Excel Sample Sheet 32831 | Section 3 Insurance Company Sars

Partial file snippet.

Sheet 1: Exhibit 1

	
	
	
	
		
 
		
		
	
		
	
		
	
		
	
		
	
		
	
		
	
		
	
		FinCEN Suspicious Activity Report (FinCEN Form 111)
		

	
	
		

		

		

		

		

		

		

		

		

		

	
	
		Exhibit 1:  Filings by Year & Month from an Insurance Company*
		

	
	
		                January 1, 2014 through December 31, 2021
		

	
	
		

		

		

		

		

		

		

		

		

		

	
	
		Month
		2014
		2015
		2016
		2017
		2018
		2019
		2020
		2021
		

	
	
		January
		211
		159
		176
		170
		227
		203
		207
		188
		

	
	
		February
		265
		174
		204
		168
		206
		189
		244
		205
		

	
	
		March
		273
		180
		231
		207
		214
		249
		233
		214
		

	
	
		April
		290
		183
		213
		192
		233
		248
		217
		282
		

	
	
		May
		277
		192
		205
		194
		226
		217
		191
		190
		

	
	
		June
		232
		177
		181
		293
		243
		197
		204
		236
		

	
	
		July
		231
		209
		180
		213
		204
		226
		225
		201
		

	
	
		August
		223
		207
		171
		282
		234
		259
		180
		197
		

	
	
		September
		206
		184
		197
		221
		151
		232
		204
		195
		

	
	
		October
		172
		196
		194
		227
		191
		230
		227
		217
		

	
	
		November
		155
		209
		218
		270
		195
		212
		185
		202
		

	
	
		December
		200
		235
		219
		250
		199
		235
		239
		270
		

	
	
		Subtotal
		2,735
		2,305
		2,389
		2,687
		2,523
		2,697
		2,556
		2,597
		

	
	
		Total Filings
		20,489
		

	
	
		

		

		

		

		

		

		

		

		

		

	
	
		*Statistics generated for this report were based on the Bank Secrecy Act Identification Number (BSA ID) of each record within the Suspicious Activity Report (SAR) system. The BSA ID is a unique number assigned to each SAR submitted.  Numeric discrepancies between the total number of filings and the combined number of filings of states and/or territories are a result of multiple locations listed on one or more SARs.
		

	
	
		

		

		

		

		

		

		

		

		

		

	
	
		Note: Statistical data for SARs is continuously updated as information is processed. For this reason, there may be minor discrepancies between the statistical figures contained in the various portions of this report.
		

	



Sheet 2: Exhibit 2

	
	
	
		
 
		
		

		

		

	
	
		

		

		

	
	
		

		

		

	
	
		

		

		

	
	
		

		

		

	
	
		

		

		

	
	
		

		

		

	
	
		

		

		

	
	
		FinCEN Suspicious Activity Report (FinCEN Form 111)
		

		

		

		

		

		

		

		

		

	
	
		

		

		

		

		

		

		

		

		

		

	
	
		Exhibit 2:  Filings by States and Territories from an Insurance Company
		

		

		

		

		

		

		

		

		

	
	
		                January 1, 2014 through December 31, 2021
		

		

		

		

		

		

		

		

		

	
	
		

		

		

		

		

		

		

		

		

		

	
	
		State/Territory
		2014
		2015
		2016
		2017
		2018
		2019
		2020
		2021
		Total
	
	
		Alabama
		0
		3
		3
		15
		38
		45
		44
		102
		250
	
	
		Alaska
		0
		1
		0
		1
		1
		4
		1
		3
		11
	
	
		American Samoa
		0
		0
		0
		0
		0
		0
		0
		0
		0
	
	
		Arizona
		2
		3
		7
		4
		3
		7
		15
		32
		73
	
	
		Arkansas
		2
		1
		1
		0
		3
		3
		4
		37
		51
	
	
		California
		149
		101
		40
		70
		62
		91
		85
		99
		697
	
	
		Colorado
		1
		1
		5
		5
		2
		8
		11
		25
		58
	
	
		Connecticut
		39
		48
		49
		62
		40
		63
		50
		73
		424
	
	
		Delaware
		0
		0
		0
		0
		1
		0
		1
		0
		2
	
	
		District of Columbia
		0
		3
		1
		0
		0
		0
		1
		0
		5
	
	
		Federated States of Micronesia
		0
		0
		0
		0
		0
		0
		0
		0
		0
	
	
		Florida
		11
		8
		3
		10
		7
		18
		13
		83
		153
	
	
		Georgia
		79
		153
		145
		146
		198
		6
		3
		55
		785
	
	
		Guam
		0
		0
		0
		0
		0
		0
		0
		0
		0
	
	
		Hawaii
		19
		4
		0
		0
		1
		6
		3
		2
		35
	
	
		Idaho
		0
		0
		1
		1
		0
		1
		1
		11
		15
	
	
		Illinois
		112
		51
		22
		22
		34
		49
		31
		76
		397
	
	
		Indiana
		46
		54
		41
		159
		114
		136
		106
		95
		751
	
	
		Iowa
		153
		158
		131
		376
		153
		94
		212
		434
		1,711
	
	
		Kansas
		0
		2
		5
		12
		11
		5
		4
		72
		111
	
	
		Kentucky
		3
		1
		0
		3
		4
		3
		6
		15
		35
	
	
		Louisiana
		1
		6
		6
		12
		7
		3
		6
		344
		385
	
	
		Maine
		0
		0
		0
		0
		0
		0
		1
		0
		1
	
	
		Marshall Islands
		0
		0
		0
		0
		0
		0
		0
		0
		0
	
	
		Maryland
		14
		11
		5
		0
		2
		3
		3
		9
		47
	
	
		Massachusetts
		258
		212
		236
		249
		276
		289
		213
		188
		1,921
	
	
		Michigan
		9
		14
		40
		109
		56
		85
		90
		75
		478
	
	
		Minnesota
		75
		78
		94
		110
		110
		129
		197
		165
		958
	
	
		Mississippi
		0
		3
		9
		5
		18
		8
		3
		59
		105
	
	
		Missouri
		4
		3
		0
		6
		12
		13
		17
		55
		110
	
	
		Montana
		0
		0
		1
		1
		2
		1
		4
		4
		13
	
	
		Nebraska
		20
		19
		31
		39
		49
		41
		38
		43
		280
	
	
		Nevada
		3
		7
		0
		1
		2
		6
		6
		11
		36
	
	
		New Hampshire
		0
		0
		0
		3
		1
		0
		1
		0
		5
	
	
		New Jersey
		56
		94
		99
		76
		51
		105
		100
		63
		644
	
	
		New Mexico
		1
		1
		1
		1
		1
		0
		3
		32
		40
	
	
		New York
		670
		829
		721
		779
		790
		740
		588
		596
		5,713
	
	
		North Carolina
		7
		4
		2
		160
		213
		153
		116
		166
		821
	
	
		North Dakota
		1
		1
		0
		0
		0
		0
		0
		3
		5
	
	
		Northern Mariana Islands
		0
		0
		0
		0
		0
		0
		0
		0
		0
	
	
		Ohio
		91
		230
		451
		153
		199
		238
		264
		238
		1,864
	
	
		Oklahoma
		1
		0
		0
		2
		3
		2
		10
		163
		181
	
	
		Oregon
		0
		0
		1
		5
		2
		9
		5
		9
		31
	
	
		Palau
		0
		0
		0
		0
		0
		0
		0
		0
		0
	
	
		Pennsylvania
		20
		30
		4
		15
		20
		20
		18
		12
		139
	
	
		Puerto Rico
		24
		15
		9
		1
		9
		7
		7
		10
		82
	
	
		Rhode Island
		18
		13
		16
		11
		10
		5
		6
		5
		84
	
	
		South Carolina
		3
		1
		2
		4
		4
		2
		1
		51
		68
	
	
		South Dakota
		0
		1
		0
		0
		0
		1
		0
		2
		4
	
	
		Tennessee
		2
		2
		0
		2
		2
		8
		5
		33
		54
	
	
		Texas
		966
		151
		192
		157
		170
		227
		186
		2,493
		4,542
	
	
		U.S. Virgin Islands
		0
		0
		0
		0
		1
		0
		0
		0
		1
	
	
		Unknown/Blank
		2
		1
		1
		0
		1
		2
		3
		1
		11
	
	
		Utah
		2
		0
		1
		2
		2
		1
		0
		26
		34
	
	
		Vermont
		0
		4
		3
		5
		12
		18
		28
		17
		87
	
	
		Virginia
		8
		7
		4
		6
		9
		13
		11
		6
		64
	
	
		Washington
		19
		32
		26
		41
		52
		40
		27
		50
		287
	
	
		West Virginia
		0
		1
		1
		0
		0
		2
		0
		4
		8
	
	
		Wisconsin
		111
		137
		124
		89
		103
		84
		72
		74
		794
	
	
		Wyoming
		0
		1
		1
		0
		1
		1
		4
		7
		15
	
	
		

		

		

		

		

		

		

		

		

		

	
	
		*Numeric discrepancies between the total number of filings and the combined number of filings of states and/or territories are a result of multiple transaction locations listed on one or more Suspicious Activity Reports.
		
	
		

		

		

		

		

		

		

		

		

		

	
	
		Note:  Statistical data for Suspicious Activity Reports is continuously updated as information is processed. For this reason, there may be minor discrepancies between the statistical figures contained in the various portions of this report.
		



Sheet 3: Exhibit 3

	
	
	
	
	
	
	
	
		
 
		
		

		

	
	
		

		

	
	
		

		

	
	
		

		

	
	
		

		

	
	
		

		

	
	
		

		

	
	
		

		

	
	
		FinCEN Suspicious Activity Report (FinCEN Form 111)
		

		

	
	
		

		

		

		

		

		

		

		

		

	
	
		Exhibit 3:  Filings Ranked by States and Territories from an Insurance Company
		

		

	
	
		                January 1, 2014 through December 31, 2021
		

		

	
	
		

		

		

		

		

		

		

		

		

	
	
		Rank
		State/Territory
		Filings (Overall)
		Percentage (Overall)
		

		Rank
		State/Territory
		Filings (Overall)
		Percentage (Overall)
	
	
		1
		New York
		5,713
		22.43%
		

		31
		Virginia
		64
		Less than 1%
	
	
		2
		Texas
		4,542
		17.83%
		

		32
		Colorado
		58
		Less than 1%
	
	
		3
		Massachusetts
		1,921
		7.54%
		

		33
		Tennessee
		 54 
		Less than 1%
	
	
		4
		Ohio
		1,864
		7.32%
		

		34
		Arkansas
		 51 
		Less than 1%
	
	
		5
		Iowa
		1,711
		6.72%
		

		35
		Maryland
		 47 
		Less than 1%
	
	
		6
		Minnesota
		958
		3.76%
		

		36
		New Mexico
		 40 
		Less than 1%
	
	
		7
		North Carolina
		821
		3.22%
		

		37
		Nevada
		 36 
		Less than 1%
	
	
		8
		Wisconsin
		794
		3.12%
		

		38
		Hawaii
		 35 
		Less than 1%
	
	
		9
		Georgia
		785
		3.08%
		

		38
		Kentucky
		 35 
		Less than 1%
	
	
		10
		Indiana
		751
		2.95%
		

		39
		Utah
		 34 
		Less than 1%
	
	
		11
		California
		697
		2.74%
		

		40
		Oregon
		 31 
		Less than 1%
	
	
		12
		New Jersey
		644
		2.53%
		

		41
		Idaho
		 15 
		Less than 1%
	
	
		13
		Michigan
		478
		1.88%
		

		41
		Wyoming
		 15 
		Less than 1%
	
	
		14
		Connecticut
		424
		1.66%
		

		42
		Montana
		 13 
		Less than 1%
	
	
		15
		Illinois
		397
		1.56%
		

		43
		Alaska
		 11 
		Less than 1%
	
	
		16
		Louisiana
		385
		1.51%
		

		43
		Unknown/Blank
		 11 
		Less than 1%
	
	
		17
		Washington
		287
		1.13%
		

		44
		West Virginia
		 8 
		Less than 1%
	
	
		18
		Nebraska
		280
		1.10%
		

		45
		District of Columbia
		 5 
		Less than 1%
	
	
		19
		Alabama
		250
		Less than 1%
		

		45
		New Hampshire
		 5 
		Less than 1%
	
	
		20
		Oklahoma
		181
		Less than 1%
		

		45
		North Dakota
		 5 
		Less than 1%
	
	
		21
		Florida
		153
		Less than 1%
		

		46
		South Dakota
		 4 
		Less than 1%
	
	
		22
		Pennsylvania
		139
		Less than 1%
		

		47
		Delaware
		 2 
		Less than 1%
	
	
		23
		Kansas
		111
		Less than 1%
		

		48
		Maine
		 1 
		Less than 1%
	
	
		24
		Missouri
		110
		Less than 1%
		

		48
		U.S. Virgin Islands
		1 
		Less than 1%
	
	
		25
		Mississippi
		105
		Less than 1%
		

		-
		American Samoa
		0 
		-
	
	
		26
		Vermont
		87
		Less than 1%
		

		-
		Federated States of Micronesia
		0 
		-
	
	
		27
		Rhode Island
		84
		Less than 1%
		

		-
		Guam
		0 
		-
	
	
		28
		Puerto Rico
		82
		Less than 1%
		

		-
		Marshall Islands
		0 
		-
	
	
		29
		Arizona
		73
		Less than 1%
		

		-
		Northern Mariana Islands
		0 
		-
	
	
		30
		South Carolina
		68
		Less than 1%
		

		-
		Palau
		0 
		-
	
	
		

		

		

		

		

		

		

		

		

	
	
		Note:  Statistical data for Suspicious Activity Reports is continuously updated as information is processed. For this reason, there may be minor discrepancies between the statistical figures contained in the various portions of this report.

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...Sheet exhibit fincen suspicious activity report form filings by year amp month from an insurance company january through december february march april may june july august september october november subtotal total statistics generated for this were based on the bank secrecy act identification number bsa id of each record within sar system is a unique assigned to submitted numeric discrepancies between and combined states andor territories are result multiple locations listed one or more sars note statistical data continuously updated as information processed reason there be minor figures contained in various portions stateterritory alabama alaska american samoa arizona arkansas california colorado connecticut delaware district columbia federated micronesia florida georgia guam hawaii idaho illinois indiana iowa kansas kentucky louisiana maine marshall islands maryland massachusetts michigan minnesota mississippi missouri montana nebraska nevada new hampshire jersey mexico york north ca...









FinCEN Suspicious Activity Report (FinCEN Form 111)

Exhibit 3: Filings Ranked by States and Territories from an Insurance Company
January 1, 2014 through December 31, 2021

Rank	State/Territory	Filings (Overall)	Percentage (Overall)	Rank	State/Territory	Filings (Overall)	Percentage (Overall)
1	New York	5,713	22.43%	31	Virginia	64	Less than 1%
2	Texas	4,542	17.83%	32	Colorado	58	Less than 1%
3	Massachusetts	1,921	7.54%	33	Tennessee	54	Less than 1%
4	Ohio	1,864	7.32%	34	Arkansas	51	Less than 1%
5	Iowa	1,711	6.72%	35	Maryland	47	Less than 1%
6	Minnesota	958	3.76%	36	New Mexico	40	Less than 1%
7	North Carolina	821	3.22%	37	Nevada	36	Less than 1%
8	Wisconsin	794	3.12%	38	Hawaii	35	Less than 1%
9	Georgia	785	3.08%	38	Kentucky	35	Less than 1%
10	Indiana	751	2.95%	39	Utah	34	Less than 1%
11	California	697	2.74%	40	Oregon	31	Less than 1%
12	New Jersey	644	2.53%	41	Idaho	15	Less than 1%
13	Michigan	478	1.88%	41	Wyoming	15	Less than 1%
14	Connecticut	424	1.66%	42	Montana	13	Less than 1%
15	Illinois	397	1.56%	43	Alaska	11	Less than 1%
16	Louisiana	385	1.51%	43	Unknown/Blank	11	Less than 1%
17	Washington	287	1.13%	44	West Virginia	8	Less than 1%
18	Nebraska	280	1.10%	45	District of Columbia	5	Less than 1%
19	Alabama	250	Less than 1%	45	New Hampshire	5	Less than 1%
20	Oklahoma	181	Less than 1%	45	North Dakota	5	Less than 1%
21	Florida	153	Less than 1%	46	South Dakota	4	Less than 1%
22	Pennsylvania	139	Less than 1%	47	Delaware	2	Less than 1%
23	Kansas	111	Less than 1%	48	Maine	1	Less than 1%
24	Missouri	110	Less than 1%	48	U.S. Virgin Islands	1	Less than 1%
25	Mississippi	105	Less than 1%	-	American Samoa	0	-
26	Vermont	87	Less than 1%	-	Federated States of Micronesia	0	-
27	Rhode Island	84	Less than 1%	-	Guam	0	-
28	Puerto Rico	82	Less than 1%	-	Marshall Islands	0	-
29	Arizona	73	Less than 1%	-	Northern Mariana Islands	0	-
30	South Carolina	68	Less than 1%	-	Palau	0	-

Note: Statistical data for Suspicious Activity Reports is continuously updated as information is processed. For this reason, there may be minor discrepancies between the statistical figures contained in the various portions of this report.

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FinCEN Suspicious Activity Report (FinCEN Form 111)

Exhibit 1: Filings by Year & Month from an Insurance Company*
January 1, 2014 through December 31, 2021

Month	2014	2015	2016	2017	2018	2019	2020	2021
January	211	159	176	170	227	203	207	188
February	265	174	204	168	206	189	244	205
March	273	180	231	207	214	249	233	214
April	290	183	213	192	233	248	217	282
May	277	192	205	194	226	217	191	190
June	232	177	181	293	243	197	204	236
July	231	209	180	213	204	226	225	201
August	223	207	171	282	234	259	180	197
September	206	184	197	221	151	232	204	195
October	172	196	194	227	191	230	227	217
November	155	209	218	270	195	212	185	202
December	200	235	219	250	199	235	239	270
Subtotal	2,735	2,305	2,389	2,687	2,523	2,697	2,556	2,597
Total Filings	20,489

*Statistics generated for this report were based on the Bank Secrecy Act Identification Number (BSA ID) of each record within the Suspicious Activity Report (SAR) system. The BSA ID is a unique number assigned to each SAR submitted. Numeric discrepancies between the total number of filings and the combined number of filings of states and/or territories are a result of multiple locations listed on one or more SARs.

Note: Statistical data for SARs is continuously updated as information is processed. For this reason, there may be minor discrepancies between the statistical figures contained in the various portions of this report.









FinCEN Suspicious Activity Report (FinCEN Form 111)

Exhibit 2: Filings by States and Territories from an Insurance Company
January 1, 2014 through December 31, 2021

State/Territory	2014	2015	2016	2017	2018	2019	2020	2021	Total
Alabama	0	3	3	15	38	45	44	102	250
Alaska	0	1	0	1	1	4	1	3	11
American Samoa	0	0	0	0	0	0	0	0	0
Arizona	2	3	7	4	3	7	15	32	73
Arkansas	2	1	1	0	3	3	4	37	51
California	149	101	40	70	62	91	85	99	697
Colorado	1	1	5	5	2	8	11	25	58
Connecticut	39	48	49	62	40	63	50	73	424
Delaware	0	0	0	0	1	0	1	0	2
District of Columbia	0	3	1	0	0	0	1	0	5
Federated States of Micronesia	0	0	0	0	0	0	0	0	0
Florida	11	8	3	10	7	18	13	83	153
Georgia	79	153	145	146	198	6	3	55	785
Guam	0	0	0	0	0	0	0	0	0
Hawaii	19	4	0	0	1	6	3	2	35
Idaho	0	0	1	1	0	1	1	11	15
Illinois	112	51	22	22	34	49	31	76	397
Indiana	46	54	41	159	114	136	106	95	751
Iowa	153	158	131	376	153	94	212	434	1,711
Kansas	0	2	5	12	11	5	4	72	111
Kentucky	3	1	0	3	4	3	6	15	35
Louisiana	1	6	6	12	7	3	6	344	385
Maine	0	0	0	0	0	0	1	0	1
Marshall Islands	0	0	0	0	0	0	0	0	0
Maryland	14	11	5	0	2	3	3	9	47
Massachusetts	258	212	236	249	276	289	213	188	1,921
Michigan	9	14	40	109	56	85	90	75	478
Minnesota	75	78	94	110	110	129	197	165	958
Mississippi	0	3	9	5	18	8	3	59	105
Missouri	4	3	0	6	12	13	17	55	110
Montana	0	0	1	1	2	1	4	4	13
Nebraska	20	19	31	39	49	41	38	43	280
Nevada	3	7	0	1	2	6	6	11	36
New Hampshire	0	0	0	3	1	0	1	0	5
New Jersey	56	94	99	76	51	105	100	63	644
New Mexico	1	1	1	1	1	0	3	32	40
New York	670	829	721	779	790	740	588	596	5,713
North Carolina	7	4	2	160	213	153	116	166	821
North Dakota	1	1	0	0	0	0	0	3	5
Northern Mariana Islands	0	0	0	0	0	0	0	0	0
Ohio	91	230	451	153	199	238	264	238	1,864
Oklahoma	1	0	0	2	3	2	10	163	181
Oregon	0	0	1	5	2	9	5	9	31
Palau	0	0	0	0	0	0	0	0	0
Pennsylvania	20	30	4	15	20	20	18	12	139
Puerto Rico	24	15	9	1	9	7	7	10	82
Rhode Island	18	13	16	11	10	5	6	5	84
South Carolina	3	1	2	4	4	2	1	51	68
South Dakota	0	1	0	0	0	1	0	2	4
Tennessee	2	2	0	2	2	8	5	33	54
Texas	966	151	192	157	170	227	186	2,493	4,542
U.S. Virgin Islands	0	0	0	0	1	0	0	0	1
Unknown/Blank	2	1	1	0	1	2	3	1	11
Utah	2	0	1	2	2	1	0	26	34
Vermont	0	4	3	5	12	18	28	17	87
Virginia	8	7	4	6	9	13	11	6	64
Washington	19	32	26	41	52	40	27	50	287
West Virginia	0	1	1	0	0	2	0	4	8
Wisconsin	111	137	124	89	103	84	72	74	794
Wyoming	0	1	1	0	1	1	4	7	15

*Numeric discrepancies between the total number of filings and the combined number of filings of states and/or territories are a result of multiple transaction locations listed on one or more Suspicious Activity Reports.

Note: Statistical data for Suspicious Activity Reports is continuously updated as information is processed. For this reason, there may be minor discrepancies between the statistical figures contained in the various portions of this report.

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