD-021-1, MOD-024-1, MOD-025-1, PER-005-1, PRC-002-1, PRC-003-1, PRC-004-2.1(i)a, PRC-004-3, PRC-004-3(i), PRC-004-4, PRC-019-1, PRC-024-1 |
| 3.3 | 7/11/2016 | Standards Information (mb) | Added RSAWS: FAC-003-4 and MOD-031-2 |
| 3.4 | 7/19/2016 | Standards Information (mb) | Updated MOD-019-0.1 to show as inactive |
| 3.5 | 7/25/2016 | Standards Information (mb) | Added updated RSAWs for FAC-003-4 and PER-005-2 (Errata Changes) |
| 3.6 | 7/28/2016 | Standards Information (mb) | changed status of INT-011-1.1 to inactive |
| 3.7 | 8/8/2016 | Standards Information (jmb) | changed status of PRC-012-2 to Filed and Pending |
| 3.8 | 8/15/2016 | Standards Information (mb) | Added COM-001-3. Filed and Pending |
| 3.9 | 8/16/2016 | Standards Information (mb) | Added PER-006-1 Pending Regulatory Approval |
| 3.1 | 8/17/2016 | Standards Information (mb) | PRC-002-NPCC-01 Inactive |
| 3.11 | 8/26/2016 | Standards Information (mb) | PRC-027-1 Implementation Plans added |
| 3.12 | 9/8/2016 | Standards Information (mb) | PRC-027-1 and PER-006-1 Filed and Pending Regulatory Approval |
| 3.13 | 9/29/2016 | Standards Information (mb) | IRO-018-1, TOP-010-1 and TPL-007-1 Subject to Future Enforcement Dates status change |
| 3.14 | 10/3/2016 | Standards Information (mb) | changed status: FAC-003-3, FAC-003-4, MOD-031-1, MOD-031-2 |
| 3.15 | 10/5/2016 | Standards Information (mb) | IRO-018-1, TOP-010-1 and TPL-007-1 Enforcement Dates entered and Updated Implementation Plan linked |
| 3.16 | 10/14/2016 | Standards Information (mb) | Added RSAWs IRO-010-2 and TOP-003-3 |
| 3.17 | 11/4/2016 | Standards Information (mb) | changed status COM-001-3; added inactive date for COM-001-2.1; added CIP-002-5.1a |
| 3.18 | 11/7/2016 | Standards Information (mb) | Added IRO-018-1(i), TOP-010-1(i) and BAL-002-WECC-2a |
| 3.19 | 11/7/2016 | Standards Information (mb) | changed the status of IRO-018-1(i) and TOP-010-1(i) to Filed and Pending Regulatory approval |
| 3.2 | 11/9/2016 | Standards Information (mb) | Added RSAWs IRO-001-4, IRO-002-4, IRO-008-2, MOD-029-2a, MOD-030-3, PRC-015-1, PRC-016-1, PRC-017-1, PRC-023-4 which become effective on April 1, 2017. PRC-004-5(i) becomes effective on April 2, 2017. |
| 3.2 | 11/9/2016 | Standards Information (mb) | changed status of BAL-002-WECC-2a to Filed and Pending Regulatory approval |
| 3.21 | 11/28/2016 | Standards Information (mb) | changed status of CIP-002-5.1a to Filed and Pending Regulatory approval |
| 3.22 | 11/29/2016 | Standards Information (mb) | Added a Compliance Guidance link to the following standards: CIP-014-1, FAC-003-3, and TPL-007-1 |
| 3.23 | 1/4/2017 | Standards Information (mb) | changed status of TOP-003-3 to Mandatory Subject to Enforcement |
| 3.24 | 1/5/2017 | Standards Information (mb) | Changed status of TOP-010-1(i), TOP-010-1, IRO-018-1(i) and IRO-018-1 and added Enforcement Dates. Changed the status and dates of CIP-002-5.1 and CIP-002-5.1a |
| 3.25 | 1/20/2017 | Standards Information (mb) | updated the status of BAL-002-2 |
| 3.26 | 1/23/2017 | Standards Information (mb) | Added RSAWs for TOP-002-4 and FAC-011-3. Changed the status of BAL-004-0 to Pending Inactive. Changed the Board Adopted Date of CIP-006-6 to 11/13/2014. |
| 3.27 | 1/25/2017 | Standards Information (mb) | Changed status of BAL-002-WECC-2 to inactive; changed status of BAL-002-WECC-2a to Subject to Mandatory Enforcement |
| 3.28 | 2/6/2017 | Standards Information (mb) | Updated BAL-002-2 with effective date. Added Inactive date for BAL-002-1 |
| 3.29 | 2/16/2017 | Standards Information (mb) | Added EOP-004-4, EOP-005-3, EOP-006-3, and EOP-008-2 as Pending Regulatory Filing |
| 3.3 | 3/2/2017 | Standards Information (mb) | Added CIP-003-7, IRO-002-5, TOP-001-4, VAR-501-WECC-3 |
| 3.31 | 3/3/2017 | Standards Information (mb) | Changed status of CIP-003-7 to Filed and Pending Regulatory Approval |
| 3.32 | 3/8/2017 | Standards Information (mb) | Changed status of IRO-002-5 and TOP-001-4 to Filed and Pending Regulatory Approval |
| 3.33 | 3/8/2017 | Standards Information (mb) | Added RSAWs for TOP-001-3, FAC-010-3, EOP-011-1, and EOP-004-3 |
| 3.34 | 3/10/2017 | Standards Information (mb) | Added RSAWS for IRO-014-3, IRO-017-1, and PRC-010-2. Changed the status of BAL-002-1a to Pending Inactive |
| 3.35 | 3/15/2017 | Standards Information (mb) | Changed status: VAR-501-WECC-3 to Filed and Pending Regulatory Approval; Changed status to Pending Inactive: PRC-020-0, PRC-012-0, PRC-012-1, PRC-13-0, PRC-013-1, PRC-014-0, PRC-014-1, RIO-018-1, TOP-010-1 |
| New Pending Inactive Status: A standard becomes Pending Inactive once determined that it will not become enforceable and has been superseded by another standard. The status will change to inactive at midnight on the day immediately prior to the effective date of the superseding standard. | |||
| 4 | 3/15/2017 | Standards Information (mb) | Changed header column from Enforcement Date to 'Effective Date of Standard' |
| 4.1 | 3/17/2017 | Standards Information (mb) | Changed BAL-004-0 to inactive |
| 4.2 | 3/28/2017 | Standards Information (mb) | Changed the status of EOP-004-4, EOP-005-3, EOP-006-3, and EOP-008-2 to Filed and Pending Regulatory Approval |
| 4.2 | 3/28/2017 | Standards Information (mb) | Changed the status of VAR-501-WECC-3 to Filed and Pending Regulatory Approval |
| 4.2 | 3/28/2017 | Standards Information (mb) | Changed the status of TOP-007-WECC-1a to Inactive |
| 4.3 | 4/3/2017 | Standards Information (mb) | Changed to Mandatory Enforceable: EOP-004-3, EOP-011-1, FAC-010-3, FAC-011-3, IRO-001-4, IRO-002-4, IRO-008-2, IRO-014-3, IRO-017-1, MOD-029-2a, MOD-030-3, PRC-004-5(i), PRC-004-WECC-2, PRC-010-2, PRC-015-1, PRC-016-1, PRC-017-1, PRC-023-4, TOP-001-3, TOP-002-4 |
| 4.3 | 4/3/2017 | Standards Information (mb) | Changed to Inactive: EOP-001-2.1b, EOP-002-3.1, EOP-003-2, EOP-004-2, FAC-010-2.1, FAC-011-2, IRO-001-1.1, IRO-002-2, IRO-003-2, IRO-005-3.1a, IRO-008-1, IRO-010-1a, IRO-014-1, IRO-015-1, IRO-016-1, MOD-029-1a, MOD-030-2, PER-001-0.2, PRC-004-4(i), PRC-004-5, PRC-004-WECC-1, PRC-010-0, PRC-010-1, PRC-015-0, PRC-016-0.1, PRC-017-0, PRC-022-1, PRC-023-3, TOP-001-1a, TOP-002-2.1b, TOP-003-1, TOP-004-2, TOP-005-2a, TOP-006-2, TOP-007-0, TOP-008-1 |
| 4.4 | 4/10/2017 | Standards Information (mb) | Added RSAW for MOD-033-1 |
| 4.5 | 4/24/2017 | Standards Information (mb) | Changed status of IRO-002-5 and TOP-001-4 to Subject to Future Enforcement and added Effective Dates. Added Inactive dates for IRO-002-4 and TOP-001-3. |
| 4.6 | 5/2/2017 | Standards Information (mb) | Changed the status of VAR-501-WECC-3 to Subject to Future Enforcement and added Inactive date for VAR-501-WECC-2 |
| 4.7 | 5/22/2017 | Standards Information (mb) | Changed the status of BAL-002-1a to inactive. Changed the status of BAL-004-0 to Subject to Enforcement. (See Public Note column.) |
| 4.8 | 5/25/2017 | Standards Information (mb) | Replaced updated RSAWS for COM-001-2.1, TOP-001-3, TPL-007-1, VAR-001-4.1 and MOD-025-2 |
| 4.9 | 6/12/2017 | Standards Information (mb) | Added RSAW for COM-001-3 |
| 4.1 | 6/21/2017 | Standards Information (mb) | CIP-014-1 changed to inactive status; IRO-010-2 to mandatory enforcement |
| 4.11 | 7/3/2017 | Standards Information (mb) | MOD-033-1, TPL-007-1 and VAR-501-WECC-3 changed to subject to enforcement. VAR-501-WECC-2 changed to inactive status. Added public note for PRC-025-1. |
| 4.12 | 7/14/2017 | Standards Information (mb) | Updated project page link for PRC-014-1 to project 2010-05.3 phase 3 |
| 4.13 | 8/28/2017 | Standards Information (mb) | Updated the following standards: BAL-002-2(i), CIP-005-6, CIP-010-3, CIP-013-1, PRC-006-SERC-02, VAR-001-4.2, VAR-002-4.1. Added RSAW IRO-002-5. |
| 4.14 | 9/6/2017 | Standards Information (mb) | Added VAR-501-WECC-3.1, BAL-502-RF-03, and PRC-006-3 |
| 4.15 | 9/7/2017 | Standards Information (mb) | Changed the status of BAL-502-RF-03 to Filed and Pending Regulatory Approval |
| 4.16 | 9/12/2017 | Standards Information (mb) | Changed the status of PRC-006-SERC-02 to Filed and Pending Regulatory Approval |
| 4.17 | 9/21/2017 | Standards Information (mb) | Added effective date for PRC-006-3 and inactive date for PRC-006-2. |
| 4.18 | 9/27/2017 | Standards Information (mb) | Changed the status of CIP-005-6, CIP-010-3 and CIP-013-1 to Filed and Pending Regulatory Approval. BAL-005-1, FAC-001-3, PRC-012-2 FERC approved - Effective Dates to be entered soon. VAR-001-4.2, VAR-002-4.1, VAR-501-WECC-3.1 - FERC approved - Effective Dates to be entered soon. |
| 4.19 | 10/2/2017 | Standards Information (mb) | Changed the status of: COM-001-3, COM-001-2.1; IRO-002-5, IRO-002-4; PRC-006-3, PRC-006-2 |
| 4.2 | 10/4/2017 | Standards Information (mb) | Added Effective Date for PRC-012-2. Added Inactive Dates for: PRC-012-1, PRC-013-1, PRC-014-1, PRC-015-1, PRC-016-1. Added a public note for PRC-006-3 for clarification. |
| 4.21 | 10/5/2017 | Standards Information (mb) | Added Effective Dates for BAL-005-1, FAC-001-3, VAR-001-4.2, VAR-002-4.1, VAR-501-WECC-3.1. Added Inactive Dates for: VAR-001-4.1, VAR-002-4, VAR-501-WECC-3, BAL-005-0.2b, BAL-006-2, FAC-001-2 |
| 4.22 | 10/11/2017 | Standards Information (mb) | Adjusted the effective date of VAR-002-4.1 and inactive date of VAR-002-4 |
| 4.23 | 10/12/2017 | Standards Information (mb) | Added RSAWS: BAL-002-2, IRO-018-1(i), TOP-010-1(i), PRC-026-1 |
| 4.24 | 10/12/2017 | Standards Information (mb) | VAR-001-4.2 and VAR-501-WECC-3.1 were updated to reflect a 9/26/17 effective date. VAR-001-4.1 and VAR-501-WECC-3 inactive dates were updated to reflect 9/25/2017. |
| 4.25 | 10/25/2017 | Standards Information (mb) | Added effective dates for PRC-006-SERC-02, BAL-502-RF-03 . Added inactive dates for PRC-006-SERC-01, BAL-502-RF-02 |
| 4.26 | 11/12/2017 | Standards Information (mb) | Added TPL-007-2 |
| 4.27 | 11/15/2017 | Standards Information (mb) | Updated TOP-006-3 status to inactive |
| 4.28 | 12/5/2017 | Standards Information (mb) | Updated RSAWS: PRC-006-3, VAR-001-4.2, and VAR-002-4.1 |
| 4.29 | 1/2/2018 | Standards Information (mb) | Changed the status of the following to subject to enforcement: BAL-002-2; BAL-502-RF-03; PRC-006-SERC-02; PRC-026-1. Changed the status of the following to inactive: BAL-002-1; BAL-502-RFC-02; PRC-006-SERC-01 |
| 4.3 | 1/18/2018 | Standards Information (mb) | Replace with an errata Implementation Plan for TPL-007-2. Non-substantive changes were made to ensure that, in the event of prompt regulatory approval, entities would not have to comply with TPL-007 requirements under the TPL-007-2 Implementation Plan before the dates originally set forth in the TPL-007-1 Implementation Plan. |
| 4.31 | 1/22/2018 | Standards Information (mb) | Changed status to Subject to Future Enforcement: EOP-004-4, EOP-005-3, EOP-006-3, EOP-008-2 |
| 4.32 | 1/24/2018 | Standards Information (mb) | Changed status of TPL-007-2 to Filed and Pending Regulatory Approval |
| 4.33 | 2/5/2018 | Standards Information (NS) | Updated inactive date for BAL-002-2 and added effective date for BAL-002-2(i). |
| 4.34 | 2/16/2018 | Standards Information (NS) | Added PRC-025-2, FAC-501-WECC-2 and BAL-004-WECC-3 as Pending Regulatory Filing. |
| 4.35 | 3/8/2018 | Standards Information (NS) | Added public notes for VAR-002-WECC-2 |
| 4.36 | 3/12/2018 | Standards Information (NS) | Updated status of BAL-004-WECC-3 to Filed and Pending Regulatory Approval. Added public note. |
| 4.37 | 3/26/2018 | Standards Information (NS) | Added effective date to EOP-004-4, EOP-005-3, EOP-006-3, EOP-008-2. Added RSAWs for BAL-003-1.1 and INT-004-3.1 to reflect correct standards' names. Updated status of PRC-025-2and FAC-501-WECC-2 to Filed and Pending. |
| 4.38 | 3/29/2018 | Standards Information (NS) | Added Inactive date to BAL-004-0 and updated status to Inactive. |
| 4.39 | 4/23/2018 | Standards Information (NS) | Added effective date and updated IRO-018-1(i), TOP-010-1(i) and BAL-002-2(i) status to Subject to Enforcement. Added Inactive dates to IRO-018-1, TOP-010-1 and updated status to Inactive. Added inactive date to EOP-004-3, EOP-005-2, EOP-006-2 and EOP-008-1. Updated status of EOP-004-4, EOP-005-3, EOP-006-3 and EOP-008-2 to Subject to Future Enforcement. |
| 4.4 | 4/30/2018 | Standards Information (NS) | Updated status of CIP-003-7 to "Subject to Future Enforcement" and added effective date; Added Inactive Date for CIP-003-6. Added FERC Order. |
| 4.41 | 5/14/2018 | Standards Information (NS) | Updated status of PRC-025-2 to "Subject to Future Enforcement"; added effective date. Added FERC Order link and date. Added inactive date to PRC-025-1. |
| 4.42 | 5/25/2018 | Standards Information (NS) | Updated public note for CIP-003-6. Added PER-003-2 as Filed and Pending Regulatory Approval. |
| 4.43 | 6/6/2018 | Standards Information (NS) | Updated public note for CIP-003-6. Updated status of BAL-004-WECC-3 and FAC-501-WECC-2. Added inactive dates to BAL-004-WECC-2 and FAC-501-WECC-1. |
| 4.44 | 6/15/2018 | Standards Information (NS) | Updated link to the CIP-003-7 Implementation Plan. |
| 4.45 | 6/26/2018 | Standards Information (NS) | Updated status of PER-006-1 and PRC-027-1 to Subject to Future Enforcement; added effective date. Added inactive dates to PRC-001-1.1(ii). |
| 4.46 | 7/2/2018 | Standards Information (NS) | Updated status of FAC-501-WECC-1, PRC-025-1 and TOP-001-3 to Inactive. Updated status of FAC-501-WECC-2, PRC-025-2 and TOP-001-4 to Mandatory Subject to Enforcement. Added FERC Order date and link for TOP-001-4. |
| 4.47 | 7/30/2018 | Standards Information (NS) | Updated status of PER-003-2 to Filed and Pending Regulatory Approval. |
| 4.48 | 8/24/2018 | Standards Information (NS) | Added BAL-002-3 as Filed and Pending Regulatory Approval. Added FERC order links and RSAWs for BAL-002-2(i), BAL-005-1, FAC-001-3, and PRC-025-2. Added CIP-012-1 and VAR-001-5 as NERC Board Adopted; included links to the associated implementation plans. |
| 4.49 | 9/18/2018 | Standards Information (NS) | Updated status of VAR-002-WECC-2 to Inactive. Updated status of VAR-001-5 to Filed and Pending Regulatory Approval and added Implementation Plan. Updated CIP-012-1 to Filed and Pending Regulatory Approval. |
| 4.5 | 10/1/2018 | Standards Information (NS) | Updated status of BAL-004-WECC-3 to Mandatory Subject to Enforcement and BAL-004-WECC-02 to Inactive. |
| 4.51 | 10/3/2018 | Standards Information (NS) | Updated Status of BAL-002-3 to Subject to Future Enforcement; added effective date and FERC Order date/link. Added Inactive date to BAL-002-2(i) |
| 4.52 | 10/23/2018 | Standards Information (NS) | Updated RSAW link for MOD-026-1 |
| 4.53 | 10/30/2018 | Standards Information (NS) | Updated status of CIP-005-6, CIP-010-3 and CIP-013-1 to "Subject to Future Enforcement". Added Effective Date and FERC Order date/link. Added "Inactive" date for CIP-005-5 and CIP-010-2. |
| 4.54 | 11/8/2018 | Standards Information (NS) | Added TPL-001-5 as "Pending Regulatory Filing"; Updated status of VAR-001-5 to "Subject to Future Enforcement"; added link to the FERC Order. Added RSAW links for EOP-005-3 and EOP-008-2. |
| 4.55 | 11/14/2018 | Standards Information (NS) | Added effective date to VAR-001-5 and inactive date to VAR-001-4.2. |
| 4.56 | 12/4/2018 | Standards Information (NS) | Added link to FERC order and updated status of TPL-007-2 to "Subject to Future Enforcement"; added Inactive date to TPL-007-1. |
| 4.57 | 12/31/2018 | Standards Information (NS) | Updated status to "Mandatory Subject to Enforcement" for BAL-005-1, FAC-001-3 and VAR-001-5. Updated status to "Inactive" for BAL-005-0.2b, FAC-001-2 and VAR-001-4.2. |
| 4.58 | 2/1/2019 | Standards Information (NS) | Added RSAWs for BAL-002-3, VAR-001-5, EOP-004-4, EOP-006-3, CIP-002-5.1a, and TOP-010-1. Added Compliance Guidance for PRC-024-2, TOP-001-3, PRC-023-4, PRC-005-6, CIP-010-3, FAC-008-3, CIP-004-6, MOD-033-1, CIP-013-1, TPL-001-4, TPL-007-1. |
| 4.59 | 2/14/2019 | Standards Information (NS) | Updated status of PER-003-2 to Subject to Future Enforcement; added Effective Date and FERC Order. |
| 4.60 | 2/21/2019 | Standards Information (NS) | Added TPL-007-3 as Filed and Pending; added CIP-008-6 and IRO-006-WECC-3 as Pending Regulatory Filing. |
| 4.61 | 3/1/2019 | Standards Information (NS) | Added effective dates for TPL-007-3. TPL-007-3 adds a Variance for Canadian entities. Under the terms of the TPL-007-3 implementation plan, TPL-007-3 will supersede TPL-007-2 in the U.S. All phased-in compliance dates are carried forward unchanged. |
| 4.62 | 3/8/2019 | Standards Information (NS) | Updated status of CIP-008-6 and IRO-006-WECC-3 to Filed and Pending Regulatory Approval. Added Inactive date to IRO-006-TRE-1. Added CR Form 1 to BAL-002-3. |
| 4.63 | 3/28/2019 | Standards Information (NS) | Added Inactive date to PRC-004-WECC-2. |
| 4.64 | 4/8/2019 | Standards Information (NS) | Updated status of BAL-002-2(i), EOP-004-3, EOP-005-2, EOP-006-2 and EOP-008-1 to Inactive. Updated status of BAL-002-3, EOP-004-4, EOP-005-3, EOP-006-3 and EOP-008-2 to Mandatory Subject ot Enforcement. |
| 4.65 | 5/3/2019 | Standards Information (NS) | Added RSAW for PER-003-2 and TPL-007-3. |
| 4.66 | 5/10/2019 | Standards Information (NS) | Added Inactive date to IRO-006-WECC-2. Updated status of IRO-006-WECC-3 to Subject to Future Enforcement and added effective date. |
| 4.67 | 5/14/2019 | Standards Information (NS) | Added IRO-002-6 and IRO-002-7 as Pending Regulatory Filing. |
| 4.68 | 5/21/2019 | Standards Information (NS) | Added CIP-003-8 as Filed and Pending. |
| 4.69 | 6/5/2019 | Standards Information (NS) | Added FAC-008-4, INT-006-5, INT-009-3, PRC-004-6, TOP-001-5, VAR-001-6 as Pending Regulatory Filing. |
| 4.70 | 6/6/2019 | Standards Information (NS) | Added RSAW for CIP-003-7. |
| 4.71 | 7/11/2019 | Standards Information (NS) | Added Inactive date to CIP-008-5. Added Effective date and updated status of CIP-008-6 to Subject to Future Enforcement. Added Inactive date to IRO-002-5; added Effective date to IRO-002-6. |
| 4.72 | 8/22/2019 | Standards Information (NS) | Updated status of TPL-007-1, TPL-007-2 to Inactive and TPL-007-3 to Mandatory Subject to Enforcement. |
| 4.73 | 8/23/2019 | Standards Information (NS) | Updated status of CIP-003-8 to Subject to Future Enforcement; added Implementation Plan and FERC Order. Added Inactive date to CIP-003-7. |
| 4.74 | 9/5/2019 | Standards Information (NS) | Added BAL-002-WECC-3 as Pending Regulatory Filing; added Implementation Plan. Updated status of PER-003-1 and PER-004-2 to Inactive. |
| 4.75 | 9/6/2019 | Standards Information (NS) | Updated status of BAL-002-WECC-3 to Filed and Pending Regulatory Approval. |
| 4.76 | 10/2/2019 | Standards Information (NS) | Updated status of IRO-006-WECC-3 and PER-003-2 to Mandatory Subject to Enforcement. Updated status of IRO-006-WECC-2 and PER-003-1 to Inactive. |
| 4.77 | 10/3/2019 | Standards Information (NS) | Updated Status of FAC-008-4, INT-006-5, INT-009-3, PRC-004-6, TOP-001-5, VAR-001-6 to Filed and Pending Regulatory Approval. Updated status of MOD-001-2 to Pending Inactive. |
| 4.78 | 11/5/2019 | Standards Information (NS) | Added BAL-003-2 and PRC-006-NPCC-2 as Pending Regulatory Filing. |
| 4.79 | 12/4/2019 | Standards Information (NS) | Added Implementation Plan for IRO-002-6. |
| 4.80 | 12/19/2019 | Standards Information (NS) | Updated status to "Filed and Pending Regulatory Approval" for BAL-003-2. Added RSAW for IRO-002-6. |
| 4.81 | 12/23/2019 | Standards Information (NS) | Updated status to "filed and Pending Regulatory Approval" for PRC-006-NPCC-2. |
| 4.82 | 1/2/2020 | Standards Information (NS) | Updated status to "Inactive" for CIP-003-6 and IRO-002-5. Updated status to "Mandatory Subject to Enforcement" for CIP-003-7 and IRO-002-6. |
| 4.83 | 2/6/2020 | Standards Information (NS) | Added FERC Order date and link for MOD-031-2. |
| 4.84 | 2/19/2020 | Standards Information (NS) | Added effective date to CIP-012-1 and TPL-001-5; updated status to "Subject to Future Enforcement" and added inactive date to TPL-001-4. |
| 4.85 | 2/20/2020 | Standards Information (NS) | Added TPL-007-4 as Filed and Pending Regulatory Approval. Added FAC-002-3, IRO-010-3, MOD-031-3, MOD-033-2, NUC-001-4, PRC-006-4, TOP-003-4, PRC-024-3, BAL-001-TRE-2 as Pending Regulatory Filing. |
| 4.86 | 2/25/2019 | Standards Information (NS) | Updated FAC-002-3, IRO-010-3, MOD-031-3, MOD-033-2, NUC-001-4, PRC-006-4, TOP-003-4 to Filed and Pending Regulattory Approval. |
| 4.87 | 3/4/2020 | Standards Information (NS) | Added effective date to PRC-006-NPCC-2 and inactive date to PRC-006-NPCC-1. |
| 4.88 | 3/31/2020 | Standards Information (NS) | Updated status of PRC-024-3 to Filed and Pending Regulatory Approval and TPL-007-4 to Subject to Future Enforcement. Added inactive date for TPL-007-3 and effective date for TPL-007-4. |
| 4.89 | 4/2/2020 | Standards Information (NS) | Added FERC Orders for PRC-002-2 and PRC-012-2. Also added RSAWs for CIP-005-6, CIP-010-3 and CIP-013-1. |
| 4.90 | 5/15/2020 | Standards Information (NS) | Updated the following due to COVID-19 related FERC Order: 1) inactive dates for CIP-005-5, CIP-010-2, PRC-001-1( 2) effective dates for CIP-005-6, CIP-010-3, CIP-013-1, PER-006-1, PRC-027-1 and 3) phased in effective dates for PRC-002-2 amd PRC-025-2. |
| 4.91 | 6/23/2020 | Standards Information (NS) | Removed links to the CIP-003-6 and CIP-003-7 as they have retired and are archived. |
| 4.92 | 6/25/2020 | Standards Information (NS) | Updated inactive date BAL-001-TRE-1 and effective date of BAL-001-TRE-2. |
| 4.93 | 7/1/2020 | Standards Information (NS) | Updated status of BAL-001-TRE-1 to Inactive and BAL-001-TRE-2 to Mandatory Subject to Enforcement |
| 4.94 | 7/24/2020 | Standards Information (NS) | Updated status of BAL-003-2 and PRC-024-3; added effective dates. Added inactive dates to BAL-003-1.1 and PRC-024-2. |
| 4.95 | 7/27/2020 | Standards Information (NS) | Added CIP-002-6 |
| 4.96 | 7/29/2020 | Standards Information (NS) | Added TPL-001-5.1 as Subject to Future Enforcement |
| 4.97 | 8/28/2020 | Standards Information (KH) | Added PRC-006-5 as Pending Regulatory Filing. |
| 4.98 | 8/31/2020 | Standards Information (KH) | Updated links for TPL-001-5 and TPL-001-5.1 |
| 4.99 | 9/8/2020 | Standards Information (KH) | Updated status to inactive for TPL-001-5 |
| 5.0 | 9/16/2020 | Standards Information (KH) | Updated status of CIP-003-7 to Inactive and CIP-003-8 to Mandatory Subject to Enforcement |
| 5.1 | 9/28/2020 | Standards Information (KH) | Added RSAW links for BAL-003-2 and TPL-007-4 to Mandatory Subject to Enforcement |
| 5.2 | 9/28/2020 | Standards Information (KH) | Updated Status of TPL-007-3 to Inactive as 9/30/2020 |
| 5.3 | 10/5/2020 | Standards Information (KH) | Updated Status of CIP-005-5 to Inactive and CIP-005-6 to Mandatory Subject to Enforcement |
| 5.4 | 10/5/2020 | Standards Information (KH) | Updated Status of CIP-010-2 to Inactive and CIP-010-3 to Mandatory Subject to Enforcement |
| 5.5 | 10/5/2020 | Standards Information (KH) | Updated CIP-013-1 to Mandatory Subject to Enforcement |
| 5.6 | 10/5/2020 | Standards Information (KH) | Updated Status of PRC-027-1 to Mandatory Subject to Enforcement |
| 5.7 | 10/5/2020 | Standards Information (KH) | Updated Status of PRC-001-1.1(ii) to Inactive as of 9/30/2020 |
| 5.8 | 10/7/2020 | Standards Information (KH) | Updated Status of PRC-026-1 to Subject to Future Enforcement |
| 5.9 | 10/23/2020 | Standards Information (KH) | Updated Status of PRC-012-2 with RSAW |
| 5.10 | 10/27/2020 | Standards Information (KH) | Updated status of INT-006-4 ,INT-009-2.1, PRC-004-5(i), IRO-002-5/-6, TOP-001-4 Added Inactive Date |
| 5.11 | 10/27/2021 | Standards Information (KH) | Updated status of FAC-013-2, INT-004-3.1 , INT-010-2.1, MOD-020-0 to Added Inactive Dates |
| 5.12 | 10/27/2020 | Standards Information (KH) | Updated Status of PRC-027-1 and PRC-001-1.1 (ii) to Subject to Future Enforcement |
| 5.13 | 11/5/2020 | Standards Information (KH) | Updated Status of CIP-008-6 with RSAW |
| 5.14 | 11/12/2020 | Standards Information (KH) | Updated status of INT-006-5 ,INT-009-3,PRC-004-6 ,IRO-002-7 and TOP-001-5 to Added Subject to Future Enforcement |
| 5.15 | 11/17/2020 | Standards Information (KH) | Added CIP-005-7,CIP-010-4,CIP-013-2 Pending Regulatory Filing. |
| 5.16 | 11/30/2020 | Standards Information (KH) | Updated staus of FAC-002-3,IRO-010-3,MOD-031-3,MOD-033-2,NUC-001-4,PRC-006-4,TOP-003-4 to Mandatory Subject to Enforcement |
| 5.17 | 11/30/2020 | Standards Information (KH) | Updated status of INT-006-4,INT-009-2.1,IRO-002-6,PRC-004-5(i) to Inactive Date 3/1/2021 |
| 5.18 | 11/30/2020 | Standards Information (KH) | Updated status of VAR-001-6 to Withdrawn as of 5/14/2020 |
| 5.19 | 12/8/2020 | Standards Information (KH) | Updated status of BAL-003-1.1 to Inactive and BAL-003-2 to Mandatory Subject to Enforcement |
| 5.20 | 12/14/2020 | Standards Information (KH) | Updated status of FAC-013-2,INT-004-3.1, INT-010-2.1, MOD-020-0 to Inactive |
| 5.21 | 1/4/2021 | Standards Information (KH) | Updated status of CIP-008-5,PRC-012-1,PRC-013-1,PRC-014-1,PRC-015-1,PRC-016-1,PRC-004-WECC-2 to Inactive |
| 5.22 | 1/4/2021 | Standards Information (KH) | Updated status of PRC-012-2,CIP-008-6 to Mandatory Subject to Enforcement |
| 5.23 | 1/11/2021 | Standards Information (KH) | Updated status of FAC-002-2 to Inactive 3/31/2021 |
| 5.24 | 1/13/2021 | Standards Information (KH) | Updated status of IRO-010-2,MOD-031-2,TOP-003-3 to Inactive 3/31/2021 |
| 5.25 | 1/22/2021 | Standards Information (KH) | Updated status of MOD-033-1,NUC-001-3,PER-005-2,PRC-006-3 to Inactive 3/31/2021 |
| 5.26 | 1/22/2021 | Standards Information (KH) | Updated status of VAR-001-6 to to Filed and Pending Regulatory Approval |
| 5.27 | 1/25/2021 | Standards Information (KH) | Updated status of VAR-001-6 ,MOD-001-02,IRO-014-2,PRC-020-1,PRC-012-0,PRC-013-0,PRC-014-0 to Inactive |
| 5.28 | 1/26/2021 | Standards Information (KH) | Updated status of FAC-002-3,IRO-010-3,MOD-031-3,MOD-33-2,PRC-004-6,PRC-006-4,TOP-003-4 to Mandatory Subject to Future Enforcement |
| 5.29 | 2/2/2021 | Standards Information (KH) | Updated status of PRC-006-5 to Subject to Future Enforcement |
| 5.30 | 2/2/2021 | Standards Information (KH) | Updated status of PRC-006- to Inactive 6/30/2021 |
| 5.31 | 2/2/2021 | Standards Information (KH) | Updated status of TOP-001-4 to Inactive 3/31/2021 |
| 5.32 | 3/1/2021 | Standards Information (KH) | Updated status of PRC-006-4 to Pending Inactive 3/31/2021 |
| 5.33 | 3/15/2021 | Standards Information (KH) | Updated status of CIP-002-6 to Withdrawn 2/4/2021 |
| 5.34 | 3/18/2021 | Standards Information (KH) | Added RSAW for FAC-002-3, IRO-010-3, MOD-031-3, MOD-033-2, NUC-001-4, PRC-006-5, TOP-003-4, INT-006-5,INT-009-3, PRC-004-6,TOP-001-5 |
| 5.35 | 3/29/2021 | Standards Information (KH) | Added RSAW for IRO-002-7 |
| 5.36 | 4/5/2021 | Standards Information (KH) | Updated status of CIP-005-7,CIP-010-4,CIP-013-2 Subject to Future Enforcement |
| 5.37 | 4/12/2021 | Standards Information (KH) | Added FAC-008-5 Subject to Future Enforcement |
| 5.38 | 4/12/2021 | Standards Information (KH) | Updated Status of FAC-008-3 to Inactive 9/30/2021 |
| 5.39 | 4/12/2021 | Standards Information (KH) | Updated Status of FAC-008-4 to Withdrawn |
| 5.40 | 5/4/2021 | Standards Information (KH) | Updated Status of PRC-006-5 to Subject to Mandatory Enforcement |
| 5.41 | 5/4/2021 | Standards Information (KH) | Updated Status of BAL-002-WECC-3 to Subject to Future Enforcement |
| 5.42 | 5/10/2021 | Standards Information (KH) | Updated Status of PRC-002-2 FERC Order link |
| 5.43 | 5/20/2021 | Standards Information (KH) | Updated FAC-008-5 Mandatory Subject to Enforcement |
| 5.44 | 6/23/2021 | Standards Information (KH) | Updated EOP-011-2,IRO-010-4,TOP-003-5 to Pending Regulatory Approval |
| 5.45 | 7/7/2021 | Standards Information (KH) | Updated FAC-003-5,FAC-011-4,FAC-014-3,IRO-008-3,PRC-002-3,PRC-023-5 PRC-026-2,TOP-001-6 to Pending Regulatory Approval |
| 5.46 | 7/14/2021 | Standards Information (KH) | Updated RSAW for PRC-024-2 |
| 5.47 | 8/11/2021 | Standards Information (KH) | Updated PRC-006-SERC-03 to Pending Regulatory Approval |
| 5.48 | 8/13/2021 | Standards Information (KH) | Updated CIP-004-7 and CIP-011-3 to Filed and Pending Regulatory Approval |
| 5.49 | 9/20/2021 | Standards Information (KH) | Updated FAC-008-5 with RSAW |
| 5.50 | 9/30/2021 | Standards Information (KH) | Updated Status of FAC-008-03 to Inactive 9/30/2021 |
| 5.51 | 9/30/2021 | Standards Information (KH) | Updated Status of FAC-008-05 to Mandatory Subject to Enforcement 10/1/2021 |
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