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File: Excel Sheet Download 12179 | Shadow Banking Reporting Templates 2015 | Business Form Tools
sheet 1 cover page confidential when completed 5192015 reporting template for shadow banking monitoring and informationsharing jurisdiction primary contact name phone number email address additional contact if any name phone ...

icon picture XLS Filetype Excel XLS | Posted on 07 Jul 2022 | 3 years ago
Partial file snippet.
Sheet 1: Cover Page












Confidential when completed





5/19/2015






















Reporting template for shadow banking monitoring and information-sharing

Jurisdiction:









Primary contact





Name:
Phone number:
Email address:









Additional contact (if any)





Name:
Phone number:
Email address:








Reporting date (DD.MM.YYYY):

General remarks:

List of templates

1 macro-mapping


2 supplementary template on prudential consolidation (a-b)


3 classification of non-bank entities into economic functions (a-b)


4 risk metrics for classified entites


5 policy tools for addressing shadow banking risks (a-e)


6 risk & tools, and innovations & adaptations mapping (a-b)









Please refer to the accompanying reporting instructions.


Sheet 2: 1 macro mapping































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Main template for the macro-mapping - from Flow of Funds / sector balance sheet data*
























































































Please fill in the template with figures in USD millions, converted at the exchange rate at the end of the period (and insert exchange rate used in column 66)



































































Please use the table below to report any additional information, if needed.









































































(USD mil)










STOCK of financial assets
as of end-year
Col 1 Col 2 Col 3 Col 4 Col 5 Col 6 Col 7 Col 8 Col 9 Col 10 Col 11 Col 12 Col 13 Col 14 Col 15 Col 16 Col 17 Col 18 Col 19 Col 20 Col 21 Col 22 Col 23 Col 24 Col 25 Col 26 Col 27 Col 28 Col 29 Col 30 Col 31 Col 32 Col 33 Col 34 Col 35 Col 36 Col 37 Col 38 Col 39 Col 40 Col 41 Col 42 Col 43 Col 44 Col 45 Col 46 Col 47 Col 48 Col 49 Col 50 Col 51 Col 52 Col 53 Col 54 Col 55 Col 56 Col 57 Col 58 Col 59 Col 60 Col 61 Col 62 Col 63 Col 64 Col 65 Col 66

Col 67 Col 68 Col 69 Col 70 Col 71 Col 72 Col 73 Col 74

Financial Institutions
=(col2+col3+col19+col22+col25+col35+col65)
Central Bank Deposit-Taking Institutions
=(col4+col9+col14)















Insurance Companies
(Note 2, 3)


Pension Funds
(Note 2, 3)


Public Financial Institutions
=(col26+col29+col32)









Other Financial Intermediaries
(OFIs)
=sum OFI subsectors





























Financial Auxiliaries (Note 9) Exchange rate at end of the period
(Note 10)











Banks



XX
(Note 1)




Others







Public Financial Institutions
(Note 3,4)


XX
(Note 1,4)


Others



MMFs
- of which constant NAV or equivalent
(Note 5)
Other MMFs
(Note 5)
Finance Companies

Structured Finance Vehicles Hedge Funds
(Note 6,8)


Other Investment Funds - equity funds (Note 7,8) Other Investment Funds - fixed income funds (Note 7,8)

Other Investment Funds -other funds (Note 7,8)

Broker-dealers

Real Estate Investment Trusts (REITs) and Funds

Trust Companies XX
(Note 1)
XX
(Note 1)
XX
(Note 1)
Others


Credit assets (Note 12)
Assets to OFIs Liabilities to OFIs Credit assets (Note 12)
Assets to OFIs Liabilities to OFIs Credit assets (Note 12)
Assets to OFIs Liabilities to OFIs Credit assets (Note 12)
Credit assets (Note 12)
Credit assets (Note 12)
Credit assets (Note 12)
Credit assets (Note 12)
Credit assets (Note 12)
Credit assets (Note 12)
Credit assets (Note 12)
Credit assets (Note 12)
Credit assets (Note 12)
Credit assets (Note 12)
of which: equity REITs and Funds
(Note 14)
of which: mortgage REITs and Funds
(Note 14)



of which: lending (Note 13) of which: lending (Note 13) of which: lending (Note 13) of which: lending (Note 13) of which: lending (Note 13) of which: lending (Note 13) of which: lending (Note 13) of which: lending (Note 13) of which: lending (Note 13) of which: lending (Note 13) of which: lending (Note 13) of which: lending (Note 13) of which: lending (Note 13) of which: lending (Note 13)


2002 0
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2014 0
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Source
(Description, confidentiality, URL)
(Note 11)













































































Note
(Detailed definition etc.)





































































































































































Please indicate here whether you are reporting in the above financial assets (preferred) or total assets:











































































































































Notes:












































































*: Members may complement the Flow of Funds / sector balance sheet data with other information. If data is unavailable, please fill in "N/A" or keep it blank. If end-2014 data is not available, please provide the most recent available data point in 2014 and indicate the reference date.












































































(1) For XX, please fill in subcategories as relevant.












































































(2) If data for Insurance Companies and Pension Funds can not be separated, please fill the aggregated number in the insurance companies' cells and explain that in the Note cell.












































































(3) If data for Insurance Companies, Pension Funds and Public Financial Institutions are included in Other Financial Intermediaries, please clarify that in the Note cell.












































































(4) If data for government-owned deposit-taking institutions are included in the Public Financial Institutions, please separate that out in XX cells or clarify as such in the Note cell.












































































(5) If data for MMFs can not be separated between CNAV and Others, please fill the aggregated number in the Other MMFs cells and explain that in the Note cell.












































































(6) If data for hedge funds can not be separated from Other Investment Funds, please fill the aggregated number in the Other Investment Funds cells and explain that in the Note cell.












































































(7) If data for Other Investment Funds can not be separated between Equity Funds, Fixed Income Funds and Other Funds, please fill in the aggregate number in the Other Funds' cells and explain that in the Note cell.












































































(8) Please provide data for funds that are domiciled in your jurisdiction. For jurisdictions that are host to fund managers managing funds domiciled offshore, please provide financial assets under management by fund managers registered/licenced in your jurisdiction but domiciled offshore at the end of 2014 in the Note cell. If possible, please also provide the name of the jurisdiction in which these funds are domiciled.












































































(9) If your Flow of Funds / sectoral accounts distinguish financial auxiliaries, please describe what they are and provide examples.












































































(10) USD per local currency unit.












































































(11) Please indicate the sources used to fill in this template (e.g. supervisory data, market data, other…).












































































(12) Amount of loans and receivables, investments in debt securities, and other credit-related assets, e.g. government debt and other debt instruments, excluding intercompany receivables (i.e. balances between companies within a group). Before 2005 and for OFI subsectors on a best effort basis.












































































(13) Amount of loans and receivables. Before 2005 and for OFI subsectors on a best effort basis.












































































(14) An equity REIT only invests in and owns physical properties and whose revenues therefore come principally from its properties' rents (they are responsible for the equity or value of their real estate assets). Mortgage REITs do not invest in physical real-estate but derive most of their income from investment and ownership of debt instruments, such as property mortgages or MBS that support real-estate investments.


























































































































































Contact person (if different to those provided on the cover sheet)











































































Name:










































































Phone number










































































E-Mail address:









































































Sheet 3: 2a subtemplate consolidation

Supplementary template related to OFIs prudentially consolidated into a banking group















































To be filled in if a significant part of an OFI sub-sector is prudentially consolidated into a banking group, USD million

Please use the table below to report any additional information, if needed.
































(USD mil)










STOCK of financial assets
as of end-year
Col 1 Col 2 Col 3 Col 4 Col 5 Col 6 Col 7 Col 8 Col 9 Col 10 Col 11 Col 12
Col 13 Col 14 Col 15 Col 16 Col 17 Col 18 Col 19 Col 20 Col 21 Col 22 Col 23 Col 24

Col 25 Col 26 Col 27 Col 28 Col 29 Col 30 Col 31 Col 32














Interconnectedness data










Finance companies
=macro mapping col40

Structured Finance Vehicles
=macro mapping col43

Broker-dealers
=macro mapping col54

XX
(Note 1)

XX
(Note 1)

XX
(Note 1)


Banks' assets to OFIs
=macro mapping col7

Banks' liabilities to OFIs
=macro mapping col8

XXs' assets to OFIs
=macro mapping col12

XXs' liabilities to OFIs
=macro mapping col13

Others' assets to OFIs
=macro mapping col17

Others' liabilities to OFIs
=macro mapping col18












of which prudentially consolidated into banking group of which prudentially consolidated into banking group of which prudentially consolidated into banking group of which prudentially consolidated into banking group of which prudentially consolidated into banking group of which prudentially consolidated into banking group
of which prudentially consolidated into banking group of which prudentially consolidated into banking group of which prudentially consolidated into banking group of which prudentially consolidated into banking group of which prudentially consolidated into banking group of which prudentially consolidated into banking group

of which prudentially consolidated into banking group of which prudentially consolidated into banking group of which prudentially consolidated into banking group of which prudentially consolidated into banking group

2002 0
0
0







0
0
0
0
0
0











2003 0
0
0







0
0
0
0
0
0











2004 0
0
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0
0
0
0
0
0











2005 0
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0
0
0
0
0
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2006 0
0
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0
0
0
0
0
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2007 0
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0
0
0
0
0
0











2008 0
0
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0
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0
0
0
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2009 0
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0
0
0
0
0
0











2010 0
0
0







0
0
0
0
0
0











2011 0
0
0







0
0
0
0
0
0











2012 0
0
0







0
0
0
0
0
0











2013 0
0
0







0
0
0
0
0
0











2014 0
0
0







0
0
0
0
0
0











Source
(Description, confidentiality, URL)
(Note 2)
0
0
0







0
0
0
0
0
0











Note
(Detailed definition etc.)
0
0
0







0
0
0
0
0
0

















































Proxies/Estimates are acceptable if hard data is not available.



































Notes:



































(1) Please use this column to add any other OFI sub-sector for which a significant part is prudentially consolidated into a banking group.



































(2) Please indicate the sources used to fill in this template (e.g. supervisory data, market data, other…).


































The words contained in this file might help you see if this file matches what you are looking for:

...Sheet cover page confidential when completed reporting template for shadow banking monitoring and informationsharing jurisdiction primary contact name phone number email address additional if any date ddmmyyyy general remarks list of templates macromapping supplementary on prudential consolidation ab classification nonbank entities into economic functions risk metrics classified entites policy tools addressing risks ae amp innovations adaptations mapping please refer to the accompanying instructions macro main from flow funds sector balance data fill in with figures usd millions converted at exchange rate end period insert used column use table below report information needed mil stock financial assets as endyear col institutions colcolcolcolcolcolcol central bank deposittaking colcolcol insurance companies note pension public other intermediaries ofis sum ofi subsectors auxiliaries banks xx others mmfs which constant nav or equivalent finance structured vehicles hedge investment equit...

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